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2016-03-09 Item 10C Mid-year Budget Report AGENDA REPORT City Council MEETING DATE: March 9, 2016 PREPARED BY: Tim Nash DEPT. DIRECTOR: Tim Nash Finance Director DEPARTMENT: Finance CITY MANAGER: Karen P. Brust SUBJECT: Fiscal Year 2015-16 Mid-Year Budget Status Report and Proposed Budget Amendments RECOMMENDATION: Staff recommends that City Council take the following actions: 1. Receive and file the Fiscal Year 2015-16 Mid-Year Budget Status report. 2. Adopt Resolution 2016-24 titled "A Resolution of the City Council of the City of Encinitas Amending the Fiscal Year 2015-16 Budget" STRATEGIC PLAN: This agenda item applies to the Organizational Efficiency and Effectiveness focus area by maintaining the City's financial health. FISCAL CONSIDERATIONS: Proposed mid-year budget amendments will reduce estimated revenue by $1,770,962 and reduce budgeted expenditures by $858,287. The General Fund impact will be to reduce estimated revenue $32,000 and increase budgeted expenditures $284,075 for a net reduction in fund balance of$316,075. Proposed mid-year amendments to transfers between funds are a net reduction of $1,226,402. The General Fund impact is an increase in transfers out of the General Fund of$745,598 which will reduce General Fund balance by that amount. Table 1 on the next page lists all Fiscal Year 2015-16 General Fund budget amendments approved by City Council since the adoption of the original budget. Prior to the proposed mid- year budget amendments the available fund balance in the General Fund is $12,090,078. Approval of the mid-year budget amendments will reduce the General Fund balance by $1,262,844 to $10,827,234. The remainder of this report and attachments provide detailed explanations for each mid-year amendment proposed. 2016-03-09 Item 10C 1 of 47 Table 1 City of Encinitas 3/2/2016 General Fund Balance Status Increase(Decrease) Meeting Date Resolution# to fund balance Net available fund balance at 6/30/2015 $ 13,599,967 FY 2015-16 Budget Amendments 1. Pacific View professional services 07/15/15 (25,000) 2. SEIU and unrep. MOU impacts 07/15/15 2015-46 (180,800) 3. Alternative Fuel study additional budget 08/19/15 2015-42 (31,925) 4. Montgomery At-grade Pedestrian Crossing 10/28/15 2015-77 (573,766) 5. CalPERS Lump Sum Payment 5%of FY 2014-15 Budget Surplus 10/28/15 2015-72 (341,956) 6. 1Q FY2015-16 Operating Adjustments 11/18/15 2015-71 500,533 7. 1Q FY2015-16 CIP Adjustments 11/18/15 2015-79 (45,456) 8. El Portal Pedestrian and Bike Underpass local share 11/18/15 2015-75 (704,000) 9. Land Use/Development mediation program 12/09/15 2015-78 (7,750) 10. Law Enforcement Overtime 12/09/15 2015-85 (50,000) 11. TMDL Compliance Program 12/16/15 2015-76 21,761 12. Parking Study 12/16/15 2015-87 (25,000) 13. Hwy 101 Emergency Repairs(CX11F) 02/10/16 2016-01 (83,925) 14. Hwy 101 Slope Monitoring Project(CX16F) 02/10/16 2016-01 (4,014) 15. City Council work plan FY2015-16 operating budget adjustments 02/10/16 2016-09 118,668 16. 25 Cities Initiative to address homelessness-pending approval 02/17/16 2016-23 (25,000) 17. Design for supplemental safety measures at Chesterfield-pending approval 02/24/16 2016-25 (52,259) Net available fund balance before mid-year amendments 12,090,078 18. Mid-Year budget amendments 03/09/16 2016-24 (316,075) 19. Mid-Year fund transfer amendments 03/09/16 2016-24 (745,598) Available fund balance: $ 11,028,405 BACKGROUND: On June 10, 2015 City Council approved the FY 2015-16 and FY 2016-17 two-year operating budget and adopted resolution 2015-32 authorizing appropriations for FY 2015-16. City Council also approved the six-year Financial Plan and Capital Improvement Program. On October 28, 2015 City Council received the Report on the Financial Results for Fiscal Year 2014-15 and adopted ending fund balances for FY 2014-15 as beginning fund balances for FY 2015-16. Beginning fund balance in the General Fund for FY 2015-16 was $41,402,445 with $18,635,041 unrestricted and available for appropriation. In the first three years of the six year plan the unrestricted General Fund balance is projected to be drawn down $5,035,074 for planned capital projects leaving $13,599,967 available for City Council appropriation. Through 2/24/16, City Council has approved amendments to the FY 2015-16 budget that have reduced available fund balance by $1,509,889 to $12,090,078. Each year after the mid-point of the fiscal year staff presents a report to City Council describing the status of the budget and the related revenue estimates. Staff also presents proposed amendments to the budget necessary to complete the fiscal year within budget. ANALYSIS: After the first six-months of FY 2015-16 the budget remains balanced. In the General Fund, revenue and transfers-in total $24,963,029 which is 37% of estimates, while expenditures and transfers-out of $33,020,396 are 46% of budget. Revenue and transfers in are $2,804,703 ahead of last fiscal year after six months and expenditures are $5,269,922 ahead of last fiscal year. 2016-03-09 Item 10C 2 of 47 General Fund Revenue (Attachment 1) General Fund revenue through the first six months of FY 2015-16 is $24,963,029 which is 37% of total estimated revenue for the fiscal year. Current fiscal year revenue is $2,839,303 greater than the first six months of FY 2014-15. In a typical year a higher percentage of revenue is received in the second half of the fiscal year than in the first half. The primary reason for this is due to when property tax is received by the City. Property owners can pay their taxes in two installments each year with the deadline for the first installment being December 10`" and the second installment, April 10`". The San Diego County Treasurer collects all property taxes and then distributes the taxes to the various governmental agencies that levy property taxes in the County. The City of Encinitas receives the majority of its property tax revenue in December, January, April and May. Over 84% of General Fund revenue is generated from taxes with property tax alone accounting for nearly 58% of total General Fund revenue. Through the first six months of FY 2015-16 total tax revenue of $18,993,255 is up 5.7% over the same period in the prior fiscal year and is 33.9% of total estimated tax revenue for FY 2015-16. Total tax revenue for budget purposes was estimated to increase 3.5% in FY 2015-16. At mid-year property tax revenue is $13,776,752 which is 6.4% ahead of last year's revenue, while sales tax revenue is $3,752,253 which is 1.5% ahead of last year. The FY 2015-16 budget was balanced based on an assumed 2.7% increase in property tax revenue and an 8.8% increase in sales tax revenue. The sales tax revenue estimate included an anticipated one-time payment for the wind down of the triple flip which will not be received until the end of the fiscal year. Transient Occupancy Tax collections through six months total $873,939 which is 11% greater than last year. TOT collections year to date are 58.2% of estimate. Charges for services account for 10% of total General Fund revenue. Charges for services revenue totaling $3,491,243 have increased 39.2% in the first six months of FY 2015-16. Most of this increase is attributable to the inclusion of Recreation and Junior Lifeguard program revenue in the General Fund for the first time. In prior years Recreation and Junior Lifeguard program revenues were accounted for in Enterprise Funds. Planning, building, engineering and fire prevention fees total $1,947,601 at mid-year which is an increase of 8.7% over last year. The remaining 6% of General Fund revenue consists of licenses and permits, intergovernmental, fines and forfeitures, use of money and other financing sources. Revenue from these sources total $2,478,531 through mid-year which is an increase of 49% over last year. This year's revenue includes a one-time transfer of$462,721 into the General Fund which represents remaining fund balances in the Recreation and Jr. Lifeguard Funds which were dissolved at first quarter this year. Table 2 below provides General Fund revenue totals by adopted budget, amended budget, YTD actual and mid-year revised projections. Table 2 General Fund Revenue Summary(December 31,2015) Adopted Amended Percent Revised Budget Budget YTD Actual Realized Projections Description 2015/16 2015/16 2015/16 2015/16 2015/16 Property Taxes $ 38,578,376 $ 38,670,487 $ 13,776,752 36% $ 38,670,487 Sales Tax 13,685,188 13,685,188 3,752,253 27% 13,685,188 Franchise Taxes 2,197,000 2,197,000 590,311 27% 2,197,000 Transient Occupancy Taxes 1,502,000 1,502,000 873,939 58% 1,502,000 Licenses, Fees and Permits 250,000 250,000 131,800 53% 250,000 Revenue from Other Agencies 500,679 972,034 209,031 22% 987,034 Current Services 6,627,762 6,456,462 3,491,243 54% 6,409,462 Fines and Forfeitures 674,750 674,750 383,841 57% 674,750 Interest and Rents 426,547 591,547 441,789 75% 591,547 Other Revenue 590,000 596,300 162,168 27% 596,300 Transfers In 1,184,360 1,637,081 1,149,902 70% 1,637,081 Revenue Total $ 66,216,662 $ 67,232,849 $ 24,963,029 37% $ 67,200,849 2016-03-09 Item 10C 3 of 47 General Fund Expenditures (Attachment 2) General Fund expenditures including transfers out and capital contributions through six months of FY 2015-16 were $33,020,396 which is 46% of the FY 2015-16 amended budget of $71,960,990. Personnel costs represent $30,255,873 or 43% of the General Fund budget. As of mid-year personnel budgets are 50% expended at $15,155,270. Included in the personnel expenditures through mid-year are full payment of the city's required annual contribution towards the post-employment benefit unfunded liability ($560,004) and a lump sum payment towards the city's unfunded pension liability ($341,956). Contracts and services represent $24,762,159 or 36% of the General Fund budget and at mid- year are 38% expended. The city's largest contract for service is with the San Diego County Sheriff for law enforcement services with a budget of $12,812,600. As of mid-year this contract was 33% expended with four of twelve monthly payments having been made. Transfers out make up $14,701,082 or 20% of the General Fund budget and are 52% expended at mid-year. Transfers out consist of operating transfers, transfers for debt service payments and transfer to fund capital projects. Operating transfers are budgeted at $2,837,895 and are used to provide funding to internal service funds that provide services to the General Fund such as risk management, fleet maintenance, fleet replacement, equipment replacement and fire apparatus replacement. Transfers out for debt service provides funding for annual principal and interest payments on city debt and are budgeted at $4,994,187. Transfers for capital projects are budgeted at $6,869,000 and provide the General Fund share of funding for all capital projects. The remaining $2,241,876 or 3% of the General Fund budget is for material and supplies, internal cost allocation, capital equipment and lease payments. These categories are 36% expended at mid-year. Table 3 below provides General Fund expenditure totals by adopted budget, amended budget, YTD actual and mid-year revised projections. Table 3 General Fund Expenditure Summary by Category(December 31, 2015) Adopted Amended Percent Revised Budget Budget YTD Actual Realized Projections Description 2015/16 2015/16 2015/16 2015/16 2015/16 Personnel $ 29,796,117 $ 30,255,873 $ 15,155,270 50% $ 30,269,321 Materials & Supplies 1,387,793 1,390,890 519,504 37% 1,427,920 Contracts & Services 24,586,459 24,762,159 9,383,188 38% 24,949,980 Internal Cost Allocation 452,479 452,390 226,195 50% 452,390 Capital Outlay 206,968 201,967 33,569 17% 247,743 Debt/Finance 186,000 196,629 31,234 16% 196,629 Transfers 12,410,001 14,701,082 7,671,436 52% 15,446,680 Expenditure Total $ 69,025,817 $ 71,960,990 $ 33,020,397 46% $ 72,990,663 Capital Improvement Program (Attachments 3&4) City Council appropriated $17,993,927 in the FY 2015-16 budget for new capital projects and work projects. Funding for projects carried forward to FY 2015-16 from prior years totaled $27,531,944. City Council has appropriated an additional $7,817,794 for capital projects since the beginning of FY 2015-16. Projects with unspent balances of $2,344,371 have been closed and the remaining balance returned to the funding source. Through the first six months of FY 2015-16 $3,096,500 has been expended on capital and work projects. Total remaining funding for capital and work projects as of mid-year is $47,902,794. Attachments 3 and 4 to this report provide a comprehensive list of all active projects and a project status report. Table 4 provides a summary of the status of the Capital Improvement Program as of mid-year. 2016-03-09 Item 10C 4 of 47 Table 4 Capital Improvement Program Summary as of December 31,2015 FY 2014-15 FY 2015-16 FY 2015-16 FY 2015-16 Carryover FY 2015-16 Offcycle YTD Project Close FY 2015-16 Funding New Funding Funding Expenditures Out Balance Capital Projects $15,249,564 $ 8,524,000 $7,093,637 $(1,543,530) $(2,133,103) $ 27,190,568 Work Projects 3,313,753 3,066,578 517,157 (932,707) (205,548) 5,759,233 Facilities Capital Projects - 1,362,000 207,000 (73,845) 1,495,155 Cardiff Sanitary Division Capital Projects 7,634,100 3,664,762 - (108,024) 11,190,838 Encinitas Sanitary Division Capital Projects 1,334,527 1,376,587 - (438,394) (5,720) 2,267,000 $27,531,944 $17,993,927 $7,817,794 $ 3,096,500 $ 2,344,371 $ 47,902,794 Proposed Budget Adjustments (Attachment 5) Budget adjustments proposed at mid-year for all funds reduce estimated revenue $1,770,962 and reduce budgeted expenditures $858,287. In the General Fund estimated revenue is reduced$32,000 and budgeted expenditures increased$284,075. Significant adjustments to estimated revenue include in the State Capital Grant Fund (203) the elimination of an anticipated Active Transportation Program (ATP) grant for the Leucadia Blvd. roundabout at Hygeia St ($1,300,000) and in the Restricted Donations & Contributions Fund (229) the elimination of the anticipated grants, donations and rebates for the Leo Mullen artificial turf project ($472,000). Significant adjustments to budgeted expenditures include in the General Fund (101) a request for eight (8) replacement 800Mhz radios for Marine Safety, $45,776; in the Encinitas Ranch Lighting and Landscaping District Fund (297) increased budget for water, $47,000; and in the Capital Improvement Fund (401) four (4) emergency repairs due to storm damage $182,000, increase to the Leo Mullen artificial turf project for engineering and design costs $77,600 and the elimination of the Leucadia Blvd. roundabout at Hygeia St. project ($1,500,000). A detailed explanation for each budget adjustment is included in Attachment 5. Table 5 below summarizes operating budget amendments by fund. Table 5 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) General Fund (101) $ (32,000) $ 284,075 $ (316,075) State Capital Grant Fund(203) $(1,300,000) $ - $(1,300,000) Restricted Donations&Contributions Fund (229) $ (469,462) $ 2,538 $ (472,000) Village Park MID (293) $ 18,000 $ 18,000 $ - Encinitas Ranch Lighting and Landscaping District(297) $ 12,500 $ 77,500 $ (65,000) Capital Improvements Fund(401) $ - $(1,240,400) $ 1,240,400 $(1,770,962) $ (858,287) $ (912,675) Proposed Adjustments to Transfers between Funds (Attachment 6): Requested transfers between funds are reduced ($1,226,462). Transfers between funds of the city are primarily used to fund capital projects and debt service payments. The most significant transfers creating the net reduction at mid-year included the elimination of the $1,300,000 transfer from the State Capital Grant Fund to the Capital Improvement Fund due to the determination that the city would not receive an ATP grant for the Leudcadia Blvd. roundabout at Hygeia St. The transfer of the $200,000 local match from the Regional Traffic Mitigation Fees Fund (234) to the Capital Improvement Fund (401) is also eliminated. Significant increases in transfers between funds include $182,000 from the General Fund (101) to the Capital Improvement Fund (401) for emergency projects to repair storm damage. Detailed explanations for each transfer can be found in Attachment 6. Table 6 summarizes transfer amendments by fund. 2016-03-09 Item 10C 5 of 47 Table 6 Fund Totals Transfers In Transfers Out Increase Increase (Decrease) (Decrease) General Fund (101) $ - $ 745,598 State Capital Grant Fund(203) - (1,300,000) Community Development Block Grant Fund(222) 13,998 - Restricted Donations&Contributions Fund (229) - (472,000) Regional Traffic Mitigation Fees Fund (234) - (200,000) Capital Improvements Fund (401) (1,240,400) - $(1,226,402) $ (1,226,402) ENVIRONMENTAL CONSIDERATIONS: The action being considered by the City Council is exempt from the California Environmental Quality Act (CEQA) because it is not a "project" per Section 15378(b)(5) of the CEQA Guidelines. ATTACHMENTS: 1. FY 2015-16 Revenue & Transfers In by Fund - July 1, 2015 through December 31, 2015 2. FY 2015-16 Expenditures & Transfers Out by Fund - July 1, 2015 through December 31, 2015 3. Comprehensive List of All Active Capital Improvement Projects 4. Capital Improvement Project Status Report Mid-Year Review 5. Proposed Operating Budget Amendments — Mid-Year 6. Proposed Fund Transfer Amendments — Mid-Year 7. Schedule A: Revised Budget Summary Mid-Year FY2015-16 8. FY 2015-16 Revenue Adjustment Summary July 1, 2015 through December 31, 2015 9. FY 2015-16 Expenditure Adjustment Summary July 1, 2015 through December 31, 2015 10. Resolution 2016-24 titled "A Resolution of the City Council of the City of Encinitas Amending the Fiscal Year 2015-16 Budget" 2016-03-09 Item 10C 6 of 47 City of Encinitas FY 2015/16 Revenue&Transfers In by Fund July 1,2015 through December 31,2015 Percent Mid-Year Increase or Adopted Budget Amended Budget YTD Actual Realized Mid-Year Revise Increase Prior Year YTD Decrease Fund&Description 2015116 2015116 2015116 2015116 2015116 Decrease Actual 2014115 from PY 101 General Fund Taxes Property Tax 38,078,376 38,170,487 13,535,482 35.5% 38,170,487 - 12,742,702 0.0 Property Transfer Tax 500,000 500,000 241,270 48.3% 500,000 - 204,928 0.0 Sales Tax 12,065,493 12,065,493 3,752,253 31.1% 12,065,493 - 3,698,160 1.5 Sales Tax"Triple Flip" 1,619,695 1,619,695 - 0.0% 1,619,695 - - 0.0% Franchise Taxes 2,197,000 2,197,000 590,311 26.9% 2,197,000 - 544,061 8.5% Transient Occupancy Taxes 1,502,000 1 502 000 873,939 58.2% 1,502,000 - 787,284 11.0 Total Taxes 55,962,564 56,054,675 18,993,255 33.9% 56,054,675 - 17,977,135 5.7% Licenses&Permits Business Registration 180,000 180,000 77,087 42.8% 180,000 - 88,988 -13.4 Short-term Vacation Rental 20,000 20,000 14,100 70.5% 20,000 - 12,000 17.5% All Other Licenses&Permits 50,000 50,000 40,613 81.2% 50,000 40,514 0.2 Total Licenses&Permits 250,000 250,000 131,800 52.7% 250,000 - 141,502 -6.9 Intergovernmental Motor Vehicle In-Lieu - - 24,821 0.0% - - 26,708 -7.1 Other I ntergovernmental 500,679 972,034 184,210 19.0% 987,034 15,000 113,065 62.9 Total Intergovernmental 500,679 972,034 209,031 21.5% 987,034 15,000 139,773 49.6% Charges for Service Planning Fees 628,000 628,000 263,504 42.0% 628,000 - 318,499 -17.3% Building Fees 2,298,100 2,298,100 1,008,121 43.9% 2,191,100 (107,000) 987,928 2.0% Engineering Fees 900,000 900,000 632,092 70.2% 900,000 - 443,080 42.7% Fire Prevention Fees 70,000 70,000 43,884 62.7% 70,000 - 42,493 3.3% Recreation Fees 1,355,911 1,184,611 845,833 71.4% 1,184,611 - 17,228 4809.6% Arts Program 12,969 12,969 16,486 127.1% 12,969 - 13,427 22.8 Internal Cost Allocation 1,327,782 1,327,782 663,891 50.0% 1,327,782 - 675,798 -1.8% Other Fees 35,000 35,000 17,432 49.8% 35,000 8,990 93.9 Total Charges for Service 6,627,762 6,456,462 3,491,243 54.1% 6,349,462 (107,000) 2,507,443 39.2 Fines&Forfeitures Vehicle Code Fines 190,000 190,000 79,138 41.7% 190,000 - 71,679 10.4% Red Light Violations 250,000 250,000 144,744 57.9% 250,000 - 122,930 17.7 Parking Citations 209,500 209,500 150,219 71.7% 269,500 60,000 165,684 -9.3% Municipal Code Fines 25,250 25,250 9,740 38.6% 25,250 - 7,640 27.5 Total Fines&Forfeitures 674,750 674,750 383,841 56.9% 734,750 60,000 367,933 4.3% Money&Property Investment Earnings 150,000 150,000 142,784 95.2% 150,000 - 101,437 0.0% Rental Income 251,612 416,612 299,002 71.8% 416,612 - 202,613 47.6% Event Sponsorships 24,935 24,935 3 0.0% 24,935 0.0% Total Money&Property 426,547 591,547 441,789 74.7% 591,547 - 304,050 45.3% Miscellaneous Revenue Interfund Revenue 200,000 200,000 70,186 35.1% 200,000 - 70,186 0.0% Cost Recovery 300,000 306,300 78,369 25.6% 306,300 - 68,283 14.8 Other Revenue 80,000 80,000 13,613 17.0% 80,000 34,251 -60.3 Total Miscellaneous 580,000 586,300 162,168 27.7% 586,300 - 172,720 -6.1 Other Financing Sources Proceeds-Fixed Asset Disposal 10,000 10,000 - 0.0% 10,000 - - 0.0 Transfers In 1,184,360 1,637,081 1,149,902 70.2% 1,637,081 513,170 124.1% Total Transfers In 1,194,360 1,647,081 1,149,902 69.8% 1,647,081 - 513,170 124.1 Total General Fund 66,216,662 67,232,849 24,963,029 37.1% 67,200,849 (32,000) 22,123,726 12.8% Special Revenue Funds Infrastructure Funds 201 Gas Tax 1,380,849 1,380,849 536,476 38.9% 1,380,849 - 801,363 -33.1 203 State Capital Grant 1,700,000 6,866,000 240,312 3.5% 5,566,000 (1,300,000) 239,990 0.0% 211 Transnet Program 2,473,000 2,473,000 232,147 9.4% 2,473,000 - 236,103 0.0% 212 Coastal Zone Management 300,000 300,000 217,887 72.6% 300,000 - 194,786 0.0 223 Federal Capital Grant 89,325 25,025 28.0% 89,325 150,159 0.0% Total Infrastructure Funds 5,853,849 11,109,174 1,251,847 11.3% 9,809,174 (1,300,000) 1,622,401 -22.8% Grant Funds 202 State Law Enforcement Grant 100,000 100,000 12,515 12.5% 100,000 - 31,230 -59.9% 213 Government Education Access 425,895 425,895 108,980 25.6% 425,895 - 108,740 0.2% 214 Solid Waste,Recycling&HHW 426,250 426,250 142,840 33.5% 426,250 - 119,709 19.3% 215 Asset Forfeiture 533 533 - 0.0% 533 - - 0.0 221 Senior Nutrition Grant 129,539 129,539 58,308 45.0% 129,539 - 56,681 2.9% 2016-03-09 Item 10C 7 of 47 City of Encinitas FY 2015/16 Revenue&Transfers In by Fund July 1,2015 through December 31,2015 Percent Mid-Year Increase or Adopted Budget Amended Budget YTD Actual Realized Mid-Year Revise Increase Prior Year YTD Decrease Fund&Description 2015116 2015116 2015116 2015116 2015116 Decrease Actual 2014115 from PY 222 CDBG 418,237 603,519 1,635 0.3% 617,517 13,998 (11,614) -114.1% 227 HOME Entitlement Program 6,107 91,312 90,985 99.6% 91,312 - (56,780) -260.2% 228 Federal Law Enforcement Grant 10,000 10,000 - 0.0% 10,000 - - 0.0% 229 Restricted Donations 638,000 638,000 131,985 20.7% 168,538 (469,462) 100,080 31.9% 230 CSA-17 Benefit Fees 281,171 219,191 78.0% 482,342 201,171 NA Total Grant Funds 2,154,561 2,706,219 766,439 28.3% 2,451,926 (254,293) 348,046 120.2% Development Impact Funds 231 Park Development Fees 151,460 151,460 138,218 91.3% 151,460 - 134,584 2.7% 232 Parkland Acquisition Fees 203,119 203,119 364,736 179.6% 203,119 - 357,532 2.0% 233 Traffic Mitigation Fees 388,303 388,303 60,891 15.7% 388,303 - 22,210 174.2% 234 Regional Traffic Mitigation Fees 154,650 154,650 125,542 81.2% 154,650 - 130,336 -3.7% 235 Open Space Acquisition Fees 34,049 34,049 23,602 69.3% 34,049 - 22,934 2.9% 236 Recreation Trails Fees 6,531 6,531 5,989 91.7% 6,531 - 5,827 2.8% 237 Community Facility Fees 45,680 45,680 31,039 67.9% 45,680 - 30,447 1.9% 238 Fire Mitigation Fees 43,028 43,028 42,896 99.7% 43,028 - 36,195 18.5% 239 Flood Control Mitigation Fees 51,139 51,139 69,531 136.0% 51,139 - 48,123 44.5% 251 In Lieu Fees Curb Gutter Sidewalks 24 24 41 170.8% 24 - 31 32.3% 252 In Lieu Fees Underground Utility 1,885 1,885 75,510 4005.8% 1,885 - 760,934 -90.1% 253 In Lieu Fees Affordable Housing 2,000 2,000 4,449 222.5% 2,000 31357 32.5% Total Development Impact Funds 1,081,868 1,081,868 942,444 87.1% 1,081,868 - 1,552,510 -39.3% Municipal Improvement Districts 291 Villanitas Road MID 11,760 11,760 6,065 0.0% 11,760 5,593 8.4% 292 Cerro Street MID 40,700 40,700 20,591 50.6% 40,700 18,232 12.9% 293 Village Park MID 33,010 33,010 6,572 19.9% 51,010 18,000 6,623 -0.8% 294 Wro Park MID 19,410 19,410 7,100 36.6% 19,410 - 5,128 38.5% 295 Encinitas Lighting Landscape District 1,231,550 1,231,550 436,533 35.4% 1,231,550 - 451,981 -3.4% 297 Encinitas Ranch LLD 622,620 622,620 52,259 8.4% 635,120 12,500 42,921 21.8% Total Municipal Improvement Funds 1,959,050 1,959,050 529,120 27.0% 1,989,550 30,500 530,478 -0.3% Debt Service Funds 301 Debt Service Fund 477,242 477,242 106,576 22.3% 477,242 - 330,631 -67.8% 302 Encinitas Public Financing Authority 4,554,425 4,554,425 2,215,299 48.6% 4,554,425 2,545,856 -13.0% Total Debt Service Funds 5,031,667 5,031,667 2,321,875 46.1% 5,031,667 - 2,876,487 -19.3% Capital Improvement Funds 401 Capital Project Fund 18,741,154 19,201,372 2,476,238 12.9% 17,960,972 (1,240,400) 4,463,021 -44.5% 403 Facility Maintenance Fund 2,232,000 2,232,000 2,232,000 100.0% 2,232,000 NA Total Capital Improvement Funds 20,973,154 21,433,372 4,708,238 22.0% 20,192,972 (1,240,400) 4,463,021 5.5% Governmental Funds-Total 103,270,811 110,554,199 35,482,992 32.1% 107,758,006 (2,796,193) 33,516,669 5.9% Enterprise Funds Cardiff Sanitary Division Funds 511 CSD Operations 4,801,711 4,801,711 1,174,917 24.5% 4,801,711 - 985,966 19.2% 512 CSD Capital Replacement - 930,347 - 0.0% 930,347 - - #DIV/01 513 CSD Capital Expansion 51,255 51,255 56,551 110.3% 51,255 45,104 25.4% Total Cardiff Sanitary Division Funds 4,852,966 5,783,313 1,231,468 21.3% 5,783,313 - 1,031,070 19.4% Encinitas Sanitary Division Funds 521 ESD Operations 2,839,344 2,839,344 613,209 21.6% 2,839,344 - 545,230 12.5% 522 ESD Capital Replacement - 1,496,940 - 0.0% 1,496,940 - - #DIV/01 523 ESD Capital Expansion 72,360 72,360 91,522 126.5% 72,360 17,676 417.8% Total Encinitas Sanitary Division Funds 2,911,704 4,408,644 704,731 16.0% 4,408,644 - 562,906 25.2% Affordable Housing Funds 551 Section 8 Housing-Admin 275,523 275,523 149,901 54.4% 275,523 - 141,041 6.3% 552 Section 8 Housing-HAP 971,447 971,447 474,029 48.8% 971,447 - 475,742 -0.4% 561 Pacific Pines Affordable Housing 232,669 232,669 116,923 50.3% 232,669 119,782 -2.4% Total Affordable Housing Funds 1,479,639 1,479,639 740,853 50.1% 1,479,639 - 736,565 0.6% Internal Service Funds 601 Self Insurance Fund 1,899,944 1,899,944 1,300,602 68.5% 1,899,944 - 1,056,326 23.1% 611 Wastewater Support 1,044,337 1,044,337 522,474 50.0% 1,044,337 - 496,454 5.2% 621 Fleet Maintenance 596,820 627,572 298,610 47.6% 627,572 - 282,037 5.9% 622 Vehicle Replacement 123,000 152,053 85,553 56.3% 152,053 - 80,660 6.1% 623 Machinery Equipment Replacement 135,000 135,000 62,500 46.3% 135,000 - 86,697 -27.9% 624 Fire Apparatus Replacement 903,000 903,000 189,000 20.9% 903,000 369,669 -48.9% Total Internal Service Funds 4,702,101 4,761,906 2,458,739 51.6% 4,761,906 - 2,371,843 3.7% Enterprise Funds-Total 13,946,410 16,433,502 5,135,791 31.3% 16,433,502 4.702,384 9.2% Total Revenue Transfers In $ 117,217,221 $ 126,987,701 $ 40,618,783 32.0% $ 124,191,508 $ (2,796,193) $ 38,219,053 6.3% 2016-03-09 Item 10C 8 of 47 City of Encinitas FY 2015/16 Expenditures&Transfers Out by Fund July 1,2015 through December 31,2015 Increase Adopted Amended Percent Mid-Year Prior Year or Budget Budget YTD Actual Realized Revise Increase YTD Actual Decrease Fund&Description 2015/16 2015/16 201 2015/16 2015/16 Decrease 2014/15 from PY 101 General Fund General Government City Council-Administration 447,633 471,133 202,380 43.0% 471,133 167,958 20.5% City Council-City Attorney 375,500 375,500 137,174 36.5% 375,500 153,349 -10.5% City Manager-Administration 1,221,287 1,221,287 275,304 22.5% 1,221,287 318,819 -13.6% City Manager-Arts Admin 179,238 207,335 90,956 43.9% 222,335 15,000 80,529 12.9% City Manager-Economic Developoment 108,500 108,500 43,044 39.7% 108,500 39,854 8.0% City Manager-Human Resources 795,232 795,232 309,857 39.0% 795,232 341,127 -9.2% City Manager-Information Technologies 1,673,579 1,684,208 668,394 39.7% 1,684,208 694,760 -3.8% City Manager-Geographic Info 656,771 656,771 324,800 49.5% 656,771 305,653 6.3% City Clerk-Administration 563,335 563,335 238,971 42.4% 563,335 245,421 -2.6% City Clerk-Elections 1,200 1,200 54 4.5% 1,200 64,797 -99.9% Finance-Administration 1,809,212 1,809,212 769,842 42.6% 1,809,212 781,352 -1.5% Non Dept-Central Purchases 154,173 154,173 68,587 44.5% 154,173 83,921 -18.3% Non Dept-Shared Expenses 1,417 483 1,940,150 1 499 923 77.3% 1,940,150 1 159 659 29.3% Total General Government 9,403,143 9,988,036 4,629,286 46.3% 10,003,036 15,000 4,437,199 4.3% Planning and Building Plan Bldg-Customer Service 543,123 543,123 247,793 45.6% 543,123 - 421,122 -41.2% Plan Bldg-Management Services 661,774 661,774 261,096 39.5% 661,774 - - 100.0% Plan Bldg-Current Planning 877,782 995,450 446,144 44.8% 1,002,450 7,000 424,186 5.2% Plan Bldg-Applicant Deposits 26,000 26,000 1,000 3.8% 26,000 - 6,621 -84.9% Plan Bldg-Advanced Planning 575,880 460,712 215,873 46.9% 460,712 - 283,806 -23.9% Plan Bldg-Code Enforcement 599,318 607,068 246,241 40.6% 607,068 196,533 25.3% Plan Bldg-Parking Citation 83,500 83,500 54,551 65.3% 110,500 27,000 47,209 15.6% Plan Bldg-Building Services 1,803,290 1 803 290 869,782 48.2% 1,803,290 822 413 5.8% Total Planning and Building 5,170,667 5,180,917 2,342,480 45.2% 5,214,917 34,000 2,201,890 6.4% Public Safety Public Safety-Law Enforcement 13,048,100 13,098,100 4,292,491 32.8% 13,098,100 - 4,156,657 3.3% Public Safety-Fire Administration 639,188 639,188 311,793 48.8% 639,188 308,466 1.1% Public Safety-Fire Operations 11,325,292 11,320,291 5,824,728 51.5% 11,320,291 5,183,784 12.4% Public Safety-Loss Prevention 622,337 622,337 281,063 45.2% 622,337 227,767 23.4% Public Safety-Disaster Preparedness 166,419 166,419 123,339 74.1% 166,419 117,794 4.7% Public Safety-Marine Safety 1,260,188 1,260,188 618,402 49.1% 1,260,188 469,051 31.8% Public Safety-Jr Lifeguards 209,032 209,032 121,883 58.3% 281,095 72,063 - 100.0% Total Public Safety 27,270,556 27,315,555 11,573,699 42.4% 27,387,618 72,063 10,463,519 10.6% Public Works Public Works-Administration 223,739 223,739 73,198 32.7% 223,739 - 75,557 -3.1% Public Works-Environmental 3,600 3,600 1,000 27.8% 3,600 - 94,175 -98.9% Public Works-Street Maintenance 1,866,578 1,866,578 878,617 47.1% 1,904,678 38,100 825,333 6.5% Public Works-Facility Maint-Civic Center 420,880 420,880 238,550 56.7% 434,380 13,500 218,668 9.1% Public Works-Facility Maint-Fire Stations 232,922 232,922 127,643 54.8% 263,522 30,600 116,735 9.3% Public Works-Facility Maint-PW Yard 239,826 239,826 126,007 52.5% 239,826 - 129,972 -3.1% Public Works-Facility Maint-Library 331,703 331,703 181,748 54.8% 331,703 156,975 15.8% Public Works-Stormwater Maintenance 720,014 720,014 333,820 46.4% 720,014 295,957 12.8% Public Works-Stormwater Flood 140,563 140,563 27,146 19.3% 140,563 19,958 36.0% Engineering-City Engineering 2,734,927 2,734,927 1,203,658 44.0% 2,749,927 15,000 1,232,351 -2.3% Engineering-Traffic Engineering 699,875 699,875 311,640 44.5% 699,875 - 309,789 0.6% Engineering-Stormwater Program 826,943 826,943 369,513 44.7% 826,943 - 357,837 3.3% Total Public Works 8,441,570 8,441,570 3,872,540 45.9% 8,538,770 97,200 3,833,307 1.0% Parks and Recreation Parks Rec-Administration 983,017 986,967 476,851 48.3% 1,030,779 43,812 476,937 0.0% Parks Rec-Park Maintenance 1,795,302 1,795,302 781,844 43.5% 1,795,302 - 662,914 17.9% Parks Rec-Beach Maintenance 506,932 506,932 221,766 43.7% 528,932 22,000 201,144 10.3% Parks Rec-Trail Maintenance 128,969 128,969 40,694 31.6% 128,969 - 39,270 3.6% Parks Rec-Recreation Programs 317,973 317,973 117,607 37.0% 317,973 291,410 -59.6% Parks Rec-Citywide Special Events 239,788 239,788 108,922 45.4% 239,788 - 100.0% Parks Rec-Department Marketing 100,260 100,260 53,505 53.4% 100,260 - 100.0% Parks Rec-Community Center 983,698 983,698 411,966 41.9% 983,698 549,808 -25.1% Community Center-Tiny Tots/Youth/Teens 171,790 171,790 89,000 51.8% 171,790 - 100.0% Community Center-Adult Programs 8,700 8,700 8,338 95.8% 8,700 100.0% Community Center-Youth Sports 74,970 74,970 53,403 71.2% 74,970 100.0% Community Center-Adult Sports 20,000 20,000 7,807 39.0% 20,000 100.0% 2016-03-09 Item 10C 9 of 47 City of Encinitas FY 2015/16 Expenditures&Transfers Out by Fund July 1,2015 through December 31,2015 Increase Adopted Amended Percent Mid-Year Prior Year or Budget Budget YTD Actual Realized Revise Increase YTD Actual Decrease Fund&Description 2015/16 2015/16 2015/16 2015/16 2015/16 (Decrease)_ 2014/15 from PY Community Center-Facility Rentals 93,424 93,424 44,842 48.0% 93,424 100.0% Senior Center 224,665 224,665 100,024 44.5% 224,665 100.0% Senior Center Programs 174,282 174,282 81,149 46.6% 174,282 100.0% Senior Center Events 14,028 14,028 6,984 49.8% 14,028 100.0% Rec Facilities-Tiny Tots/Youth 253,962 253,962 165,170 65.0% 253,962 100.0% Rec Facilities-Youth Sports 173,444 173,444 131,958 76.1% 173,444 100.0% Rec Facilities-Adult Sports 28,606 28,606 13,438 47.0% 28,606 100.0% Rec Facilities Rentals 36,070 36,070 15,687 43.5% 36,070 100.0% Total Parks and Recreation 6,329,880 6,333,830 2,930,955 46.3% 6,399,642 65,812 2,221,483 31.9% Transfers 12,410,001 14,701,082 7,671,436 52.2% 15,446,680 745,598 4,593,076 67.0% Total General Fund 69,025,818 71,960,990 33,020,396 45.9% 72,990,663 1,029,673 27,750,474 19.0% Special Revenue Funds Infrastructure Funds 201 Gas Tax 1,380,850 1,380,850 546,006 39.5% 1,380,850 - 537,948 1.5% 203 State Capital Grant 1,700,000 6,866,000 103,332 1.5% 5,566,000 (1,300,000) 382,277 -73.0% 211 Transnet Program 2,615,000 2,615,000 268,036 10.2% 2,615,000 1,290,645 -79.2% 212 Coastal Zone Management 463,599 463,599 149,073 32.2% 463,599 284,980 -47.7% 223 Federal Capital Grant - 89,325 250,088 280.0% 89,325 203,131 23.1% Total Infrastructure Fund 6,159,449 11,414,774 1,316,534 11.5% 10,114,774 (1,300,000) 2,698,981 -51.2% Grant Funds 202 State Law Enforcement Grant 100,000 100,000 33,333 33.3% 100,000 33,333 0.0% 213 Government Education Access 1,134,635 944,635 124,893 13.2% 944,635 116,119 7.6% 214 Solid Waste,Recycling&HHW 462,262 491,315 184,324 37.5% 491,315 173,049 6.5% 215 Asset Forfeiture 10,197 10,197 99 0.0% 10,197 47 109.6% 221 Senior Nutrition Grant 122,443 122,443 44,757 36.6% 122,443 50,509 -11.4% 222 CDBG 418,092 603,374 64,118 10.6% 603,374 90,306 -29.0% 227 HOME Entitlement Program 6,107 31,912 29,113 91.2% 31,912 9,390 210.0% 228 Federal Law Enforcement Grant 10,000 10,000 - 0.0% 10,000 - 0.0% 229 Restricted Donations 717,590 717,590 43,705 6.1% 248,128 (469,462) 33,078 32.1% 230 CSA-17 Benefit Fees 88,000 73,637 83.7% 88,000 100.0% Total Grant Funds 2,981,326 3,119,466 597,979 19.2% 2,650,004 (469,462) 505,831 18.2% Development Impact Funds 233 Traffic Mitigation Fees 852,000 852,000 61,739 7.2% 852,000 - 197,222 -68.7% 234 Regional Traffic Mitigaiton Fees 576,000 576,000 - 0.0% 376,000 (200,000) - 0.0% 237 Community Facility Fees 45,680 45,680 22,840 50.0% 45,680 17,130 33.3% 238 Fire Mitigation Fees 43,028 43,028 21,514 50.0% 43,028 19,166 12.3% 239 Flood Control Mitigation Fees 75,000 75,000 84,938 113.3% 75,000 - 100.0% 252 In Lieu Fees Underground Utility - - - 0.0% - 808,005 -100.0% Total Development Impact Funds 1,591,708 1,591,708 191,031 12.0% 1,391,708 (200,000) 1,041,523 -81.7% Municipal Improvement Districts 291 Villanitas Road MID 20,805 20,805 4,586 0.0% 20,805 5,091 -9.9% 292 Cerro Street MID 35,837 35,837 4,591 12.8% 35,837 - 8,425 -45.5% 293 Village Park MID 45,013 45,013 15,147 33.7% 63,013 18,000 13,305 13.8% 294 Wiro Park MID 19,099 19,099 8,171 42.8% 19,099 - 6,979 17.1% 295 Encinitas Lighting Landscape District 1,522,776 1,536,680 586,113 38.1% 1,536,680 - 628,870 -6.8% 297 Encnitas Ranch LLD 503,723 503,723 267,432 53.1% 581,223 77,500 278,995 -4.1% Total Municipal Improvement Funds 2,147,253 2,161,157 886,040 41.0% 2,256,657 95,500 941,665 -5.9% Debt Service Funds 301 Debt Service Fund 477,243 483,206 390,587 80.8% 483,206 - 677,793 -42.4% 302 Encinitas Public Financing Authority 4,554,426 5,023,443 2,744,955 54.6% 5,023,443 2,545,637 7.8% Total Debt Service Funds 5,031,669 5,506,649 3,135,542 56.9% 5,506,649 3,223,430 -2.7% Capital Improvement Funds 401 Capital Project Fund 19,352,675 36,215,396 2,476,238 6.8% 34,974,996 (1,240,400) 4,463,021 -44.5% 403 Facility Maintenance Fund 1,362,000 2,014,559 178,945 8.9% 2,014,559 - 100.0% Total Capital Improvement Funds 20,714,675 38,229,955 2,655,183 6.9% 36,989,555 (1,240,400) 4,463,021 -40.5% Total Governmental Funds 107,651,898 133,984,699 41,802,706 31.2% 131,900,010 (2,084,689)1 40,624,925 2.9% 2016-03-09 Item 10C 10 of 47 City of Encinitas FY 2015116 Expenditures&Transfers Out by Fund July 1,2015 through December 31,2015 Increase Adopted Amended Percent Mid-Year Prior Year or Budget Budget YTD Actual Realized Revise Increase YTD Actual Decrease Fund&Description 2015116 2015116 2015116 2015116 2015116 Decrease 2014115 from PY Enterprise Funds Cardiff Sanitary Division Funds 511 CSD Operations 3,556,420 4,519,458 1,381,723 30.6% 4,519,458 1,375,911 0.4% 512 CSD Capital Replacement - 12,795,801 108,024 0.8% 12,795,801 320,359 33.7% Total Cardiff Sanitary Division Funds 3,556,420 17,315,259 1,489,747 8.6% 17,315,259 1,696,270 6.7% Encinitas Sanitary Division Funds 521 ESD Operations 1,499,854 1,500,812 652,370 43.5% 1,500,812 533,293 22.3% 522 ESD Capital Replacement 1,376,587 2,705,395 438,394 16.2% 2,705,395 515,425 -14.9% Total Encinitas Sanitary Division Funds 2,876,441 4,206,207 1,090,764 25.9% 4,206,207 1,048,718 4.0% Affordable Housing Funds 551 Section 8 Housing-Admin 275,713 275,713 121,981 44.2% 275,713 128,943 -5.4% 552 Section 8 Housing-HAP 986,500 986,000 478,905 48.6% 986,000 476,914 0.4% 561 Pacific Pines Affordable Housing 221,879 221,879 109,422 49.3% 221,879 104,494 4.7% 571 Recreation Program(Tfr out to 101 to close)" - 349,376 349,377 100.0% 349,376 1,137,926 -69.3% 522 Jr Lifeguard Program(Tfr out to 101 to close)" - 113,345 113,345 100.0% 113,345 193,638 -41.5% Total Affordable Housing Funds 1,484,092 1,946,313 1,173,030 60.3% 1,946,313 2,041,915 -42.6% Internal Service Funds 601 Self Insurance Fund 1,880,550 2,080,550 1,371,292 65.9% 2,080,550 977,625 40.3% 611 Wastewater Support 1,037,037 1,037,037 464,218 44.8% 1,037,037 442,238 5.0% 621 Fleet Maintenance 596,820 596,820 243,067 40.7% 596,820 242,051 0.4% 622 Vehicle Replacement 328,000 328,000 35,831 10.9% 328,000 - #DIV/0! 623 Machinery Equipment Replacement 140,000 140,000 - 0.0% 140,000 75,792 -100.0% 624 Fire Apparatus Replacement 875,855 875,855 226,280 25.8% 875,855 356,095 -36.5% Total Internal Service Funds 4,858,262 5,058,262 2,340,688 46.3% 5,058,262 2,093,801 11.8% Total Enterprise Funds 12,775,215 28,526,041 6,094,228 21.4% 28,526,041 6,880,704 -11.4% Total Expenditures&Transfers Out $ 120,427,113 $162,510,740 $ 47,896,934 29.5% $160,426,051 $(2,084,689) $47,505,629 0.8% 2016-03-09 Item 10C 11 of 47 Fiscal Year 2015-16 Comprehensive List of All Active Capital Improvement Projects July 1,2015 through December 31,2015 1ST Qtr&Off- Cycle Revised Adopted Amendments, Amended Percent Proposed Remaining Project Carryover @ Budget Tranfers&Returns Budget Realized Mid-Year Budget Number Project Name 6/30/15 FY 2015-16 FY 2015-16 FY 2015-16('r YTD Spent FY 2015-16 Amendments FY 2015-16 (1) (2) (3) (4) (5) (6)_(3+4+5) (7) (8) (9) (10)_(6+9) 401 Fund Consultant Services&Studies WB06A ACOE Shoreline Protection Study $277,853 $0 $ $ 277,853.00 16,267 5.9% $ $ 261,586 WB08C SCOUP-Sand Compatibility Opportunistic 24,077 75,000 99,077 22,337 22.5% 76,740 WB11A TMLD Compliance Program 23,068 50,000 435,218 508,286 7,109 1.4% 501,177 WB16A Beach Habitat Study - 150,000 - 150,000 - 0.0% 150,000 WB16B Enhancement of Native Habitats-San Elijo 206,393 206,393 58,842 28.5% 147,551 WB16C Coastal Storm Damage Restoration Project 250,000 (25,000) 225,000 - 0.0% 225,000 WC01A GIS Basemap Updates and Enhancements 75,771 - 75,771 19,294 25.5% 56,477 WCO8G Community Grant Program-Mize)(Moved To Operating) (3) 1,157 (1,157) - - 0.0% - WC08K Open Space Management Plan 10,076 10,076 - 0.0% 10,076 WC09C H.T.E.Replacement Project(Closed) (2) 239,164 - (228,805) 10,359 10,359 100.0% - WC09D Citywide Flood and Channel Maintenance Permitting Fee 22,827 25,000 47,827 - 0.0% 47,827 WC09E Traffic Counts Circulation Element(Closed) (2) 3,220 - (3,220) - - 0.0% - WC10A Technology Replacement Project 316,627 644,774 961,401 297,479 30.9% 663,922 WC10B Fees and Other Studies 65,560 - 65,560 6,545 10.0% 59,016 WC10C Citywide ELLD Prop 218 Ballot 43,876 100,000 143,876 - 0.0% 143,876 WC11A Encinitas Habitat Stewardship Program(Early MCHP Implementatior 116,477 - 116,477 126 0.1% 116,351 WC12C Governmental/Educational Access Project 581,686 895,000 (213,800) 1,262,886 86,190 6.8% 1,176,696 WC13B S.A.F.E Funding 183,913 - 183,913 43,872 23.9% 140,041 WC14A Cityworks Server 38,446 - - 38,446 223 0.6% 38,223 WC14B Housing Element Update 349,267 90,000 160,000 599,267 240,900 40.2% 358,367 WC15A Rail Corridor Vision 226,030 - - 226,030 - 0.0% 226,030 WC15B Active Transportation Plan 75,000 - 75,000 0.0% 75,000 WC15C Comprehensive Parking Study 50,000 25,000 75,000 - 0.0% 75,000 WC15D Urban Farming/Agriculture Ordinance 50,000 - 50,000 392 0.8% 49,608 WC15E Update lnclusionaryOrdinance 50,000 50,000 8,290 16.6% 41,711 WC15F Gray Water System Education Materials 5,000 - 5,000 1,233 24.7% 3,768 WC15G Arts Master Plan 40,000 40,000 - 80,000 - 0.0% 80,000 WC15H Alternative Fuel Study for City Fleet 10,000 - 31,925 41,925 19,992 47.7% 21,933 WC16A Enterprise Workflow Management-EnerGov - 130,411 252,605 383,016 30,911 8.1% 352,105 WC16B Roadway Master Plan 250,000 - 250,000 - 0.0% 250,000 WC16C Mobile Workforce 35,000 35,000 5,890 16.8% 29,110 WC97F Facade Improvement Program 40,757 - 40,757 1,536 3.8% 39,221 WD02A Cottonwood Creek Runoff Plan 1,431 - 1,431 - 0.0% 1,431 WD16A S.Leucadia/VulcanAve Storm Drain - 75,000 75,000 18,710 24.9% 56,290 WD16B La Costa Basin Permitting - 50,000 50,000 - 0.0% 50,000 WF10A Green Building Incentive Program 33,800 - - 33,800 6,000 17.8% 27,800 WF15A Pacific View Architect 57,500 25,000 82,500 28,519 34.6% 53,981 WF16A 2014 Assistance to Firefighters Grant - 55,014 55,014 - 0.0% 55,014 WFCOA CSA-17 Benefd Fee(Moved To Operating) (3) 201,171 (201,171) 0 - 0.0% 0 WP15I Park Master Plan 100,000 - - 100,000 1,693 1.7% 98,308 Consultant Services&Studies Subtotal 3,313,754 3,066,578 311,609 6,691,941 932,707 13.9% 5,759,234 Drainage Projects CD05E Storm Drain Repair 610,357 250,000 - 860,357 267,659 31.1% (110,000) 482,698 CD06D El Camino Real Channel Storm Drain Repairs/Improvements 937,789 - 500,000 1,437,789 42,350 2.9% 1,395,439 CD07C Manchester Ave @ MiraCosta Drainage Improvements 56,902 - - 56,902 - 0.0% 56,902 Drainage Subtotal 1,605,048 250,000 500,000 2,355,048 310,009 13.2% (110,000) 1,935,039 Wastewater Projects CardlffSanitary Division CC04E CSD Collection System Rehabilitation 2,002,587 700,000 - 2,702,587 - 0.0% 2,702,587 CC04J Olivenhain Trunk Improvements 3,501,429 1,800,000 5,301,429 60,202 1.1% 5,241,227 CC07B Lonejack&Somerset Main Upsize 1,183,780 600,000 1,783,780 - 0.0% 1,783,780 CC14B Coast Blvd Pump Station Upgrade 731,607 - 731,607 47,822 6.5% 683,785 CC15A SEJPA Plant Improvements(Closed) (2) 214,697 - (214,697) - - 0.0% - CC16A SEJPA Plant Improvements - 504,762 214,697 719,459 0.0% 719,459 CC16B Sewer Master Plan Update - 60,000 - 60,000 - 0.0% 60,000 CSD Subtotal 7,634,100 3,664,762 - 11,298,862 108,024 1.0% - 11,190,838 2016-03-09 Item 10C 12 of 47 Fiscal Year 2015-16 Comprehensive List of All Active Capital Improvement Projects July 1,2015 through December 31,2015 1ST Qtr&Off- Cycle Revised Adopted Amendments, Amended Percent Proposed Remaining Project Carryover @ Budget Tranfers&Returns Budget Realized Mid-Year Budget Number Project Name 6/30/15 FY 2015-16 FY 2015-16 FY 2015-16(" YTD Spent FY 2015-16 Amendments FY 2015-16 (1) (2) (3) (4) (5) (6)_(3+4+5) (7) (8) (9) (10)_(6+9) Wastewater Projects Continued Encinitas Sanitary Division Projects CE04A ESD Share of CIPs at Batiquitos 284,670 83,511 368,181 351,318 95.4% 16,863 CE04H ESD Collection System Rehabilitation 639,242 600,000 1,239,242 - 0.0% 1,239,242 CE12D Moonlight Pump Station Improvements(Closed) (2) 5,720 - (5,720) - 0.0% - CE15B Encina Plant Improvement(Closed) (2) 404,895 - (404,895) - 0.0% - CE16A Master Plan Implementation(Sewer Master Plan Update) - 60,000 - 60,000 - 0.0% 60,000 CE16B Encina Plant Improvement - 633,076 404,895 1,037,971 87,075 8.4% 950,896 ESD Subtotal 1,334,527 1,376,587 (5,720) 2,705,394 438,394 16.2% 2,267,000 CSD7ESDSubtotal 8,968,627 5,041,349 (5,720) 14,004,256 546,418 3.9% 13,457,838 Public Facilities CF04C Fire Station#2 Rehabilitation 67,735 - 67,735 - 0.0% 67,735 CF12B Facilities Master Plan 7,781 - 7,781 - 0.0% 7,781 CF15A Civic Center ImprovementsFY2014-15 954,124 - 484,871 1,438,995 361,952 25.2% 1,077,042 CF16A Library Community Room Remodel - 50,000 - 50,000 - 0.0% 50,000 Public Facilities Subtotal 1,029,640 50,000 484,871 1,564,511 361,952 23.1% 1,202,559 Parks&Beaches CPOOF Recreational Trails Development Fund 9,752 - - 9,752 - 0.0% 9,752 CP04G Park Improvement Projects 129,502 150,000 279,502 23,769 8.5% 255,733 CP05A Habitat/Watershed/Open Space Acquisition 388,069 - 388,069 - 0.0% 388,069 CP13A Encinitas Community Park-Construction 1,319,433 1,319,433 162,606 12.3% 1,156,827 CP13B Moonlight Beach-Construction(Closed) (2) 1,271 (1,271) - - 0.0% - CP14A Standard Pacific Park Site Design 212,060 212,060 - 0.0% 212,060 CP14B Beacon's Beach Access 48,466 48,466 18,495 38.2% 29,971 CP14C MLB Marine Safety Headquarters Rebuild 3,027,279 3,027,279 33,660 1.1% 2,993,619 CP15A Pacific View Land Acquisition(Closed) (2) 31,127 (31,127) - - 0.0% - CP15B ADA Parking Lot Upgrades 40,000 - 40,000 - 0.0% 40,000 CP16A Dune Restoration Project - 150,000 150,000 29,458 19.6% 120,542 CP16B Leo Mullen Artificial Turf 1,000,000 1,000,000 - 0.0% 212,600 1,212,600 CP16C Leo Mullen Lights 135,000 135,000 - 0.0% (135,000) - Parks&Beaches Subtotal 5,206,959 1,435,000 (32,398) 6,609,561 267,988 4.1% 74600 6,419,174 Street&Rails CS01 E Pedestrian Facilities/Safe Routes to Schools-Pathways Program 342,803 200,000 542,803 - 0.0% - 542,803 CS02F Traffic Safety/Calming Improvements - 50,000 50,000 26,397 52.8% 23,603 CS02G Traffic Signal Modifications 14,314 50,000 64,314 8,200 12.7% 56,114 CS04B I-5 Interchange@ Encinitas Boulevard 114,316 - - 114,316 1,184 1.0% 113,132 CS04D North Coast Highway 101 Streetscape - 1,264,000 140,000 1,404,000 183,798 13.1% 1,220,202 CS07B Santa Fe Dr Improvements 1,288,591 525,000 - 1,813,591 329,751 18.2% 1,483,840 CS10G Devonshire Dr.Traffic Calming 107,169 - 107,169 - 0.0% 107,169 CS11C La Costa Avenue Improvements 3,416,538 (2,000,000) 1,416,538 11,536 0.8% 1,405,002 CS12E ENCCP Mitigation/Santa Fe @ Scripps 38,000 38,000 - 0.0% 38,000 CS12F Gardendale Traffic Calming&SR2S Project(Closed) (2) 39,129 (39,129) - - 0.0% - CS13C Encinitas Community Park Offsite Improvements 191,803 191,803 5,642 2.9% 186,161 CS13D Enc Let's Move Pedestrian Travel&SR2S Plan(Closed) (2) 4 (4) - - 0.0% - CS13E Encinitas Blvd Safe Route to School Improvements 45,675 45,675 4,489 9.8% 41,186 CS14D Cottonwood Creek Watershed LID Retrofit Plan - - - 0.0% - CS14E Upgrade Traffic Signals-El Camino Real,Etc 368,410 368,410 2,280 0.6% 366,130 CS14F Upgrade Traffic Signals-Leucadia Blvd,Etc 498,710 498,710 520 0.1% 498,190 CS14G Urania Ave Neighborhood Traffic Calming 105,181 105,181 - 0.0% 105,181 CS15A FY2014-15 Annual Street Overlay Program(Closed) (2) 351,409 (351,409) - - 0.0% - CS15C South Coast Hwy 101 Sidewalk Improvements 92,805 92,805 720 0.8% 92,085 CS15D Quail Gardens Dr Traffic Safety/Calming(Closed) (2) 19,055 (19,055) - - 0.0% - CS15E Saxony Rd Traffic Safety/Calming 135,320 - - 135,320 - 0.0% 135,320 CS16A FY2015-16 Annual Street Overlay Program - 3,000,000 351,409 3,351,409 6,062 0.2% 3,345,347 CS16B Leucadia Blvd Roundabout at Hygeia 1,500,000 - 1,500,000 - 0.0% (1,500,000) - CS16C ADA Curb Ramp Project(Transition Plan Compliance) 50,000 50,000 0.0% 50,000 CS16D Paul Ecke Central Improvements 150,000 - 150,000 0.0% 150,000 CS16E Montgomery Ave @Grade Pedestrian Rail Crossing - 573,766 573,766 0.0% 573,766 CS16F El Portal Ped/Bike Underpass Project - 5,395,000 5,395,000 - 0.0% 5,395,000 Streets&Rails Subtotal 7,169,232 6,789,000 4,050,578 18,008,810 580,579 3.2% (1,500,000) 15,928,231 2016-03-09 Item 10C 13 of 47 Fiscal Year 2015-16 Comprehensive List of All Active Capital Improvement Projects July 1,2015 through December 31,2015 1ST Qtr&Off- Cycle Revised Adopted Amendments, Amended Percent Proposed Remaining Project Carryover @ Budget Tranfers&Returns Budget Realized Mid-Year Budget Number Project Name 6/30/15 FY 2015-16 FY 2015-16 FY 2015-16(" YTD Spent FY 2015-16 Amendments FY 2015-16 (1) (2) (3) (4) (5) (6)_(3+4+5) (7) (8) (9) (10)_(6+9) Storm Related Projects CX11F Hwy 101 Emergency Repair Project 196,167 - 196,167 22,203 11.3% 173,964 CX11G Manchester Ave Permanent Restoration Repair Project(Closed) (2) 42,518 (42,518) - - 0.0% - CX16A Emergency Repair-Hwy 101 - 200 0.0% 68,000 67,800 CX16B Emergency Repair-Moonlight Beach 200 0.0% 70,000 69,800 CX16C Emergency Repair-Beacon Beach 200 0.0% 20,000 19,800 CX16D Emergency Repair-Hwy 101 @ Las Olas 200 0.0% 24,000 23,800 CX16E Emergency Repair-Ponto - - - 0.0% 110,000 110,000 Storm Related Project Subtotal 238,685 - (42,518) 196,167 23,003 11.7% 292,000 465,164 403 Fund Facilities Capital Maintenance Projects CF16A Civic Center Improvements - 995,000 40,000 1,035,000 15,139 1.5% - 1,019,861 CF16B Fire Station Improvements 123,000 - 123,000 9,504 7.7% 113,496 CF16D PW Facility Improvements 69,000 155,000 224,000 39,416 17.6% 184,584 CF16E ADA Facilities Compliance 20,000 - 20,000 - 0.0% 20,000 CF16F Library Improvements 25,000 12,000 37,000 9,786 26.4% 27,214 CF16G Senior/Community Center Paint&Carpet 130,000 - 130,000 - 0.0% 130,000 Facility Capital Maintenance Projects Subtotal A - 1,362,000 207,000 1,569,000 73,845 4.7% 1,495,155 GRAND TOTAL 27,531,945 17,993,927 5,473,422 50,999,295 3,096,501 6.1% (1,240,400) 46,662,393 Funding Source 101 General Fund 8,252,482 3,537,090 1,845,753 13,635,325 1,559,214 11.4% 731,600 12,807,711 201 Highway Users Tax Allocation(Gas Tax)Fund 72,544 295,198 - 367,742 3,180 0.9% - 364,562 203 State Capital Grant Funds 1,242,158 1,700,000 5,166,000 8,108,158 103,332 1.3% (1,300,000) 6,704,826 211 TransNet Program Fund 1,144,387 2,615,000 (34,061) 3,725,326 268,036 7.2% 3,457,290 212 Coastal Zone Management Fund 251,851 225,000 476,851 38,604 8.1% 438,247 213 Governmental/Educational Access Fund 581,686 947,290 (190,000) 1,338,976 86,190 6.4% 1,252,786 214 Household Hazardous Waste Fund 128,136 - 128,136 15,817 12.3% 112,319 222 Community Development Block Grant(CDBG)Fund - 196,000 - 196,000 - 0.0% 196,000 223 Federal Grant Fund 1,537,560 - 40,049 1,577,609 250,088 15.9% 1,327,521 229 Donations and Contributions Fund 72,790 472,000 (1,157) 543,633 - 0.0% (472,000) 71,633 231 Park Improvement Fees 57,500 - 57,500 0.0% 57,500 232 Park Acquisition Fees 447,629 - 447,629 - 0.0% 447,629 233 Traffic Mitigation Fees 3,713,890 852,000 (2,000,000) 2,565,890 61,739 2.4% 2,504,151 234 RTCIP(Regional Artierial System)Fee - 576,000 576,000 - 0.0% (200,000) 376,000 235 Open Space Impact Fund 95,000 - 95,000 0.0% 95,000 236 Recreational Trails Fees 9,335 9,335 0.0% 9,335 238 Fire Mitigation Fees - - - - 0.0% - 239 Flood Control Fees 242,387 75,000 317,387 84,938 26.8% 232,449 252 In Lieu Undergrounding Utilities Fund 630,106 - 630,106 - 0.0% 630,106 253 In Lieu Fees Affordable Housing - - - 0.0% - 295 Encinitas Lighting Landscape District-Citywide Fund 43,876 100,000 143,876 0.0% 143,876 297 Encinitas Lighting Landscape District-Encinitas Ranch Fund 40,000 - - 40,000 - 0.0% 40,000 403 Facility Capital Maintenance Fund(Transfer to 401 Fund-CF15A) - - 445,559 445,559 5,100 1.1% 440,459 403 Facility Capital Maintenance Projects Fund - 1,362,000 207,000 1,569,000 73,845 4.7% 1,495,155 512 Cardiff Sanitation District-Capital Replacement Fund 7,634,100 3,664,762 - 11,298,862 108,024 1.0% 11,190,838 522 Encinitas Sanitation District-Capital Replacement Fund 1,334,527 1,376,587 (5,720) 2,705,394 438,394 16.2% 2,267,000 Rounding 1 (1) (1) GRAND TOTAL 27,531,945 17,993,927 5,473,422 50,999,294 3,096,500 6.1% (1,240,400) 46,662,393 (1)Includes carryover amount from Fiscal Year 2014-15 and City Council approved adjustments through December 31,2015 (z)Projects were closed in the current fiscal year (3)Projects were moved to the operating budget in the current fiscal year 2016-03-09 Item 10C 14 of 47 2016-03-09 Item 10C 15 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status CONSULTANT SERVICES&STUDIES(WORK PROJECTS) 1 ACOE Shoreline Protection WB06A PW/ENG 1,420,951 1,159,365 0 261,586 6/30/2016 Remaining items include:Obtaining RWQCB water quality certification,Finalizing Study Chief's Report,Negotiating for Project and Engineering and Design(PED). Once the PED Agreement is approved this project will be closed and the PED will be included in the Coastal Storm Damage Reduction Project(WB16C). 2 SCOUP-Sand Compatibility WB08C PW/ENG 537,331 460,590 0 76,741 On-going Winter Sand Berming at MLB,Spring Import of Sand to MLB. May request an Opportunistic Use Program additional$100K for the permitting costs to renourish the beaches in the Fall. 3 TMDL Compliance Program WB11A PW/ENG 625,218 124,041 0 501,177 On-going The Carlsbad Watershed Water Quality Improvement Program(WQIP)is complete and awaiting adoption by the Regional Water Quality Control Board. Approval is anticipated by 6-30-2016. Once the WQIP is approved by the Board the strategies in the WQIP will be implemented. 4 Beach Habitat Study WB16A PW/ENG 150,000 0 0 150,000 TBD This is a required survey by the Coastal Commission and the ACOE for the SCOUP (WB08C)and the Coastal Storm Damage Reduction Project(WB16C). The timing of the study will be driven by those projects. 5 Enhancement of Native Habitats WB16B PW/ENG 206,393 58,842 0 147,551 2020 This a 5 year SEP project with the San Elijo Lagoon Conservancy. The first quarter in San Elijo Lagoon Ecological report was submitted on October 15,2015. The next report will be submitted in Reserve Project February 2016. 6 Coastal Storm Damage WB16C PW/ENG 225,000 0 0 225,000 on-going PED will begin following the approval of the PED Agreement(see WB06A). Reduction Project 7 GIS Basemap Updates and WC01A GIS 678,600 622,122 0 56,478 Ortho:ongoing An ortho(i.e.aerial photo)project with a regional consortium is to be completed Enhancements Easements:TBD approximately every 2 years. For the initial project,Encinitas received its data in October 2015 and GIS has processed the ortho and contour deliverables,which were flown/gathered in August 2014. The new ortho is shown in the applicable GIS web maps on the City's website. Citywide maps of the current ortho will be displayed in select City hall conference rooms in the near future. The easement mapping project resumed in Q2 FY2016. Approximately 2 decades (1990s and 2000s)of easements remain to be mapped. There is currently one part- time resource from a temp agency who is working on the project. 8 Open Space Mgmt.Plan WC08K PLANNING& 74,499 64,424 0 10,075 On-going BUILDING As a component of the Multiple Habitat Conservation Program(MHCP)Subarea Plan and to ultimately receive authorization from the Wildlife Agencies to implement Encinitas'habitat management plan,the City began preparation of an Open Space Management Plan(OSMP)in 2008.The OSMP will help complete the Encinitas Subarea Plan and permitting process by identifying specifically which lands will be monitored and managed,how they will be managed,and the related costs. No future funding is requested. Of the$10,075 remaining,$576.40 is general fund money. The other$9,499.30 is the remaining balance of a NCCP Planning grant from U.S.Fish and Wildlife Service. Pending the outcome of the Encinitas Stewardship Program(aka:Early MHCP Implementation program-WC11A),the next step is to report to Council to provide more information on the OSMP. 9 Citywide Flood and Channel WC09D PW/ENV 225,000 177,174 0 47,827 FY 2018 City pursuing a citywide programmatic permit for ongoing maintenance activities of Maintenance Permitting stormwater and flood control systems. Phase 1 -Identifying facilities has been Program completed. 2016-03-09 Item 10C 15 of 47 2016-03-09 Item 10C 16 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status 10 Technology Replacement WC10A IT/GIS 1,544,099 880,177 0 663,922 On-going This project includes replacement of end-of-life network,server and storage Project equipment;audio visual upgrades to conference rooms,data backup/recovery, phone and voicemail systems.Also,bar coding for Inventory application,Fleet Maintenance application upgrade,website redesign and bid management. 11 Fees and Other Studies WC10B FINANCE 199,060 140,045 0 59,015 Project to be Cost Allocation,Development Fees Study and Mitigation Fees Study complete. moved to Staff reviewed data from consultant. Public hearing and council presentation was operating budget held on August 19,2015. Follow-up to questions addressed at October 21,2015 in FY2016/17 council meeting. 12 Citywide Landscape&Lighting WC10C PW/ENG 200,000 56,124 0 143,876 on-hold Consultant prepared draft report of Preliminary Analysis of Assessments. Project on District Prop 218 Ballot hold-determination on which streets are city's responsibility for tree maintenance& potential streetlight conversions. 13 Encinitas Habitat Stewardship WC11A PLANNING& 217,941 101,590 0 116,351 March 2016 Program(Early Multi-Habitat BUILDING Staff retained a biological firm(Dudek)to assist in complete an initial assessment Consery Plan Implementation) report to help prioritize properties/projects for cleanup of City owned habitat property.The initial assessment report was presented to Council in September 2015. Council directed further public outreach as well as Environmental Commission(EC)review. EC reviewed report on 1/14/16 and established a subcommittee to further their review. This project to stay open with remaining funds. Beginning in FY15/16,funds for the Stewardship Program are recurring and included the Planning&Building operating budget($62,600). On-going clean-up work efforts will be transitioned to the Parks&Rec division as part of their regular operations. 14 Governmental/Educational WC12C IT 1,483,368 282,871 (23,800) 1,176,697 On-going This project includes audio-visual upgrades to public meeting rooms at City Access Project-Equipment Hall/Community Center,Council Chamber lighting improvements and build-out of Update the City I-Net infrastructure. 15 Safe Funding WC13B PW/ENG 222,446 82,404 0 140,042 Jul-15 The furnishings and equipment for the Traffic Operations Center were installed in Fall 2015. The communications equipment will be ordered and installed by July 2015. 16 Cityworks Server WC14A GIS 108,000 69,778 0 38,222 Jun-17 Facilities in Cityworks and CCTV integration for Wastewater have funding available, and have been placed on the IT/GIS work plan for FY16/FY17. Upgraded mobile solutions remain in progress. 17 Housing Element Update WC14B PLANNING& 850,732 492,365 0 358,367 November 2016 To make adequate provisions for the housing needs of all income levels,a BUILDING jurisdiction must identify adequate sites with the appropriate zoning in place. Where the element does not demonstrate appropriately zoned sites sufficient to accommodate the regional housing need(RHNA)by income level,a program must be included to identify sites that can be developed within the planning period. The project will rely on some of the efforts already completed as part of the Comprehensive General Plan Update as well as recent Council direction related to the dispersal of housing and pursuit of the Housing Element Update. 18 Rail Corridor Vision WC15A PLANNING& 227,500 1,470 0 226,030 Dec-17 MOU approved by City Council on April 8,2015. Caltrans Grant awarded($175K)in BUILDING March 2015. Caltrans has approved scope of work. Final RFP awaiting City Manager approval. 19 Active Transportation Plan WC15B PLANNING& 75,000 0 0 75,000 Dec-16 Contract has been awarded to KTU+A. BUILDING 20 Comprehensive Parking Study WC15C PLANNING& 75,000 0 0 75,000 Dec-16 Contract award to Chen Ryan anticipated January 2016 pending scope approval by BUILDING City Manager.Winter and Summer counts required. 2016-03-09 Item 10C 16 of 47 2016-03-09 Item 10C 17 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status 21 Urban Agriculture Ordinance WC15D PLANNING& 50,000 392 0 49,608 October 2016 Direction and funding was given in May 2014 for staff to develop an Urban BUILDING Agriculture Ordinance that removes unnecessary regulations,without jeopardizing overall quality of life.Direction was also given to develop standards for AG Tourism, community gardens,farmers markets,goats,roosters/hens,and reduced setbacks for bees. Project went to Council on 8/20/15 and is now being reviewed by the Planning Commission through multiple study sessions.Upon completion of the Commission's review and recommendation,staff will bring the Ordinance back to the Council for their consideration. Anticipate savings when project is final. 22 Update Inclusionary Ordinance WC15E PLANNING& 50,000 8,290 0 41,711 June 2016 Direction and funding was given in May 2014 for staff to update the City's BUILDING Inclusionary Housing Ordinance to better address the need for affordable units reserved in new development projects. Staff presented a draft ordinance to Council in September 2015 at which time staff was directed to hold a workshop to further vet the Inclusionary and Affordable Housing issue. This$50,000 was originally allocated to cover consultant costs,which will largely include outside legal counsel. Actual costs may vary depending upon the ultimate scale and scope of the ordinance. 23 Gray Water System Educational WC15F PLANNING& 5,000 1,233 0 3,768 Completed Together with the San Dieguito Water District and the Water Quality Control Board, Materials BUILDING the City will develop and display educational material(i.e.handout)that defines and explains the value of installing a private gray water system;helps promote and encourage energy efficiency;and reduces water consumption through the use of gray water to irrigate landscaping.Graywater web page and FAQ available as of October 12,2015. Costs still to be incurred for the printing of materials. Project will have a savings. 24 Arts Master Plan WC15G CM/ARTS 80,000 0 0 80,000 Mar-17 Staff anticipates going out to RFP in Winter 2016 to select a consultant for this project. Council increased the project budget to$80,000 in June 2015. 25 Alternative Fuel Study for City WC15H PW 41,925 19,992 0 21,933 Jan-16 Complete a comprehensive fleet study to ascertain the feasibility of converting the Fleet City's fleet to alternative fuels.Issue RFP and receive report.Council appropriated $10k for the project,actual project cost est.$40k.Council approved additional funding.Completion expected Jan 2016. 26 Enterprise Workflow WC16A IT/GIS 130,411 30,911 252,605 352,105 Jun-17 EnerGov Phase 2—This phase will build upon the customer service improvements Management(EnerGov) and underlying core technology implemented in EnerGov Phase 1.Phase 2 will expand EnerGov functionality,(to include permitting,inspections,and mobile)for the following departments:Planning,Building,Code Enforcement,Fire Prevention,and Public Works Engineering.Additionally,Phase 2 will include new customer facing self-service features,such as electronic plan submittal,online inspection scheduling,and real time project status.Fire Prevention Workflows are in user acceptance testing/training.Planning"plan types"complete,workflow definition in progress. 27 Roadway Master Plan WC16B PLANNING& 250,000 0 0 250,000 Jun-18 Scope of work will be modified to add Circulation Element Update. BUILDING/PW 2016-03-09 Item 10C 17 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status 28 Mobile Workforce WC16C IT/GIS 35,000 5,890 0 29,110 On-going This project consolidates mobile hardware(primarily iPads)and related peripherals (i.e.cases,cords,printers,etc.)for all City departments,which will allow relevant staff to have access to mobile applications applicable to their duties and related to one or more of the City's business systems which include but are not limited to: enterprise workflow management,work order/inspection management,and data collection/updates on City-owned or maintained assets and infrastructure. As of this report,the review,update,and collection of GIS data,and inspections through Cityworks have been deployed via iPads to select Public Works and Parks staff. In addition,iPads and field printers have been purchased and are currently being configured for Fire inspections. 29 Facade Improvement Program WC97F CM 200,000 160,779 0 39,221 On-going Two$3,000 grants paid in FY 2015 and one$1,536 grant in FY 2016 to date. 30 Cottonwood Creek Runoff Plan WD02A PW/ENG 41,575 40,144 0 1,431 TBD Grant(settlement)funded project awarded by the RWQCB for address water quality issues associated with Cottonwood Creek. Remaining fund to possible be used for education and outreach related to Prop 84 projects. 31 South Leucadia/Vulcan Ave WD16A PW/ENG 75,000 18,710 0 56,290 Jan-17 Preliminary LID study completed in September 2015. Storm Drain Project 32 La Costa Basin Permitting WD16B PW/ENG 50,000 0 0 50,000 FY 2018 Staff is evaluating whether this project should be combined with the Citywide Flood and channel Maintenance Permitting Program project(WC09D). 33 Green Building Incentive WF10A PLANNING& 44,000 16,200 0 27,800 On-going The Green Building Incentive Program encourages"green"construction techniques Program BUILDING by providing funds to assist applicants that build"green." Projects that propose and achieve certification through the Build It Green GreenPoint Rated program for residential projects or the US Green Building Council's LEED program for commercial projects would be provided up to$2,000 per application to assist with costs of providing"green"building measures utilized to achieve certification.The Council adopted an Environmental Policy on October 8,2008 that included a requirement to ensure green building practices in all public and private development and funded the project beginning FY2010. This project will be incorporated into the operating budget during the two-year cycle for FY15/16&FY16/17($20,000),but the funds remaining here should stay in place to cover projects that are already in place. 34 Pacific View Consultant WF15A PW/ENG 100,000 46,019 0 53,981 Jul-16 The PDR went to Council in Sept.2015. Contract with Keyser Marston entered into Services in 2015. The Council sub-committee,staff,KMA,and the Alliance met in January 2016. Alliance to provide additional information in February. 35 2014 Assistance to FF Grant WF16A Fire 55,014 0 0 55,014 Apr-16 The Department was awarded a competitive grant in the amount of$50,013 from the FEMA Assistance to Firefighters grant program in July 2015 to replace its 26 year old air compressor and self-contained breathing apparatus(SCBA)bottle refill station at Fire Station 5. On August 19,2015,the City Council authorized acceptance of the grant award.A RFP was issued in September and a contract awarded to Bauer Compressors in December 2015 to perform the work. It is aniticipated that the project will be completed by April 2016. 2016-03-09 Item 10C 18 of 47 2016-03-09 Item 10C 19 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project Title WP/CIP No. Responsible Department Project to Date Project to Date Expenditures Budget as of as of 12/31/2015 12131/2015 Transfers or Returns Remaining Anticipated Balance as of Completion Date 12/31/2015 (Month-Year) Status 36 Parks Master Plan WP151 PARKS&REC 100,000 1,693 0 98,308 Summer 2016 The primary purpose of the Parks Master Plan is to create a roadmap for upgrades, expansions,and potential additions to the City's park system to meet both current and future community needs for parks,open space,and trails that contribute to the public's health and well-being. The plan will address the existing parks and policies in addition to recommendations that will improve access to parks,improve park facilities,and identify funding sources to implement the plan. Anticipated completion summer 2016. Category Total 10,654,063 5,123,634 228,805 5,759,234 DRAINAGE PROJECTS 37 Storm Drain Repair CD05E PW/ENG 2,271,001 1,678,303 0 592,698 On-going On-going Master Project. 38 El Camino Real Channel Storm Drain Repairs/Improvements CD06D PW/ENG 2,017,323 621,884 0 1,395,439 Construction complete March 2016+5year monitoring Project currently under construction. 39 (229)Manchester Ave @ MiraCosta Drainage Improvements CD07C PW/ENG 56,902 0 0 56,902 N/A Belmont Contribution. Category Total 4,345,226 2,300,187 0 2,045,039 WASTEWATER PROJECTS'-CARDIFF SANITARY DIVISION 40 CSD Collection System Rehab CC04E CSD 3,080,469 377,882 0 2,702,587 On-going Funding for repair/rehabilitation projects as necessary. 41 Olivenhain Trunk Improvements CC04J CSD 6,123,702 882,475 0 5,241,227 Jan-18 EIR currently under review by State and Federal regulatory agencies.Anticipate going to bid Fall 2016.Construction expected to take approximately 18 months. 42 Lone Jack&Somerset Main Replacement CC07B CSD 1,793,280 9,500 0 1,783,780 Jun-17 Design to start in 2016. 43 Coast Blvd Pump Station Upgrades CC14B CSD 1,000,000 316,215 0 683,785 Jun-17 Awaiting regulatory approval. Timing contingent upon double tracking. Anticipate going to bid Spring 2016,construction expected to take approximately 1 year. 44 SEJPA Plant Improvements CC16A CSD 719,459 0 0 719,459 On-going Annual contribution to SEJPA capital improvement program. 45 Sewer Master Plan Update CC16B CSD 60,000 0 0 60,000 Reserve funding for next Sewer Master Plan Update-anticipate 2018 Category Total 12,776,910 1,586,072 0 11,190,838 WASTEWATER PROJECTS!-ENCINITAS SANITARY DIVISION 46 Batiquitos 2004 Pump Station Improvements CE04A ESD 2,559,020 2,542,157 0 16,863 On-going Annual contribution to LWD capital improvements at Batiquitos pump station. 47 Collection System Rehabilitation CE04H ESD 1,587,685 348,444 0 1,239,241 On-going Funding for repair/rehabilitation projects as necessary. 48 Master Plan Implementation CE16A ESD 60,000 0 0 60,000 On-going Reserve funding for next Sewer Master Plan Update-anticipate 2018 49 Encina Plant Improvement CE16B ESD 1,037,971 87,075 0 950,896 On-going Annual contribution to EWA capital improvement program. Category Total 5,244,676 2,977,676 0 2,267,000 2016-03-09 Item 10C 19 of 47 2016-03-09 Item 10C 20 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status PUBLIC FACILITIES PROJECTS 50 Fire Station#2 Construction CF04C FIRE 6,856,126 6,788,392 0 67,734 TBD Station complete-Pending Final Accounting with Risk Mgmt. 51 Facilities Master Plan CF12B PW/FACILITIES 44,797 37,016 0 7,781 Complete Closed July 2015. 52 Civic Center Improvements CF15A PW/FACILITIES 1,797,925 720,883 0 1,077,042 May-16 Civic Center Sewer Rehabilitation construction started November 2015. 53 Library Community Room CF16C CITY MANAGER 50,000 0 0 50,000 Jun-16 Double set of blinds being replaced and a motorized system to be installed. New Remodel surface to be installed on the stage. Category Total 8,748,848 7,546,291 0 1,202,557 PARKS&BEACHES PROJECTS 54 Recreation Trails Development CPOOF PARKS&REC 552,636 542,883 0 9,753 TBD Upon completion of the Active Transportation Plan and Parks Master Plan potential Fund trail development projects will be identified.According to the Trails Master Plan, there are 80 miles of trails and 40.5 miles are developed. 55 Park Improvement Projects CP04G PARKS&REC 1,505,342 1,249,609 0 255,733 On-going The Parks and Recreation Department identifies projects for park and recreational facilities/amenities on an annual basis,funded by revenue from cell tower lease agreements. Projects may include,but are not limited to,the replacement of various park/beach/trail amenities and rehabilitation of existing facilities/amenities. FY 15/16 includes replacement of playground equipment at Encinitas Viewpoint Park dependent upon bid results. 56 Habitat/Open Space Acquisition CPO5A PLANNING& 395,000 6,932 0 388,069 On-going This project involves the acquisition and preservation of habitat/open space parcels BUILDING from willing sellers in support of the approved SAN DAG Multiple Habitat Conservation Program(MHCP),Storm Water/Watershed Management Program and habitat preservation and open space goals. The City will utilize local funds to leverage federal and state grants and/or any other opportunities that may arise. The City seeks to establish a balance between new development and the maintenance and preservation of these valuable environmentally sensitive habitat and open space resources. Planning requests to move project to Parks&Recreation Dept.to monitor,budget,etc. ('TEA Grant is no longer available to the City$134,242- Augmentation form was forwarded to Finance on 3/25/15) 57 Encinitas Community Park CP13A PARKS&REC 19,540,388 18,383,560 0 1,156,828 Complete Encinitas Community Park is finished;however,there are items pending that need Construction Phase to be completed prior to closing the project. 58 Standard Pacific Park Site CP14A PARKS&REC 212,060 0 0 212,060 TBD Once Funding is identified for the design and development of this project,it is Design anticipated the 3.14 acre park will include facilities and equipment commonly found at neighborhood parks,such as children's play equipment,turf area and picnic facilities. However,the type of facilities to be included at the site will be determined during the planning and design process,including community workshops. 2016-03-09 Item 10C 20 of 47 2016-03-09 Item 10C 21 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status 59 Beacon's Beach Access CP14B PW/ENG 100,000 70,029 0 29,971 TBD An Updated Geotechnical Feasibility Study for Beacon's Beach Access was completed on November 21,2014. The Final Report was sent to the California Coastal Commission(CCC)staff to review. Preliminarily,CCC staff has concerns and will not support the preferred method of stabilization. The City,CCC staff and CA State Parks are working to identify a method of stabilization amenable to the CCC and CA State Parks in FY 15/16. On January 20,2016,staff received a porposal for the wave uprush study that is required to support the acquisition of a coastal development permit. It is anticipated that the study will take 2 months to complete from the notice to proceed. Appropriations in FY16-17 will provide for the design,permitting and construction document preparation. 60 MLB Marine Safety CP14C ENG/MARINE 3,100,000 106,380 0 2,993,620 5/1/2017 Architect under contract for design effort. Plans 30%complete. Permitting process Headquarters Rebuild SAFETY began in August 2015. 61 ADA Parking Lot Upgrades CP15B PARKS&REC 40,000 0 0 40,000 TBD On September 11,2013,the City adopted Resolution 2013-41,the Transition and Self Evaluation Plans Under the Americans with Disabilities Act(ADA)and Section 504 of the Rehabilitation Act of 1973,and directed staff to complete the funded CIP projects as previously approved by the City Council at the June 12,2013 meeting. Item#20 of the Transition Plan identifies several City parking lots in need of upgrades for compliance.The project includes hiring a consultant to conduct an ADA Assessment of all parking lots maintained by the parks&recreation department. 62 Dune Restoration CP16A PW/ENG 150,000 29,458 0 120,542 FY 2018 Entered into a contract with Moffatt and Nichol for the development of a Cardiff State Beach Living Shoreline Conceptual Plan. It is anticipated that this phase will be completed by May 1,2017. 63 Leo Mullen Artificial Turf CP16B PW/ENG 1,000,000 0 0 1,000,000 Summer 2016 This project involves removal of the existing turf and installation of synthetic turf, conduit and footings on the soccer field.At the January 13,2016 meeting,City Council authorized the additional funding necessary to complete the project. 64 Leo Mullen Lights CP16C PARKS&REC 135,000 0 0 135,000 TBD Install conduit and footings for lights on the soccer field-This Project will merge into CP16C as one project Category Total 26,730,426 20,388,851 0 6,341,575 STREETS&ROADS PROJECTS 65 Safe Rte.2 Schools Program CS01E PW/ENG 1,731,932 1,189,129 0 542,803 On-going Master Program-ongoing. (City) 66 Traffic Safety and Calming CS02F PW/ENG 176,165 152,562 0 23,603 On-going Master Program-ongoing. 67 Traffic Signal Modifications CS02G PW/ENG 573,788 517,674 0 56,114 On-going Master Program-ongoing. 68 1-5 Interchg @ Encinitas Blvd CSO4B PW/ENG 1,655,000 1,541,868 0 113,132 Complete Caltrans has approved the Project Study Report. Project will be closed after final invoice is submitted. 69 No.Coast Hwy 101 Streetscape CSO4D PW/ENG 3,092,996 1,872,794 0 1,220,202 FY 17/18 In design review and environmental documentation underway. 70 Santa Fe Dr Improvements CS07B PW/ENG 2,957,305 1,473,465 0 1,483,840 Jun-16 In construction. Expect to be completed this FY. 71 (401)Devonshire Dr Traffic CS10G PW/ENG 125,000 17,831 0 107,169 On-going Master Project. Calming 72 La Costa Avenue Improvements CS11 C PW/ENG 1,475,000 69,999 0 1,405,001 TBD Traffic study completed. Project scope will be determined with on-going meetings with the City of Carlsbad. 2016-03-09 Item 10C 21 of 47 2016-03-09 Item 10C 22 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project to Date Project to Date Expenditures Remaining Anticipated WP/CIP Responsible Budget as of as of Transfers Balance as of Completion Date Project Title No. Department 12/31/2015 12131/2015 or Returns 12/31/2015 (Month-Year) Status 73 Enc Comm.Park CS12E PW/ENG 38,000 0 0 38,000 TBD City's financial contribution for traffic impacts. Mitigation/Santa Fe @ Scripps 74 ECP Offsite Improvements CS13C PW/ENG 750,000 563,839 0 186,161 TBD Master Project for future traffic mitigation costs. 75 Encinitas Blvd SR2S CS13E PW/ENG 663,908 622,721 0 41,187 Complete Construction is complete. Improvements 76 Cottonwood Creek Watershed CS14D PW/ENG 242,460 242,460 0 0 Complete Study was presented to Council in May 2015.The final invoice was submitted to the LID Retrofit Plan State Water Resources Control Board in July 2015. Project completion form submitted on 10-21-2015. 77 Upgrade Traffic Signals-El CS14E PW/ENG 411,100 44,970 0 366,130 Oct-16 Contract award pending Council approval(January 2016). Camino Real,Etc. 78 Upgrade Traffic Signals- CS14F PW/ENG 551,700 53,510 0 498,190 Oct-16 Contract award pending Council approval(January 2016). Leucadia Blvd,Etc. 79 Urania Ave Neighborhood CS14G PW/ENG 128,000 22,819 0 105,181 Jun-16 Design underway. Traffic Calming 80 South Coast Hwy101 Sidewalk CS15C PW/ENG 100,000 7,915 0 92,085 Jul-16 Design underway. Improvements 81 Saxony Rd Traffic CS15E PW/ENG 175,000 39,680 0 135,320 Jun-16 The sidewalk will be completed by June 2016. Safety/Calming 82 FY2015-16 Annual Street CS16A PW/ENG 3,000,000 6,062 351,409 3,345,347 Jun-16 Construction contract awarded October 2015. Overlay 83 Leucadia Blvd Roundabout @ CS16B PW/ENG 1,500,000 0 0 1,500,000 Close Project @ Project to close at Midyear-Caltrans determined that roundabout projects will not Hygeia Ave MidYear receive the ATP Grant-Cycle 2. 84 ADA Curb Ramp Project CS16C PW/ENG 50,000 0 0 50,000 On-going Master Project. (Transition Plan Compliance) 85 Paul Ecke Central CS16D PW/ENG 150,000 0 0 150,000 Aug-16 Speed Feedback Signs and Rectangular Rapid Flashing Beacons will be installed Improvements by March 2016. The sidewalk will be completed during the summer when school is not in session. 86 Montgomery Ave At-Grade CS16E PW/ENG 573,766 0 0 573,766 Dec-18 Preliminary Design is underway and should be completed by June 2016. Pedestrian Rail Crossing 87 El Portal Ped/Bike Underpass CS16F PW/ENG 5,395,000 0 0 5,395,000 Jun-19 Anticpiating the authorization from Caltrans to proceed in Spring 2016. Project Category Total 25,516,120 8,439,297 351,409 17,428,232 STORM RELATED PROJECTS 88 Emergency Repair Project- CX11 F PW/ENG 311,821 137,857 0 173,964 May-16 The construction contract award is anticipated to go to Council in February 2016. It Highway 101 South is anticipated that the project will be completed in May 2016. 89 Emergency Repair Project- CX16A PW/ENG 0 200 0 (200) Complete Construction is complete. Staff to follow-up with permitting agencies. Highway 101 Lagoon Inlet 90 Emergency Repair Project- CX16B PW/ENG 0 200 0 (200) Complete Construction is complete. Staff to follow-up with permitting agencies. Moonlight Beach 91 Emergency Repair Project- CX16C PW/ENG 0 200 0 (200) TBD The sand at Beacon beach is minimal and mostly cobble remains. Once sand is Beacon Beach deposited back on the beach or sand is available from another source staff will direct the contractor to move the sand to the base of the bluff. 2016-03-09 Item 10C 22 of 47 2016-03-09 Item 10C 23 of 47 FY 2015-16 Mid-Year Capital Improvement Project Status Report Project Title WP/CIP No. Responsible Department Project to Date Project to Date Expenditures Budget as of as of 12/31/2015 12131/2015 Transfers or Returns Remaining Anticipated Balance as of Completion Date 12/31/2015 (Month-Year) Status 92 Emergency Repair Project- Highway 101 -across from Las Olas CX16D PW/ENG 0 200 0 (200) Complete Construction is complete. Staff to follow-up with permitting agencies. 94 Emergency Repair Project- Ponto Storm Drain CX16E PW/ENG 0 0 0 0 Mar-16 Most repairs have been completed. Temporary irrigation should be completed by March 2016. Category Total 311,821 138,657 0 173,164 FACILITY MAINTENANCE PROJECTS(403 Find) 95 Civic Center Improvements CF16A PW/ENG 1,035,000 15,139 0 1,019,861 Jun-17 Energy-efficient shades complete.Other projects on hold pending completion of sewer rehab project. 96 Fire Stations Improvements CF16B PW/ENG 123,000 9,504 0 113,496 On-going Garage door replacement(stations 1 and 4)and window replacement(station 1) complete. 97 PW Facility Improvements CF16D PW/ENG 224,000 39,416 0 184,584 TBD LED lighting retrofit and phase one of electric/roofing upgrades complete. 98 ADA Facilities Compliance CF16E PW/ENG 20,000 0 0 20,000 On-going Used for emergency ADA projects that are not in the City's current ADA Transition Plan.Anticipate using some of the funds in FY 17 for a consultant study to verify compliance with Transition plan and find any additional areas that need addressing. 99 Library Improvements CF16F PW/ENG 37,000 9,786 0 27,214 Dec-16 Security upgrades complete.Rubber flooring improvements on hold pending reconfiguration of public computer area. 100 Senior/Community Center Paint and Carpet CF16G PW/ENG 130,000 0 0 130,000 Early Summer 2016 Preparing bidding documents and anticipate early summer completion Category Total 1,569,000 73,845 0 1,495,155 Capital and Work Project Total 95,897,090 48,574,509 580,214 47,902,795 2016-03-09 Item 10C 23 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) General Fund 101 Due to an unanticipated increase in paid and processed Planning and $ 60,000 $ 27,000 $ 33,000 parking tickets as a result of increased enforcement of the Building two-hour parking limits in the downtown area, an increase in anticipated revenue from parking citations and an increase in expenditures related the processing of parking tickets are necessary. In 2012, City Council approved the Energy Efficiency Planning and $ (107,000) $ (107,000) Permit Waiver Program which waives permitting fees for Building basic installation of solar photovoltaic and solar water heating home systems, electric vehicle supply equipment for home charging, and clean natural gas systems for home refueling. For budgeting and accounting purposes, this waiver is reflected as a revenue offset to the gross permit fees that are due without the waiver. In the original FY2015-16 budget, waivers were estimated to be $85,000 for the year or approximately 400 waivers. The volume of waivers has been substantially higher than expected. As of mid-year, waivers were already at$96,342 or 480 waivers. For the full year, waivers are projected to be $192,000 or 958 total waivers. On November 18, 2015 the City was awarded a City Manager $ 15,000 $ 15,000 $ - Neighborhood Reinvestment Program grant from the County of San Diego in the amount of$15,000. Grant funds will offset the expenditures related to the 2015 Dia de los Muertos event. This budget adjustment is being requested to increase the Planning and $ 7,000 $ (7,000) budget for legal advertising in the Current Planning division Building of the Planning and Building department. Advertising costs are running about$2,500 per month and total current budget for these costs is $22,000. The reason for the higher than anticipated costs are the result of higher levels of activity and the required legal advertisements associated with the projects being processed. 2016-03-09 Item 10C 24 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Prior to FY 2015-16 the Jr. Lifeguard Program was Fire - Marine $ 13,448 $ (13,448) tracked in a separate enterprise fund. For FY 2015-16 the Safety fund was dissolved and the revenue and expenditures of the program were moved to the General Fund. When the fund was dissolved it had a fund balance of$113,345 which was added to the General Fund balance at 1st quarter. The Marine Safety division is requesting to use some of that fund balance to fund the following budget adjustments: Training for Sergeant Swift Water and ICS300 and Instructors all hands. Current year training budget for Marine Safety already expended to get the sergeant some of the training last fall. The remainder of the training is needed. Due to the unpredicted budget impact of the El Nino event more staffing is required, due to rough surf, beach and run-off conditions. New 800 Mhz waterproof bag and new traffic control for Fire - Marine $ 2,714 $ (2,714) drop off area Safety Additional hose and nozzle Fire- Marine $ 50 $ (50) Safety Additional Uniforms for Sergeant, Instructors and safety Fire - Marine $ 2,986 $ (2,986) vests for traffic control personnel during Junior Lifeguard Safety program. Installation of safety railing and fan to vent in storage Fire - Marine $ 1,480 $ (1,480) area/garage. New file cabinet. Safety Drinking water and other supplies for Junior Lifeguard Fire - Marine $ 300 $ (300) sessions. Safety Additional cost for swim tests due to new venue. Fire- Marine $ 150 $ (150) Safety Service contract for existing radios(repairs) and 800 Mhz Fire - Marine $ 1,215 $ (1,215) Backbone (5 mos) maintenance costs Safety Swiftwater Training and Swiftwater Instructor Training for Fire - Marine $ 3,894 $ (3,894) Sergeant Safety ELA and USLA dues for Sergeant Fire- Marine $ 50 $ (50) Safety 2016-03-09 Item 10C 25 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Eight (8) 800Mhz radios to replace existing recycled FIRE Fire - Marine $ 45,776 $ (45,776) radios and Charger unit. Since the approval of the budget, Safety Marine Safety was contacted by the FCC concerning the current Low Band (VHF) radios that were in use by the Junior Lifeguard program. These are old radios that are pre-programmed for a specific band width, and the FCC has allocated that band width to the private sector. That bandwidth is no longer available for Marine Safety use. In addition, they are no longer supported by the manufacturer (Motorola) for any maintenance and repairs. As a temporary fix Marine Safety was able obtain old, used radios (XTS 3000)from the Fire Dept. However, the County has informed Marine Safety that the (XTS 3000) radios will not be compatible with the NEW RCS (P-25) changes. So this is just a short-term fix until the RCS NextGen comes online. Communications compatibility is a must for the safety of the JG program. An inspection of the railroad bridge over Encinitas Blvd. by Public Works $ 18,100 $ (18,100) NCTD indicated that the bird deterrents need replacement. -Streets These deterrents keep birds from accessing the underside of the bridge. Increase budget by$20,000 for the cost of 23 tree Public Works $ 20,000 $ (20,000) removals due to drought conditions. The current budget -Streets allocation for tree removals has placed the grid-pruning schedule on hold. The additional $20,000 will allow staff to bring the grid-pruning work back on schedule in order to avoid future liabilities. Increase budget for carpet cleaning costs at the Civic Public Works $ 3,500 $ (3,500) Center due to a new contract - Facilities Increase budget for unanticipated repairs/minor projects at Public Works $ 10,000 $ (10,000) the Civic Center including air balancing, fire sprinkler - Facilities system leak mitigation, City Manager offices, and HVAC controls. Increase budget for water at the Fire Stations due to the Public Works $ 8,100 $ (8,100) implementation of emergency drought water rates and - Facilities addition of recycled water at Fire Station 2. Increase budget for HVAC and duct work at Fire Station 4, Public Works $ 22,500 $ (22,500) door replacement at Fire Station 1, and Swami's tower - Facilities emergency repair. 2016-03-09 Item 10C 26 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) On January 11, 2016 the Traffic and Safety Commission Public Works $ 15,000 $ (15,000) approved three locations for the installation of bike corrals: - Engineering Pannikin, Lofty Coffee and Coffee Coffee. Staff received a quote of$2,215 for a 4 bike corral not including installation. Two of the locations desire a 6 bike corral. There may also be a desire to add a unique Encinitas or Leucadia logo to the corrals which would also add to the cost. Increase budget for cost associated with funding the Parks and $ 15,000 $ (15,000) ElderHelp program as approved by Council on January 13, Recreation 2016. ElderHelp is a homeshare program that provides housing assistance for seniors. The city contracts with the County of San Diego for animal Parks and $ 28,812 $ (28,812) control services. Revenue the County receives through Recreation licensing fees help offset the cost of the contract. By contract the city must pay to the County any shortfalls in revenue experienced in the prior fiscal year. The shortfall for FY 2014-15 was $11,005 and must be paid in FY 2015- 16. In addition in preparing the FY 2015-16 budget staff anticipated a 5% increase in the contract cost for this fiscal year. In October the County provided the annual joint operating and financial plan. The FY 2015-16 contract with the County for animal control increased approximately 11% over FY 2014-15 due to the following: • Calls for service • Revenue estimates • Population estimates • Operational costs (changes in salaries & benefits) The combination of these two factors results in a shortfall of$28,812 in the current budget. Increase budget for the cost associated with conducting Parks and $ 22,000 $ (22,000) beach access structural audits. Structural audits are a Recreation proactive and best management practice that will help ensure the safety of beach access users and optimal maintenance of the facilities. The City's geotechnical consultant has recommended that beach access structural audits be completed now due to: • Last structural audits were completed in 2012 • Increased storm and wave activity from El Nino • Potential for bluff failure and erosion •Wear on structures from coastal marine environment (salt air&water) •Assess the safety prior to summer Total General Fund (101) $ (32,000) $ 284,075 $ (316,075) 2016-03-09 Item 10C 27 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) State Capital Grant Fund 203 Leucadia Blvd Roundabout @ Hygeia (CS16B) Funds Public Works $(1,300,000) $(1,300,000) were budgeted assuming that the city would receive a ATP - Engineering grant in the amount of$1,300,000. It was also assumed that$200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. Restricted Donations &Contributions Fund 229 The Coastal Community Foundation would like to donate Fire - Marine $ 2,538 $ 2,538 $ - funds to purchase one (1) De-Bug beach wheelchair for Safety use at Moonlight Beach. The donor's intent is to have a wheelchair available at the beach that will allow injured veterans and other residents to enjoy the beach in an easy to maneuver chair. This budget adjustment is to account for the revenue from the donation and to appropriate funds to purchase the wheelchair. On January 13, 2015 City Council approved changes to Parks and $ (472,000) $ (472,000) the funding of the Leo Mullen Sports Park artificial turf Recreation project. Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations. This budget adjustment is to reduce estimated revenue for the grants and donations that are not anticipated to occur as originally anticipated. The overall project budget was increased $77,600. Total Restricted Donations &Contributions Fund (229) $ (469,462) $ 2,538 $ (472,000) Villacie Park MID 293 Increase budget for revenue from anticipated cost Parks and $ 18,000 $ 18,000 $ - recoveries and expenditures for repairs due to vehicle Recreation damage to solar irrigation controller, backflow preventer and main line. Encinitas Ranch Lighting and Landscaping District Increase budget for revenue from anticipated cost Parks and $ 12,500 $ 25,000 $ (12,500) recoveries and expenditures for repairs due to Recreation knockdowns of light poles in the district. There were (3) knock-downs from vehicle related accidents in the 2nd Quarter, (1)one decorative light and (2) concrete poles. The anticipated cost recovery rate is 50% of the cost to repair and replace poles. 2016-03-09 Item 10C 28 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Increase budget for actual cost of annual tree trimming in Parks and $ 5,500 $ (5,500) the district. The FY 2015-16 includes $38,502 for tree Recreation maintenance and the actual amount spent for tree maintenance in FY 2014-15 was $37,766.The increase is due to the maturity of the trees and extensive trimming completed in advance of El Nino. Early trimming in advance of storm activity extends the health of the trees and promotes better safety to the public. Increase budget to cover cost of water based on prior year Parks and $ 47,000 $ (47,000) actual cost. FY 2014-15 actual cost for water was Recreation $107,062 and the current year budget is $64,735. When preparing the FY 2015-16 the actual cost paid for water in the prior year was not factored into the budget request. The actual cost for water in FY 2013-14 was $94,159. Total Encinitas Ranch LLD (297) $ 12,500 $ 77,500 $ (65,000) Capital Improvements Fund (401) Recent storm activity coupled with high tides resulted in Public Works $ 20,000 $ (20,000) the loss of a significant amount of sand a Beacon Beach. - Engineering Continued loss of sand could activate the historic beach landslide. Funding is required to create sand berms to protect the area. The west side of Highway 101 across from Las Olas Public Works $ 24,000 $ (24,000) restaurant was missing rip rap. Left unprotected this - Engineering roadway could be undermined,jeopardizing all users of the roadway. Repairs consisted of placing large rip rap slope protection along the unprotected reach. Recent storm activity coupled with high tides resulted in Public Works $ 70,000 $ (70,000) the loss of a significant amount of sand in front of the - Engineering lifeguard tower on Moonlight Beach. The loss of sand exposed the large rip rap that was placed along the base of the tower to protect its foundation. Repairs included adding rip rap and sand in front of the lifeguard tower. In December 2015, staff was notified that segments of Public Works $ 68,000 $ (68,000) north bound Highway 101 by the lagoon in Cardiff were - Engineering unsafe for vehicles. This was due to portions of the lagoon that are not protected with rip rap being undermined. Repairs included adding rip rap to the impacted areas. 2016-03-09 Item 10C 29 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) On January 13, 2015 City Council approved changes to Public Works $ 77,600 $ (77,600) the funding of the Leo Mullen Sports Park artificial turf - Engineering project. Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations. The overall project budget was increased $77,600 Leucadia Blvd Roundabout @ Hygeia (CS16B): Funds Public Works $(1,500,000) $ 1,500,000 were budgeted assuming that the city would receive a ATP - Engineering grant in the amount of$1,300,000. It was also assumed that a $200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. This adjustment closes the project in the Capital Improvement Fund. Total Capital Improvements Fund (401) $ - $(1,240,400) $ 1,240,400 Total All Funds $(1,770,962) $ (858,287) $ (912,675) 2016-03-09 Item 10C 30 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) Recent storm activity coupled with high tides resulted in the loss of a significant amount of sand at Beacon Beach.Continued loss of sand could Engineering activate the historic beach landslide.Funding is required to create sand berms to protect the area. General Fund (101) $ 20,000 Capital Improvements Fund (401) $ 20,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) The west side of Highway 101 across from Las Olas restaurant was missing rip rap.Left unprotected this roadway could be undermined,jeopardizing Engineering all users of the roadway.Repairs consisted of placing large rip rap slope protection along the unprotected reach. General Fund(101) $ 24,000 Capital Improvements Fund (401) $ 24,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) Recent storm activity coupled with high tides resulted in the loss of a significant amount of sand in front of the lifeguard tower on Moonlight Beach. Engineering The loss of sand exposed the large rip rap that was placed along the base of the tower to protect its foundation.Repairs included adding rip rap and sand in front of the lifeguard tower. General Fund (101) $ 70,000 Capital Improvements Fund (401) $ 70,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) In December 2015,staff was notified that segments of north bound Highway 101 by the lagoon in Cardiff were unsafe for vehicles.This was due to Engineering portions of the lagoon that are not protected with rip rap being undermined. Repairs included adding rip rap to the impacted areas. General Fund (101) $ 68,000 Capital Improvements Fund (401) $ 68,000 Increase transfer from the General Fund(101)and decrease transfer from the Public Works Restricted Donations&Contributions Fund(229)to the Capital Improvement Fund(401) On January 13,2015 City Council approved changes to the funding of Engineering the Leo Mullen Sports Park artificial turf project.Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations.The overall project budget was increased $77,000 General Fund (101) $ 549,600 Restricted Donations&Contributions Fund (229) $ (472,000) Capital Improvements Fund (401) $ 77,600 2016-03-09 Item 10C 31 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Transfer from the General Fund(101)to the Community Development Block Planning and Grant Fund(222): The City of Encinitas has been an entitlement community since Building 1990 and has been receiving Community Development Block Grant(CDBG)funds directly from the Department of Housing and Urban Development(HUD). Each year,the city budgets CDBG activities and programs based on the annual grant allocation from HUD,as well as any unspent funds from previous years.At this time,a transfer is requested from the General Fund in the amount of$13,998 to cover CDBG expenses the were incurred in prior years and were not reimbursed from the CDBG grant.This transfer will subsidize the grant amount awarded by HUD and will bring the CDBG fund into balance.This requested transfer amount is the result of activities that were not fully reimbursed.Staff has thoroughly investigated these activities and has determined that they are not recoverable from HUD. General Fund (101) $ 13,998 Community Development Block Grant Fund (222) $ 13,998 Eliminate transfers from the State Capital Grant Fund(203) and Regional Public Works Traffic Mitigation Fees Fund(234) to the Capital Improvements Fund (401). Leucadia Blvd Roundabout @ Hygeia (CS1613): Funds were Engineering budgeted assuming that the city would receive a ATP grant in the amount of$1,300,000. It was also assumed that a $200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. This adjustment eliminates the transfer of the anticipated revenue to the Capital Improvement Fund. State Capital Grant Fund(203) $ (1,300,000) Regional Traffic Mitigation Fees Fund (234) $ (200,000) Capital Improvements Fund (401) $ (1,500,000) $ (1,226,402) $ (1,226,402) 2016-03-09 Item 10C 32 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Fund Totals General Fund (101) $ - $ 745,598 State Capital Grant Fund (203) - (1,300,000) Community Development Block Grant Fund (222) 13,998 - Restricted Donations &Contributions Fund (229) - (472,000) Regional Traffic Mitigation Fees Fund (234) - (200,000) Capital Improvements Fund (401) (1,240,400) - $(1,226,402) $(1,226,402) 2016-03-09 Item 10C 33 of 47 Schedule A:Revised Budget Summary Second Quarter FY2O15-16* (Column 1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) Unassigned Approved Approved Interfund Interfund Interfund Interfund Current Unassigned Fund Revenue Operating Capital Transfers Transfers Transfers Transfers Year Projected Balance Projections Expenditures Expenditures In Out Debt Service Capital Summary Fund Balance Fund Name Fund 7/1/2015 (+3A-5(6...8)) (+2+9) GENERALFUND General Fund 101 18,635,041 65,553,767 57,430,406 1,647,082 (2,636,724) (4,994,187) (7,495,278) (5,355,746) 13,279,295 Contngency Reserves(2 o(operaergExpendtu-) 101 11,323,163 - 11,323,163 Budget Stabilization Reserve(2%.f-nu.) 101 1,300,646 1,300,646 TOTAL GENERAL FUND 31,258,850 65,553,767 57,430,406 1,647,082 (2,636,724) (4,994,187) (7,495,278) (5,355,746) 25,903,104 INFRASTRUCTURE FUNDS State Gasoline Taxes 201 375,546 1,380,850 - - - (1,085,652) - (295,198) - 375,546 State Capital Grants 203 0 5,566,000 - - - - - 5,566,000 11,132,000 - Trammet Program(Prop A Sales Tax) 211 - 2,473,000 - - - - - (2,615,000) (142,000) (142,000) Coastal Zone Management Fund 212 732,061 300,000 238,599 - - - - (225,000) (163,599) 568,462 Federal Capital Grants 223 89,325 (89,325) TOTAL INFRASTRUCTURE FUNDS 1,107,607 9,809,175 238,599 - - (1,085,652) - 2,341,477 10,826,401 802,008 GRANTFUNDS State Law Enforcement Grant 202 - 100,000 100,000 - - - - - - - Government Educaton Access 213 612,951 425,895 193,345 - - - - (757,290) (524,740) 88,211 Solid Waste,Recycling and HHW 214 906,247 426,250 462,262 - - (29,053) - (65,065) 841,182 Asset Forfeiture 215 103,755 533 10,197 - - - - - (9,664) 94,091 Senior Nutrition Grant 221 - 83,000 122,443 - 46,539 - - - 7,096 7,096 Comm Devel Block Grant(CDBG) 222 - 579,023 407,374 - 24,496 - - (196,000) 145 145 HOME Entitlement Program 227 25,017 86,650 31,912 - 4,662 - - - 59,400 84,417 Federal Law Enforcement Grant 228 - 10,000 10,000 - - - - - - - Donations&Contributions 229 120,068 93,538 720,128 - 75,000 - - (472,000) (1,023,590) (903,522) CSA17 Fire Operations 230 80,000 88,000 (8,000) (8,000) TOTAL GRANT FUNDS 1,768,038 1,884,889 2,145,661 - 150,697 (29,053) - (1,425,290) (1,564,418) 203,620 DEVELOPMENT IMPACT FUNDS Park Improvement Fees 231 603,216 151,460 - - - - - - 151,460 754,676 Park Acquisition Fees 232 1,263,810 203,119 - - - - - - 203,119 1,466,929 Traffic Mitigation Fees 233 (600,667) 388,303 - - - - - (852,000) (463,697) (1,064,364) RTCIP-(Regional Arterial System)Fee 234 894,316 154,650 - - - - - (376,000) (221,350) 672,966 Open Space Acquisition Fees 235 83,223 34,049 - - - - - - 34,049 117,272 Recreational Trails Fees 236 24,433 6,531 - - - - - - 6,531 30,964 Community Facilities Fees 237 - 45,680 - - - (45,680) - - - - Fire Mitigation Fees 238 - 43,028 - - - (43,028) - - - - Flood Control Mitigation Fees 239 341,798 51,139 - - - - - (75,000) (23,861) 317,937 In Lieu Fees Curb Gutter Sidewalks 251 12,550 24 - - - - - - 24 12,574 In Lieu Fees Underground Utilities 252 (69,505) 1,885 - - - - - - 1,885 (67,620) Affordable Housing 253 1,359,632 2,000 2,000 1,361,632 TOTAL DEVELOPMENT IMPACT FUNDS 3,912,806 1,081,868 - - - (88,708) - (1,303,000) (309,840) 3,602,966 MUNICIPAL IMPROVEMENT DISTRICTS Villanitas Road M.I.D. 291 255,749 11,760 20,805 - - - - - (9,045) 246,704 Cerro Street M.I.D. 292 333,639 40,700 35,837 - - - - - 4,863 338,502 Village Park M.I.D. 293 140,964 51,010 63,013 - - - - - (12,003) 128,961 Wiro Park M.I.D. 294 744 11,010 19,099 - 8,400 - - - 311 1,055 Encinitas Lighting Landscape District 295 757,520 1,231,550 1,436,680 - - - - (100,000) (305,130) 452,390 Encinitas Ranch Lighting Landscape 297 1,268,964 635,120 581,223 53,897 1,322,861 TOTAL MUNICIPAL IMPROVEMENT DISTRICT FUNDS 2,757,580 1,981,150 2,156,657 - 8,400 - - (100,000) (267,107) 2,490,473 DEBT SERVICE FUNDS Debt Service Fund 301 - 240 483,206 - - - 477,002 - (5,964) (5,964) Encinitas Public Finance Authority 302 37,240 5,023,443 4,517,185 (469,018) (469,018) TOTAL DEBT SERVICE FUNDS - 37,480 5,506,649 - - - 4,994,187 - (474,982) (474,982) CAPITAL IMPROVEMENT FUNDS Capital Project Fund 401 - - - 15,754,296 - - - 15,754,296 - - Facility Maintenance Fund 403 1,569,000 1,000,000 (445,559) 1,232,000 217,441 217,441 TOTAL CAPITAL IMPROVEMENT FUNDS - - - 17,323,296 1,000,000 (445,559) - 16,986,296 217,441 217,441 CARDIFF SANITARY DIVISION FUNDS Operations 511 2,578,210 4,801,711 3,589,111 - - - - (930,347) 282,253 2,860,463 Capital Replacement 512 1,702,405 - - 3,664,762 - - - 930,347 (2,734,415) (1,032,010) Capital Expansion 513 717,523 51,255 51,255 768,778 TOTAL CSDFUNDS 4,998,138 4,852,966 3,589,111 3,664,762 - - - - (2,400,907) 2,597,231 ENCINITAS SANITARY DIVISION FUNDS Operations 521 1,749,927 2,839,344 1,500,812 - - - - (1,496,940) (158,408) 1,591,519 Capital Replacement 522 3,860,234 - - 2,705,395 - - - 1,496,940 (1,208,455) 2,651,779 Capital Expansion 523 2,202,060 72,360 72,360 2,274,420 TOTAL ESD FUNDS 7,812,221 2,911,704 1,500,812 2,705,395 - - - - (1,294,503) 6,517,718 OTHER PROPRIETARY FUNDS Section 8 Housing-Admin 551 19,966 208,480 275,713 - 67,043 - - - (190) 19,776 Section 8 Housing-HAP 552 7,110 971,447 986,500 - - - - - (15,053) (7,943) Pacific Pines Affordable Housing 561 1,576,736 219,342 221,879 - 13,327 - - - 10,790 1,587,526 Recreation Programs 571 349,377 - - - - (349,377) - - (349,377) - Jr Lifeguard Program' 572 113,345 (113,345) (113,345) TOTAL OTHER PROPRIETARY FUNDS 2,066,534 1,399,269 1,484,092 - 80,370 (462,722) - - (467,175) 1,599,359 INTERNAL SERVICE FUNDS Self-Insurance Fund 601 3,247,178 1,005,687 2,080,550 - 894,257 - - - (180,606) 3,066,572 Wastewater Support 611 - 1,044,337 924,037 - - (113,000) - - 7,300 7,300 Fleet Maintenance 621 - 627,572 596,820 - - - - - 30,752 30,752 Vehicle Replacement 622 846,871 10,000 328,000 - 142,053 - - - (175,947) 670,924 Mach Equipment Replacement 623 1,292,929 10,000 140,000 - 125,000 - - - (5,000) 1,287,929 Fire Apparatus Replacement 624 2,645,557 525,000 875,855 378,000 27,145 2,672,702 TOTAL INTERNAL SERVICE FUNDS 8,032,535 3,222,596 4,945,262 - 1,539,310 (113,000) - - (296,356) 7,736,179 TOTALS ALL FUNDS 63,714,309 92,734,864 78,997,249 23,693,453 4,425,859 (4,861,418) - 9,004,205 (1,387,192) 51,195,117 Funds 571 and 572 were merged into the General Fund(101)beginning u,FM1S16, 2016-03-09 Item 10C 34 of 47 City of Encinitas FY 2015116 Revenue Adjustment Summary July 1,2015 through December 31,2015 First Quarter Second Quarter Proposed Previously Approved First Total First Previously Second Total Second Approved Quarter Quarter Approved Quarter Quarter Totals by Fund&Description Council Adjustments Adjustment Council Adjustments Adjustment Fund 101 General Fund $ $ 569,209 $ 569,209 $ 456,979 $ (32,000) $ 424,979 $ 994,188 201 Gas Tax - - - - 202 State Law Enforcement Grant - - - - 203 State Capital Grant 475,000 4,691,000 5,166,000 (1,300,000) (1,300,000) 3,866,000 211 Transnet Program - - - - 212 Coastal Zone Management 213 Government Education Access 214 Solid Waste, Recycling &HHW 215 Asset Forfeiture 221 Senior Nutrition Grant - - - - - 222 CDBG 185,282 185,282 13,998 13,998 199,280 223 Federal Capital Grant - - - - - 227 HOME Entitlement Program 85,205 85,205 85,205 228 Federal Law Enforcement Grant - - - 229 Restricted Donations - - (469,462) (469,462) (469,462) 230 CSA-17 Benefit Fees 281,171 281,171 281,171 231 Park Development Fees - - - 232 Parkland Acquisition Fees 233 Traffic Mitigation Fees 234 Regional Traffic Mitigation Fees 235 Open Space Acquisition Fees 236 Recreation Trails Fees 237 Community Facility Fees 238 Fire Mitigation Fees 239 Flood Control Mitigation Fees 251 In Lieu Fees Curb Gutter Sidewalks 252 In Lieu Fees Underground Utility 253 In Lieu Fees Affordable Housing 291 Villanitas Road MID 292 Cerro Street MID - - - 293 Village Park MID 18,000 18,000 18,000 294 Wiro Park MID - - - 295 Encinitas Lighting Landscape District - - - 297 Encinitas Ranch LLD 12,500 12,500 12,500 301 Debt Service Fund - - - 302 Encinitas Public Financing Authority 401 Capital Project Fund (1,240,400) (1,240,400) (1,240,400) 403 Facility Maintenance Fund 511 CSD Operations 512 CSD Capital Replacement 513 CSD Capital Expansion 521 ESD Operations 522 ESD Capital Replacement 523 ESD Capital Expansion 551 Section 8 Housing-Admin 552 Section 8 Housing-HAP 561 Pacific Pines Affordable Housing 601 Self Insurance Fund 611 Wastewater Support - 621 Fleet Maintenance 30,752 30,752 30,752 622 Vehicle Replacement 29,053 29,053 29,053 623 Machinery Equipment Replacement - - - 624 Fire Apparatus Replacement - - - - - Totals $ 4757000 $ 578717672 $ 673467672 $ 456,979 $ (2,997,364) $ (275407385) $3,806,287 2016-03-09 Item 10C 35 of 47 City of Encinitas FY 2015/16 Expenditure Adjustment Summary July 1,2015 through December 31,2015 First Quarter Second Quarter Proposed Previously Approved Total First Previously Second Total Second Approved First Quarter Quarter Approved Quarter Quarter Totals by Fund&Description Council Adjustments Adjustment Council Adjustments Adjustment Fund 101 General Fund $ 237,725 $ 114,132 $ 351,857 $ 2,137,690 $ 1,029,673 $ 3,167,363 $ 3,519,220 201 Gas Tax - - - - - - - 202 State Law Enforcement Grant - - - 203 State Capital Grant 51166,000 (1,300,000) 3,866,000 3,866,000 211 Transnet Program - - - 212 Coastal Zone Management 213 Government Education Access - - (190,000) (190,000) (190,000) 214 Solid Waste,Recycling&HHW 29,053 29,053 29,053 215 Asset Forfeiture - - - 221 Senior Nutrition Grant - - - 222 CDBG 185,282 185,282 - - 185,282 223 Federal Capital Grant - - 89,325 89,325 89,325 227 HOME Entitlement Program 25,805 25,805 - - 25,805 228 Federal Law Enforcement Grant - - - 229 Restricted Donations - - (469,462) (469,462) (469,462) 230 CSA-17 Benefit Fees 88,000 88,000 88,000 231 Park Development Fees - - - 232 Parkland Acquisition Fees 233 Traffic Mitigation Fees 234 Regional Traffic Mitigation Fees (200,000) (200,000) (200,000) 235 Open Space Acquisition Fees 236 Recreation Trails Fees 237 Community Facility Fees 238 Fire Mitigation Fees 239 Flood Control Mitigation Fees 251 In Lieu Fees Curb Gutter Sidewalks 252 In Lieu Fees Underground Utility 253 In Lieu Fees Affordable Housing 291 Villanitas Road MID 292 Cerro Street MID - - - 293 Village Park MID 18,000 18,000 18,000 294 Wiro Park MID - - - - - 295 Encinitas Lighting Landscape District 13,904 13,904 - - 13,904 297 Encinitas Ranch LLD - - - 77,500 77,500 77,500 301 Debt Service Fund - - 5,963 - 51963 5,963 302 Encinitas Public Financing Authority 189,536 189,536 279,551 - 279,551 469,087 401 Capital Project Fund (1,631,841) (1,631,841) 6,903,984 (1,240,400) 5,663,584 4,031,743 403 Facility Maintenance Fund 445,559 445,559 207,000 207,000 652,559 511 CSD Operations - 32,691 32,691 - 32,691 512 CSD Capital Replacement - - - - 513 CSD Capital Expansion - - - 521 ESD Operations 958 958 958 522 ESD Capital Replacement - - - 523 ESD Capital Expansion 551 Section 8 Housing-Admin 552 Section 8 Housing-HAP 561 Pacific Pines Affordable Housing - - - 571 Recreation Programs 349,376 349,376 349,376 572 Jr. Lifeguard Program` 113,345 113,345 113,345 601 Self Insurance Fund 200,000 200,000 200,000 611 Wastewater Support - - - 621 Fleet Maintenance 622 Vehicle Replacement 623 Machinery Equipment Replacement 624 Fire Apparatus Replacement - - - Totals $ (759,021) $ 1,152,546 $ 393,525 $ 14,599,513 $ (2,084,689) $ 12,514,824 $ 12,908,349 2016-03-09 Item 10C 36 of 47 RESOLUTION NO. 2016-24 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ENCINITAS AMENDING THE FISCAL YEAR 2015-16 BUDGET WHEREAS, on June 10, 2015 the City of Encinitas City Council adopted Resolution No. 2015-32 appropriating the budget for Fiscal Year 2015-16; and WHEREAS, a report detailing the status of the Fiscal Year 2015-16 budget as of mid-year has been prepared for City Council; and WHEREAS, amendments to the Fiscal Year 2015-16 budget have been proposed to City Council; and WHEREAS, the City Council has reviewed the proposed Fiscal 2015-16 mid- year budget amendments; and NOW, THEREFORE, BE IT RESOLVED, DETERMINED AND ORDERED that the City Council of the City of Encinitas does, hereby, adopt the amendments to the Fiscal Year 2015-16 Budget as described in Attachment "A" and amendments to inter-fund transfers as described in Attachment "B" to this resolution. PASSED AND ADOPTED this 9th day of March, 2016, by the following vote, to wit: AYES: NAYS: ABSENT: ABSTAIN: Kristin Gaspar, Mayor City of Encinitas ATTEST: Kathy Hollywood, City Clerk 2016-03-09 Item 10C 37 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) General Fund 101 Due to an unanticipated increase in paid and processed Planning and $ 60,000 $ 27,000 $ 33,000 parking tickets as a result of increased enforcement of the Building two-hour parking limits in the downtown area, an increase in anticipated revenue from parking citations and an increase in expenditures related the processing of parking tickets are necessary. In 2012, City Council approved the Energy Efficiency Planning and $ (107,000) $ (107,000) Permit Waiver Program which waives permitting fees for Building basic installation of solar photovoltaic and solar water heating home systems, electric vehicle supply equipment for home charging, and clean natural gas systems for home refueling. For budgeting and accounting purposes, this waiver is reflected as a revenue offset to the gross permit fees that are due without the waiver. In the original FY2015-16 budget, waivers were estimated to be $85,000 for the year or approxiamtely 400 waivers. The volume of waivers has been substantially higher than expected. As of mid-year, waivers were already at$96,342 or 480 waivers. For the full year, waivers are projected to be $192,000 or 958 total waivers. On November 18, 2015 the City was awarded a City Manager $ 15,000 $ 15,000 $ - Neighborhood Reinvestment Program grant from the County of San Diego in the amount of$15,000. Grant funds will offset the expenditures related to the 2015 Dia de los Muertos event. This budget adjustment is being requested to increase the Planning and $ 7,000 $ (7,000) budget for legal advertising in the Current Planning division Building of the Planning and Building department. Advertising costs are running about$2,500 per month and total current budget for these costs is $22,000. The reason for the higher than anticipated costs are the result of higher levels of activity and the required legal advertisements associated with the projects being processed. 2016-03-09 Item 10C 38 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Prior to FY 2015-16 the Jr. Lifeguard Program was Fire - Marine $ 13,448 $ (13,448) tracked in a seperate enterprise fund. For FY 2015-16 the Safety fund was dissolved and the revenue and expenditures of the program were moved to the General Fund. When the fund was dissolved it had a fund balance of$113,345 which was added to the General Fund balance at 1st quarter. The Marine Safety division is requesting to use some of that fund balance to fund the following budget adjustments: Training for Sergeant Swift Water and ICS300 and Instructors all hands. Current year training budget for Marine Safety already expended to get the sergeant some of the training last fall. The remainder of the training is needed. Due to the unpredicted budget impact of the El Nino event more staffing is required, due to rough surf, beach and run-off conditions. New 800 Mhz waterproof bag and new traffic control for Fire - Marine $ 2,714 $ (2,714) drop off area Safety Additional hose and nozzle Fire- Marine $ 50 $ (50) Safety Additional Uniforms for Sergeant, Instructors and safety Fire - Marine $ 2,986 $ (2,986) vests for traffic control personnel during Junior Lifeguard Safety program. Installation of safety railing and fan to vent in storage Fire - Marine $ 1,480 $ (1,480) area/garage. New file cabinet. Safety Drinking water and other supplies for Junior Lifeguard Fire - Marine $ 300 $ (300) sessions. Safety Additional cost for swim tests due to new venue. Fire- Marine $ 150 $ (150) Safety Service contract for existing radios(repairs) and 800 Mhz Fire - Marine $ 1,215 $ (1,215) Backbone (5 mos) maintenance costs Safety Swiftwater Training and Swiftwater Instructor Training for Fire - Marine $ 3,894 $ (3,894) Sergeant Safety ELA and USLA dues for Sergeant Fire- Marine $ 50 $ (50) Safety 2016-03-09 Item 10C 39 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Eight (8) 800Mhz radios to replace existing recycled FIRE Fire - Marine $ 45,776 $ (45,776) radios and Charger unit. Since the approval of the budget, Safety Marine Safety was contacted by the FCC concerning the current Low Band (VHF) radios that were in use by the Junior Lifeguard program. These are old radios that are pre-programmed for a specific band width, and the FCC has allocated that band width to the private sector. That bandwidth is no longer available for Marine Safety use. In addition, they are no longer supported by the manufacturer (Motorola) for any maintenance and repairs. As a temporary fix Marine Safety was able obtain old, used radios (XTS 3000)from the Fire Dept. However, the County has informed Marine Safety that the (XTS 3000) radios will not be compatible with the NEW RCS (P-25) changes. So this is just a short-term fix until the RCS NextGen comes online. Communications compatibility is a must for the safety of the JG program. An inspection of the railroad bridge over Encinitas Blvd. by Public Works $ 18,100 $ (18,100) NCTD indicated that the bird deterrents need replacement. -Streets These deterrents keep birds from accessing the underside of the bridge. Increase budget by$20,000 for the cost of 23 tree Public Works $ 20,000 $ (20,000) removals due to drought conditions. The current budget -Streets allocation for tree removals has placed the grid-pruning schedule on hold. The additional $20,000 will allow staff to bring the grid-pruning work back on schedule in order to avoid future liabilities. Increase budget for carpet cleaning costs at the Civic Public Works $ 3,500 $ (3,500) Center due to a new contract - Facilities Increase budget for unanticipated repairs/minor projects at Public Works $ 10,000 $ (10,000) the Civic Center including air balancing, fire sprinkler - Facilities system leak mitigation, City Manager offices, and HVAC controls. Increase budget for water at the Fire Stations due to the Public Works $ 8,100 $ (8,100) implementation of emergency drought water rates and - Facilities addition of recycled water at Fire Station 2. Increase budget for HVAC and duct work at Fire Station 4, Public Works $ 22,500 $ (22,500) door replacement at Fire Station 1, and Swami's tower - Facilities emergency repair. 2016-03-09 Item 10C 40 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) On January 11, 2016 the Traffic and Safety Commission Public Works $ 15,000 $ (15,000) approved three locations for the installation of bike corrals: - Engineering Pannikin, Lofty Coffee and Coffee Coffee. Staff received a quote of$2,215 for a 4 bike corral not including installation. Two of the locations desire a 6 bike corral. There may also be a desire to add a unique Encinitas or Leucadia logo to the corrals which would also add to the cost. Increase budget for cost associated with funding the Parks and $ 15,000 $ (15,000) ElderHelp program as approved by Council on January 13, Recreation 2016. ElderHelp is a homeshare program that provides housing assistance for seniors. The city contracts with the County of San Diego for animal Parks and $ 28,812 $ (28,812) control services. Revenue the County receives through Recreation licensing fees help offset the cost of the contract. By contract the city must pay to the County any shortfalls in revenue experienced in the prior fiscal year. The shortfall for FY 2014-15 was $11,005 and must be paid in FY 2015- 16. In addition in preparing the FY 2015-16 budget staff anticipated a 5% increase in the contract cost for this fiscal year. In October the County provided the annual joint operating and financial plan. The FY 2015-16 contract with the County for animal control increased approximately 11% over FY 2014-15 due to the following: • Calls for service • Revenue estimates • Population estimates • Operational costs (changes in salaries & benefits) The combination of these two factors results in a shortfall of$28,812 in the current budget. Increase budget for the cost associated with conducting Parks and $ 22,000 $ (22,000) beach access structural audits. Structural audits are a Recreation proactive and best management practice that will help ensure the safety of beach access users and optimal maintenance of the facilities. The City's geotechnical consultant has recommended that beach access structural audits be completed now due to: • Last structural audits were completed in 2012 • Increased storm and wave activity from El Nino • Potential for bluff failure and erosion •Wear on structures from coastal marine environment (salt air&water) •Assess the safety prior to summer Total General Fund (101) $ (32,000) $ 284,075 $ (316,075) 2016-03-09 Item 10C 41 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) State Capital Grant Fund 203 Leucadia Blvd Roundabout @ Hygeia (CS16B) Funds Public Works $(1,300,000) $(1,300,000) were budgeted assuming that the city would receive a ATP - Engineering grant in the amount of$1,300,000. It was also assumed that$200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. Restricted Donations &Contributions Fund 229 The Coastal Community Foundation would like to donate Fire - Marine $ 2,538 $ 2,538 $ - funds to purchase one (1) De-Bug beach wheelchair for Safety use at Moonlight Beach. The donor's intent is to have a wheelchair available at the beach that will allow injured veterans and other residents to enjoy the beach in an easy to maneuver chair. This budget adjustment is to account for the revenue from the donation and to appropriate funds to purchase the wheelchair. On January 13, 2015 City Council approved changes to Parks and $ (472,000) $ (472,000) the funding of the Leo Mullen Sports Park artificial turf Recreation project. Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations. This budget adjustment is to reduce estimated revenue for the grants and donations that are not anticipated to occur as originally anticipated. The overall project budget was increased $77,600. Total Restricted Donations &Contributions Fund (229) $ (469,462) $ 2,538 $ (472,000) Villacie Park MID 293 Increase budget for revenue from anticipated cost Parks and $ 18,000 $ 18,000 $ - recoveries and expenditures for repairs due to vehicle Recreation damage to solar irrigation controller, backflow preventer and main line. Encinitas Ranch Lighting and Landscaping District Increase budget for revenue from anticipated cost Parks and $ 12,500 $ 25,000 $ (12,500) recoveries and expenditures for repairs due to Recreation knockdowns of light poles in the district. There were (3) knock-downs from vehicle related accidents in the 2nd Quarter, (1)one decorative light and (2) concrete poles. The anticipated cost recovery rate is 50% of the cost to repair and replace poles. 2016-03-09 Item 10C 42 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) Increase budget for actual cost of annual tree trimming in Parks and $ 5,500 $ (5,500) the district. The FY 2015-16 includes $38,502 for tree Recreation maintenance and the actual amount spent for tree maintenance in FY 2014-15 was $37,766.The increase is due to the maturity of the trees and extensive trimming completed in advance of El Nino. Early trimming in advance of storm activity extends the health of the trees and promotes better safety to the public. Increase budget to cover cost of water based on prior year Parks and $ 47,000 $ (47,000) actual cost. FY 2014-15 actual cost for water was Recreation $107,062 and the current year budget is $64,735. When preparing the FY 2015-16 the actual cost paid for water in the prior year was not factored into the budget request. The actual cost for water in FY 2013-14 was $94,159. Total Encinitas Ranch LLD (297) $ 12,500 $ 77,500 $ (65,000) Capital Improvements Fund (401) Recent storm activity coupled with high tides resulted in Public Works $ 20,000 $ (20,000) the loss of a significant amount of sand a Beacon Beach. - Engineering Continued loss of sand could activate the historic beach landslide. Funding is required to create sand berms to protect the area. The west side of Highway 101 across from Las Olas Public Works $ 24,000 $ (24,000) restaurant was missing rip rap. Left unprotected this - Engineering roadway could be undermined,jeopardizing all users of the roadway. Repairs consisted of placing large rip rap slope protection along the unprotected reach. Recent storm activity coupled with high tides resulted in Public Works $ 70,000 $ (70,000) the loss of a significant amount of sand in front of the - Engineering lifeguard tower on Moonlight Beach. The loss of sand exposed the large rip rap that was placed along the base of the tower to protect its foundation. Repairs included adding rip rap and sand in front of the lifeguard tower. In December 2015, staff was notified that segments of Public Works $ 68,000 $ (68,000) north bound Highway 101 by the lagoon in Cardiff were - Engineering unsafe for vehicles. This was due to portions of the lagoon that are not protected with rip rap being undermined. Repairs included adding rip rap to the impacted areas. 2016-03-09 Item 10C 43 of 47 Operating Budget Amendments - Mid-Year (1) (2) (1-2) Fund Revenue Expenditure Balance Increase Increase Increase Description Department (Decrease) (Decrease) (Decrease) On January 13, 2015 City Council approved changes to Public Works $ 77,600 $ (77,600) the funding of the Leo Mullen Sports Park artificial turf - Engineering project. Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations. The overall project budget was increased $77,600 Leucadia Blvd Roundabout @ Hygeia (CS16B): Funds Public Works $(1,500,000) $ 1,500,000 were budgeted assuming that the city would receive a ATP - Engineering grant in the amount of$1,300,000. It was also assumed that a $200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. This adjustment closes the project in the Capital Improvement Fund. Total Capital Improvements Fund (401) $ - $(1,240,400) $ 1,240,400 Total All Funds $(1,770,962) $ (858,287) $ (912,675) 2016-03-09 Item 10C 44 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) Recent storm activity coupled with high tides resulted in the loss of a significant amount of sand at Beacon Beach.Continued loss of sand could Engineering activate the historic beach landslide.Funding is required to create sand berms to protect the area. General Fund (101) $ 20,000 Capital Improvements Fund (401) $ 20,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) The west side of Highway 101 across from Las Olas restaurant was missing rip rap.Left unprotected this roadway could be undermined,jeopardizing Engineering all users of the roadway.Repairs consisted of placing large rip rap slope protection along the unprotected reach. General Fund(101) $ 24,000 Capital Improvements Fund (401) $ 24,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) Recent storm activity coupled with high tides resulted in the loss of a significant amount of sand in front of the lifeguard tower on Moonlight Beach. Engineering The loss of sand exposed the large rip rap that was placed along the base of the tower to protect its foundation.Repairs included adding rip rap and sand in front of the lifeguard tower. General Fund (101) $ 70,000 Capital Improvements Fund (401) $ 70,000 Emergency transfer from the General Fund(101)to the Capital Improvement Public Works Fund(401) In December 2015,staff was notified that segments of north bound Highway 101 by the lagoon in Cardiff were unsafe for vehicles.This was due to Engineering portions of the lagoon that are not protected with rip rap being undermined. Repairs included adding rip rap to the impacted areas. General Fund (101) $ 68,000 Capital Improvements Fund (401) $ 68,000 Increase transfer from the General Fund(101)and decrease transfer from the Public Works Restricted Donations&Contributions Fund(229)to the Capital Improvement Fund(401) On January 13,2015 City Council approved changes to the funding of Engineering the Leo Mullen Sports Park artificial turf project.Additional funding from the General Fund was authorized to replace funding originally planned from grants and donations.The overall project budget was increased $77,000 General Fund (101) $ 549,600 Restricted Donations&Contributions Fund (229) $ (472,000) Capital Improvements Fund (401) $ 77,600 2016-03-09 Item 10C 45 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Transfer from the General Fund(101)to the Community Development Block Planning and Grant Fund(222): The City of Encinitas has been an entitlement community since Building 1990 and has been receiving Community Development Block Grant(CDBG)funds directly from the Department of Housing and Urban Development(HUD). Each year,the city budgets CDBG activities and programs based on the annual grant allocation from HUD,as well as any unspent funds from previous years.At this time,a transfer is requested from the General Fund in the amount of$13,998 to cover CDBG expenses the were incurred in prior years and were not reimbursed from the CDBG grant.This transfer will subsidize the grant amount awarded by HUD and will bring the CDBG fund into balance.This requested transfer amount is the result of activities that were not fully reimbursed.Staff has thoroughly investigated these activities and has determined that they are not recoverable from HUD. General Fund (101) $ 13,998 Community Development Block Grant Fund (222) $ 13,998 Eliminate transfers from the State Capital Grant Fund(203) and Regional Public Works Traffic Mitigation Fees Fund(234) to the Capital Improvements Fund (401). Leucadia Blvd Roundabout @ Hygeia (CS1613): Funds were Engineering budgeted assuming that the city would receive a ATP grant in the amount of$1,300,000. It was also assumed that a $200,000 match would improve the scoring of the grant. Based on input from Caltrans it was determined that roundabout projects would not receive grant funding from the ATP grant-cycle 2 and a grant application was not submitted. This adjustment eliminates the transfer of the anticipated revenue to the Capital Improvement Fund. State Capital Grant Fund(203) $ (1,300,000) Regional Traffic Mitigation Fees Fund (234) $ (200,000) Capital Improvements Fund (401) $ (1,500,000) $ (1,226,402) $ (1,226,402) 2016-03-09 Item 10C 46 of 47 Fund Transfer Amendments- Mid-Year Transfers In Transfers Out Increase Increase Description Department (Decrease) (Decrease) Fund Totals General Fund (101) $ - $ 745,598 State Capital Grant Fund (203) - (1,300,000) Community Development Block Grant Fund (222) 13,998 - Restricted Donations &Contributions Fund (229) - (472,000) Regional Traffic Mitigation Fees Fund (234) - (200,000) Capital Improvements Fund (401) (1,240,400) - $(1,226,402) $(1,226,402) 2016-03-09 Item 10C 47 of 47