2005-9356 G City oNGINEERING SERVICES DEPARTMENT
Encinitas Capital Improvement Projects
District Support Services
Field Operations
Sand Replenishment/Stormwater Compliance
Subdivision Engineering
Traffic Engineering
October 11, 2007
Attn: San Diego County Credit Union
501 N. El Camino Real
Encinitas, California 92024
RE: Watkins, Jeffrey and Jeannine
3442 Fortuna Ranch Road
APN 264-291-04
Grading Permit 9356-GI
Final release of security
Permit 9356-GI authorized earthwork, private drainage improvements, and erosion
control, all as necessary to build described project. The Field Inspector has approved the
grading and finaled the project. Therefore, release of the security deposit is merited.
The following Certificate of Deposit Account has been cancelled by the Financial
Services Manager and is hereby released for payment to the depositor.
Account# 0128209526-40 in the amount of$ 36,617.00.
The document originals are enclosed. Should you have any questions or concerns, please
contact Debra Geishart at (760) 633-2779 or in writing, attention the Engineering
Department.
Sinc ely,
Debra Geisha y Lembach
Engineering echnician Finance Manager
Subdivision Engineering Financial Services
CC: Jay Lembach, Finance Manager
Watkins, Jeffrey and Jeannine
Debra Geishart
File
Enc.
TEL 760-633-2600 / FAX 760-633-2627 505 S. Vulcan Avenue, Encinitas, California 92024-3633 TDD 760-633-2700 -4 recycled paper
SPIN' GEOTECHNICAL EXPLORATION, INC.
SOIL&FOUNDATION ENGINEERING • GROUNDWATER
HAZARDOUS MATERIALS MANAGEMENT • ENGINEERING GEOLOGY
21 July 2005
Mr. Jeff and Jeanine Watkins Job No. 04-8708
3442 Fortuna Ranch Road
Encinitas, CA 92024 D E C E
Subject: Grading Plan Review
Watkins Residence AUG 2 g 205
3442 Fortuna Ranch Road
Encinitas, California
ENGINEER1I'1G SERVICES
Dear Mr. and Mrs. Watkins: CITY QE ENCIVIAS
As requested by Mr. Matt Gries, with 2 Corporation Architects & Builders, we have
reviewed a grading plan for proposed exterior improvements on your property. The
reviewed plans, consisting of 4 sheets, were prepared by SB&O and are print dated
July 13, 2005.
The plans on sheet 2 show that the areas to be graded include a portion of the
southwest slope, the northwest corner of the swimming pool building pad, and the
north and west side of the residence building pad. The proposed exterior
improvements to be built are shown or listed on sheets 2 and 3 of the grading
plans.
The plans indicate that the proposed grading should be performed in accordance
with the recommendations presented in our "Report of Limited Geotechnical
Investigation, Watkins Residence Additions, 3442 Fortuna Ranch Road, Encinitas,
California", Job No. 04-8708, August 25, 2004. The exploratory work for the
property, as described in that report, was for areas around the residence where
room additions and adjacent improvements were proposed. Earlier this year and
more recently we have performed grading observations for some of the
7420 TRADE STREET • SAN DIEGO, CA 92121 • (858)549-7222 • FAX:(858)549-1604 • E-MAIL: geotech @ixpres.com
Watkins Residence Job No. 05-8708
Encinitas, California Page 2
improvements around the residence and cabana. The reviewed grading plans show
additional grading work to be performed in other areas of the project. The
proposed new grading includes fills and cuts not exceeding 4 feet in thickness. In
addition, some masonry retaining walls are being proposed. The plans, in our
opinion, are in general compliance with the recommendations presented in our
August 25, 2004 report.
In our opinion, the proposed grading may be implemented with no potential
problems as long as the bottoms of excavations in graded areas are observed,
evaluated and approved by a representative of our firm prior to fill placement. In
addition, all fill shall be placed in accordance with recommendations presented in
our August 25, 2004, report and be tested for proper compaction during grading.
Expansive soils to receive slabs on-grade shall have a moisture content at least 5
percent over optimum and should be compacted to at least 90 percent of maximum
dry density. The backfill wedge behind retaining walls should consist of imported,
low-expansive soils (Expansion Index equal or lower than 50). The wall backfill is
the space between the back of the wall and a plane drawn at 30 degrees from
vertical, passing through the heel of the wall foundation and extending to the
ground surface.
The exterior retaining walls shall also be provided with waterproofing, and proper
wall back drains and subdrains to protect the walls and adjacent improvements.
The finish grade shall drain away from the slope, adjacent improvements, and from
retaining walls. Sufficient area drains and effective finish surface gradient shall be
provided in the improvement areas to prevent runoff accumulation. All other
recommendations presented in our August 25, 2004, report remain applicable
unless superseded in writing by our firm.
Watkins Residence Job No. 05-8708
Encinitas, California Page 3
LIMITATIONS
- The findings, opinions, and recommendations presented herein have been made in
accordance with current generally accepted principles and practice in the field of
geotechnical engineering in the City of Encinitas. No warranty, either expressed or
implied, is made.
If you have any questions regarding this letter, please contact our office. Reference
to our Job No. 04-8708 will help expedite a response to your inquiry.
Respectfully submitted,
GEOTECHNICAL EXPLORATION, INC.
,.}at . erros, P.E.
R.C.E. 34422/G.E. 2007
Senior Geotechnical Engineer
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REPORT OF LIMITED GEOTECHNICAL
INVESTIGATION
Watkins Residence Additions
3442 Fortuna Ranch Road
Encinitas, California
30B NO. 04-8708
25 August 2004
Prepared for:
Jeff and Jeannine Watkins
froft-AffiL
II�/'IHI GEOTECHNICAL EXPLORATION, INC.
SOIL&FOUNDATION ENGINEERING • GROUNDWATER
HAZARDOUS MATERIALS MANAGEMENT • ENGINEERING GEOLOGY
25 August 2004
Jeff and Jeannine Watkins Job No. 04-8708
3442 Fortuna Ranch Road
Encinitas, CA 92024
Subject: Report of Limited Geotechnical Investigation
Watkins Residence Additions
3442 Fortuna Ranch Road
Encinitas, California
Dear Mr. and Mrs. Watkins:
In accordance with your request and our proposal dated June 18, 2004,
Geotechnical Exploration, Inc, has prepared this report of geotechnical
investigation for the proposed single-story lateral addition, single-story pool house
structure, and other new improvements. The field work was performed on May 25,
2004.
In our opinion, if the conclusions and recommendations presented in this report are
implemented during site preparation, the site will be suited for the proposed
additions and associated improvements.
This opportunity to be of service is sincerely appreciated. Should you have any
questions concerning the following report, please contact our office. Reference to
our Job No. 04-8708 will expedite a response to your inquiry.
Respectfully submitted,
GEOTECHNICAL EXPLORATION, INC.
rn
s, .E. ,�i, No. 002007
R.C.E. 34422/G.E. 2007 Exp. fiyo�
Senior Geotechnical Engineer Q-
9lf
7420 TRADE STREET • SAN DIEGO, CA 92121 • (858)549-7222 • FAX: (858)549-1604 • E-MAIL:geotech @ixpres.com
TABLE OF CONTENTS
PAGE
I. EXECUTIVE SUMMARY 1
H. SITE DESCRIPTION 2
III. FIELD INVESTIGATION 3
IV. SOILS AND GENERAL GEOLOGIC DESCRIPTION 4
V. GROUNDWATER AND DRAINAGE CONDITIONS 5
VI. LABORATORY TESTS & SOIL INFORMATION 6
VII. CONCLUSIONS AND RECOMMENDATIONS 8
VIII. GRADING NOTES 22
IX. LIMITATIONS 24
FIGURES
Ia. Vicinity Map
Ib. Assessor's Parcel Map
II. Plot Plan
IIIa-f. Exploratory Excavation Logs
IV. Laboratory Test Results
V. Typical Retaining Wall Drainage Recommendations
VI. Foundation Requirements Near Slopes
APPENDICES
A. Unified Soil Classification System
B. General Earthwork Specifications
REPORT OF LIMITED GEOTECHNICAL INVESTIGATION
Watkins Residence Additions
3442 Fortuna Ranch Road
Encinitas, California
Job No. 04-8708
The following report presents the findings and recommendations of Geotechnical
Exploration, Inc. for the subject project.
I. EXECUTIVE SUMMARY
It is our understanding, based on communications with Mr. Steven Florman of 2
Corporation Architects Builders, and a review of a preliminary plans prepared by Mr.
Florman, dated June 14, 2004, that the existing two-story residence is to receive a
240-square-foot, single-story room addition to the north side of the home and a
detached, single-story pool house structure in the rear yard area (see Plot Plan,
Figure No. II). An in-fill lower-floor addition will be constructed below an existing
balcony on the south side of the home. The addition and pool house structures will
be of standard-type building materials utilizing concrete slab-on-grade foundation
systems. New masonry landscape walls are also planned for the southern portion
of the building pad.
Our investigation revealed that the site is underlain by dense metavolcanic rock
formational materials with less than 2 to approximately 4 feet of firm to stiff
(medium dense), medium expansive fill soil. Because of the presence of variable
density, moist to wet, moderately expansive surficial soils, the upper 2 to 2.5 feet
of the existing fill soils will not provide a stable soil base for the proposed new
structures and improvements. As such, we recommend that the surficial fill soils to
a depth of at least 2 to 2.5 feet be removed and recompacted as part of site
preparation prior to the addition of any new fill or structural improvements. The fill
soils below a depth of 2 to 2.5 feet and the formational materials have good bearing
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 2
strength characteristics and are suitable for support of the proposed structural
loads.
With the above in mind, the scope of work is briefly outlined as follows:
1. Identify and classify the surface and subsurface soils in the area of the
proposed additions in conformance with the Unified Soil Classification
System.
2. Evaluate the existing and proposed bearing soil material.
3. Recommend the allowable bearing capacities for properly compacted fill soils.
4. Recommend site preparation procedures.
5. Evaluate the settlement potential of the bearing soils under the proposed
structural loads.
6. Recommend preliminary foundation design information and provide active
and passive earth pressures to be utilized in design of any proposed retaining
walls and foundation structures.
II. SITE DESCRIPTION
The property is known as Assessor's Parcel No. 264-291-04-00, Lot 4, according to
Recorded Map 11809, in the Olivenhain area of the City of Encinitas, County of San
Diego, State of California. Refer to Figure No. Ia. The polygonal site, consisting of
approximately 2.32 acres, is located at 3442 Fortuna Ranch Road. The property is
a "flag lot" bordered on all sides by similar residential properties. Refer to Figure
46401
r
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 3
No. Ib. An asphalt concrete driveway entering the lot at the northeast corner
provides access from Fortuna Ranch Road.
Existing structures on the site at the time of our investigation include a two-story,
single-family residence with a detached 3-car garage, a swimming pool with an
encompassing concrete deck on a lower pad area to the west, and associated
improvements. Vegetation on the site consists primarily of mature ornamental
tropical landscaping including palm, eucalyptus and pepper trees, shrubbery
including giant bird-of-paradise and hibiscus, groundcover and lawn grasses.
The westerly sloping site consists of a relatively level building pad area at an
elevation of approximately 374 feet above mean sea level (AMSL). The lower
swimming pool pad area is at an approximate elevation of 367 feet AMSL.
Approximate elevations across the site range from a high of 374 feet AMSL to a low
of 310 feet AMSL at the extreme western corner of the property (see Figure No. II).
Survey information concerning approximate elevations across the site was obtained
from the As-Built Grading Plans for Fortuna Ranch Tract No. 4574, prepared by
Hunsaker and Associates, Inc., dated October 29, 1991, and from a recent site
topographic survey by Gary Chapman, Professional Land Surveyor, dated July 2004.
M. FIELD INVESTIGATION
Six hand-dug exploratory excavations were placed on the site, specifically in areas
where the new additions and improvements are to be located and where feasible
due to the existing structures and improvements on the site. The soil in the
exploratory excavations was logged by our field representative, and samples were
taken of the predominant soils throughout the field operation. Excavation logs have
been prepared on the basis of our observations and the results have been
r�
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 4
summarized on Figure No. III. The predominant soils have been classified in
conformance with the Unified Soil Classification System (refer to Appendix A).
IV. SOILS AND GENERAL GEOLOGIC DESCRIPTION
Our investigation and review of pertinent geologic maps and reports indicate that
the site includes artificial fill soils (Qaf) overlying very dense metavolcanic rock
formational materials of the Jurassic-age Santiago Peak Volcanics (Jsp).
In general, the proposed addition areas of the site are underlain at depth by very
dense formational materials and approximately 2 to 4 feet of firm to stiff (medium
dense), medium expansive fill soils consisting of yellow-brown to gray-brown, sandy
clay with gravel, sub-angular cobble and occasional boulders (to 16 inches in
diameter). The fill soils have a medium expansion potential. The upper 2 to 2.5
feet of the encountered fill soils were observed to be in a moist to wet, variable
density condition with abundant landscape roots, and are not suitable in their
current condition for bearing support. As such, we recommend that at least the
upper 2 to 2.5 feet of the fill soils be removed and recompacted as part of site
preparation prior to the addition of any new fill or structural improvements. Rock
content of the fill soils varies and appears to increase with depth below 2 feet.
Excavation in some areas can be expected to be more difficult due to rock content.
The deeper fill materials appear to be adequately compacted and possess good
bearing characteristics. Refer to Figure Nos. III and IV for details.
The entire site is underlain by metavolcanic rock formational materials of the
Jurassic-age Santiago Peak Volcanics (Jsp). The formational materials consist of
dark gray to green-gray, very dense metavolcanic rock. These rocky formational
materials are considered to have a very low expansion potential and excellent
bearing-strength characteristics. Refer to Figure Nos. III and IV for details.
r
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 5
V. GROUNDWATER AND DRAINAGE CONDITIONS
The groundwater surface was not encountered during the course of our field
investigation; however, very moist to wet fill soils were encountered. Seepage of
free water was encountered in handpit HP-6 and evidence of excessive landscape
moisture was apparent in planter areas surrounding the home. The clayey nature
of the fill soils and very dense, relatively impermeable nature of the underlying
dense formational materials create conditions conducive to the formation of perched
water conditions, i.e., shallow free water accumulating from surface sources (e.g.,
irrigation, rain) within more porous soils on low permeability surfaces.
We understand from discussions with the homeowner that water infiltration
conditions have not developed within the home. Additionally, we understand that
the planned new addition and improvement project will include significant re-
landscaping of the site. We do not anticipate significant groundwater problems to
develop in the future -- if the property is developed as proposed and well-designed
and constructed drainage is implemented.
It should be kept in mind that any required grading operations may change surface
drainage patterns and/or reduce permeabilities due to the densification of
compacted soils. Such changes of surface and subsurface hydrologic conditions,
plus irrigation of landscaping or significant increases in rainfall, may result in the
appearance of surface or near-surface water at locations where none existed
previously. The damage from such water is expected to be localized and cosmetic
in nature, if good positive drainage is implemented, as recommended in this report,
during and at the completion of construction.
On properties such as the subject site where dense, low permeability soils and/or
formational materials exist at shallow depths, even normal landscape irrigation
4
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 6
practices or periods of extended rainfall can result in shallow "perched" water
conditions. As indicated, the perching (shallow depth) accumulation of water on a
low permeability surface can result in areas of persistent wetting and drowning of
lawns, plants and trees. Resolution of such conditions, should they occur, may
require site-specific design and construction of subdrain and shallow "wick" drain
dewatering systems.
It must be understood that unless discovered during initial site exploration or
encountered during site grading operations, it is extremely difficult to predict if or
where perched or true groundwater conditions may appear in the future. When site
fill or formational soils are fine-grained and of low permeability, water problems
may not become apparent for extended periods of time.
Water conditions, where suspected or encountered during the planned construction
at the site, should be evaluated and remedied by the project civil and geotechnical
consultants. The project developer and homeowner, however, must realize that
post-construction appearances of groundwater may have to be dealt with on a site-
specific basis.
VI. LABORATORY TESTS AND SOIL INFORMATION
Laboratory tests were performed on the typical fill materials encountered in order to
evaluate their physical and mechanical properties and their ability to support the
proposed additions and improvements. The following tests were conducted on the
sampled soils:
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 7
1. Moisture Content (ASTM D2216-98)
2. Laboratory Compaction Characteristics (ASTM D1557-98)
3. Material passing #200 Sieve (ASTM D1140)
4. Expansion Test (UBC Test Method 29-2
The moisture content of a soil sample is a measure of the water content, expressed
as a percentage of the dry weight of the sample.
Laboratory compaction values establish the Optimum Moisture content and the
laboratory Maximum Dry Density of the tested soils. The relationship between the
moisture and density of remolded soil samples gives qualitative information
regarding soil compaction conditions to be anticipated during any future grading
operation. In addition, this relation helps to establish the relative compaction of
existing fill soils.
The material passing the #200 sieve test aids in classifying the tested soils
according to the Unified Soil Classification System and provides qualitative
permeability and shear strength information.
The expansion potential of the on-site soils was determined utilizing the Uniform
Building Code Test Method for Expansive Soils (UBC Standard No. 29-2). In
accordance with the UBC (Table 18-1-B), potentially expansive soils are classified as
follows:
EXPANSION INDEX EXPANSION POTENTIAL
0 to 20 Very low
21 to 50 Low
51 to 90 Medium
91 to 130 High
Above 130 Very high
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 8
Based on the test results, the sampled soils on the site have a low to medium
expansion potential, with expansion indices ranging from 45 to 76.
Based on the laboratory test data, our observations of the primary soil types on the
project, and our previous experience with similar soils, our Geotechnical Engineer
has assigned conservative values for the angle of internal friction and cohesion to
those soils which will provide lateral support and/or bearing support on the project.
The assigned values have been utilized in assigning the recommended bearing value
as well as active and passive earth pressure recommendations.
VII. CONCLUSIONS AND RECOMMENDATIONS
The following conclusions and recommendations are based upon the practical field
investigation conducted by our firm, and resulting laboratory tests, in conjunction
with our knowledge and experience with the soils in the Olivenhain area of the City
of Encinitas.
The new project will include construction of a detached pool house structure, a
single-story attached addition, a lower-story in-fill addition below an existing
balcony, new sidewalk construction, a water feature, and construction of masonry
landscape fence walls.
Our investigation revealed that the site is underlain by very dense metavolcanic
rock formational materials with approximately 2 to 4 feet of fill soils in the proposed
addition areas. In their present condition, the upper 2 to 2.5 feet of fill soil will not
provide a stable base for the proposed additions and associated improvements.
Abundant landscape roots also exist near the home in the upper 2 feet of soils. As
such, we recommend that these moist to wet, variable density, rooty and medium
expansive surficial fill soils be removed and recompacted as part of site preparation.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 9
The fill soils below a depth of 2 to 2.5 feet, as well as the formational materials,
have good bearing strength characteristics, are of very low to medium expansion
potential, and are suitable for support of the proposed structural loads.
A. Preparation of Soils for Site Development
1. The existing improvements and vegetation observed on the planned addition
and other new improvement areas at the site must be removed prior to the
preparation of the areas to receive new structural improvements. This
includes any roots from existing trees, shrubbery and ornamental plants that
could cause damage to new foundations and slabs.
2. In order to provide a uniform, firm soils base for the proposed lateral and
pool house additions, the existing variable density surficial fill materials
located in the proposed building addition areas and extending for a distance
of at least 5 feet beyond the perimeter thereof (where possible), shall be
excavated to expose firm, native soil, or properly compacted fill soils, as per
the indications of our field representative. This depth is expected to be
approximately 2 to 2.5 feet in the addition and improvement areas (see
Figure Nos. II and III). The excavated fill materials shall be cleaned of any
debris, roots, deleterious materials, and cobbles greater than 3 inches in
diameter, watered to Optimum Moisture content and compacted to 90
percent of Maximum Dry Density, in accordance with ASTM D1557-98
standards. Clayey soils classified as medium expansive shall be compacted
with a moisture content at least 5 percent over the soil Optimum Moisture
content and compacted to between 88 and 92 percent of Maximum Dry
Density, in accordance with ASTM D1557-98 standards.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 10
Any encountered highly expansive soils shall be similarly properly moisture-
conditioned and compacted if they are intended to support any rigid
improvements.
Due to the expansive nature of the on-site soils, these soils shall not be
utilized behind retaining structures for a horizontal distance equal to one-half
the wall height. Proper mixing of fill soils with imported, low-expansive,
granular soils during grading may reduce the overall expansion potential of
these soils. This can be field-verified during grading operations. Sometimes
the soil mixing can be a complicated operation and it may be better to use
better quality imported soils.
3. Imported soils may be required to replace the volume of removed materials
(e.g., rock, roots, etc.) Imported soils shall be of very low or low expansion
potential (Expansion Index less than 50).
4. No uncontrolled fill soils shall remain on the site after completion of any
future site work. In the event that temporary ramps or pads are constructed
of uncontrolled fill soils, the loose fill soils shall be removed and/or
recompacted prior to completion of the grading operation.
5. Any buried objects, abandoned utility lines, or particular soft soil areas, etc.,
which might be discovered in the construction areas, shall be removed and
the excavation properly backfilled with approved on-site or imported fill soils
and compacted to at least 90 percent of Maximum Dry Density.
6. Any backfill soils placed in utility trenches or behind retaining walls that
support structures and other improvements (such as patios, sidewalks,
driveways, pavements, etc.) shall be compacted to at least 90 percent of
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 11
Maximum Dry Density. Backfill soils placed behind retaining walls and/or
crawl space retaining walls shall be installed as early as the retaining walls
are capable of supporting lateral loads.
B. Design Parameters for Proposed Foundations
7. For preliminary foundation design of any new shallow footings, based on the
assumption that new footings will be placed at least 18 inches into properly
compacted fill soils, we recommend an allowable soil bearing capacity equal
to 2,000 pounds per square foot (psf). This applies to footings at least 18
inches into the bearing soils and at least 12 inches in width. For wider and/or
deeper footings, the allowable soil bearing capacity may be calculated based
on the following equation:
Qa = 1000D+500W
where
"Qa" is the allowable soil bearing capacity (in psf);
"D" is the depth of the footing (in feet) as measured from the lowest
adjacent grade; and
"W" is the width of the footing (in feet).
The allowable soil bearing capacity may be increased one-third for analysis
including wind or earthquake loads. The maximum total allowable soil
bearing capacity for properly compacted fills or approved formation is 6,000
psf.
8. The passive earth pressure of the encountered firm natural-ground soils
(formation) and any properly compacted fill soils (to be used for design of
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 12
shallow foundation and footings to resist the lateral forces) shall be based on
an Equivalent Fluid Weight of 300 pounds per cubic foot. Passive
resistance for existing fill soils shall not exceed 130 pcf. Passive earth
pressures shall only be considered valid for design if the ground adjacent to
the foundations structure is essentially level for a distance of at least three
times the total depth of the foundation.
9. A Coefficient of Friction of 0.40 times the dead load may be used to calculate
friction force between the bearing soils and concrete wall foundations or
structure foundations and floor slabs.
10. The following table summarizes site-specific seismic design criteria to
calculate the base shear needed for the design of the residential structure.
The design criteria was obtained from the California Building Code (CBC 2001
edition) based on the distance to the closest active fault and the soil profile
classification.
Parameter Value Reference
Seismic Zone Factor Z 0.40 Table 16-I
Soil Profile Type Sc Table 16-1
Seismic Coefficient Ca 0.40Na Table 16-Q
Seismic Coefficient C„ 0.56N„ Table 16-R
Near-Source Factor Na 1.0 Table 16-5
Near-Source Factor N„ 1.0 Table 16-T
Seismic Source Type B Table 16-U
11. Our experience indicates that, for various reasons, footings and slabs
occasionally crack, causing ceramic tiles and brittle surfaces to become
damaged. Therefore, we recommend that all conventional shallow footings
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 13
and slabs-on-grade contain at least a minimum amount of reinforcing steel to
reduce the separation of cracks, should they occur.
11.1 A minimum of steel for continuous footings should include at least four
No. 5 steel bars continuous, with two bars near the bottom of the
footing and two bars near the top. A minimum clearance of 3 inches
shall be maintained between steel reinforcement and the top, bottom
or sides of the footing.
11.2 Isolated square footings should contain, as a minimum, a grid of three
No. 4 steel bars on 12-inch centers, both ways, with no less than three
bars each way.
11.3 The slabs on-grade shall be at least 5 inches thick and be reinforced
with No. 3 steel bars placed 15 inches on center. Slabs shall be
underlain by a 2-inch-thick layer of clean sand (S.E. = 30 or greater)
overlying a moisture barrier membrane over 2 inches of sand. Slab
subgrade soil shall be verified by a Geotechnica/ Exploration, Inc,
representative to have the proper moisture content within 48 hours
prior to placement of the vapor barrier and pouring of concrete.
We recommend the project Civil/Structural Engineer incorporate isolation
joints and sawcuts to at least one-fourth the thickness of the slab in any floor
designs. The joints and cuts, if properly placed, should reduce the potential
for and help control floor slab cracking. It is recommended that concrete
shrinkage joints be placed no farther than approximately 20 feet, and also at
re-entrant corners. However, due to a number of reasons (such as base
preparation, construction techniques, curing procedures, and normal
shrinkage of concrete), some cracking of slabs can be expected. To obtain
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 14
an effective weak plane, the steel reinforcing shall have every other steel bar
interrupted 2 inches before crossing the control joint.
NOTE: The project Civil/Structural Engineer shall review all reinforcing
schedules. The reinforcing minimums recommended herein are not to be
construed as structural designs, but merely as minimum safeguards to
reduce possible crack separations.
Based on our laboratory test results and our experience with the soil types on
the subject site, the dense natural soils and properly compacted fill soils
should experience differential angular rotation of less than 1/240 under the
allowable loads. The maximum differential settlement across the structure
addition and footings when founded on properly compacted fill or dense
natural formation shall be on the order of 1 inch.
12. As a minimum for protection of on-site improvements, it is recommended
that all nonstructural concrete slabs (such as patios, sidewalks, etc.), be
founded on properly compacted and tested fill or dense native formation and
underlain by at least 3 inches of leveling clean sand, with No. 3 bars on 18-
inch centers placed..at the center of the slab, and contain adequate isolation
and control joints. The performance of on-site improvements can be greatly
affected by soil base preparation and the quality of construction. It is
therefore important that all improvements are properly designed and
constructed for the existing soil conditions. The improvements should not be
built on surface loose soils or fills placed without our observations and
testing. Any rigid improvements founded on the existing loose surface soils
can be expected to undergo movement and possible damage and is therefore
not recommended. Geotechnical Exploration, Inc. takes no responsibility
for the performance of the improvements built on loose or inadequately
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 15
compacted fills. Any exterior area to receive concrete improvements shall be
verified for compaction and moisture within 48 hours prior to concrete
placement.
Highly expansive soils encountered in exterior improvement areas shall be
properly moisture-conditioned and compacted if they are intended to support
any rigid improvements.
For exterior slabs with the minimum shrinkage reinforcement, control joints
shall be placed at spaces no farther than 15 feet apart or the width of the
slab, whichever is less, and also at re-entrant corners. Control joints in
exterior slabs shall be sealed with elastomeric joint sealant. The sealant shall
be inspected by the owner every 6 months and be properly maintained.
C. Floor Slab Vapor Transmission
13. Vapor moisture can cause some problems on moisture sensitive floors, some
floor sealers, or sensitive equipment in direct contact with the floor, in
addition to mildew and staining on slabs, walls and carpets.
14. The common practice in Southern California is to place vapor retarders made
of PVC, or of polyethylene. PVC retarders are made in thickness ranging
from 10- to 60-mil. Polyethylene retarders, called visqueen, range from 5- to
10-mil in thickness. The thicker the plastic, the stronger the resistance
against puncturing.
15. Although polyethylene (visqueen) products are most commonly used,
products such as Vaporshield possess much higher tensile strength and are
more specifically designed for and intended to retard moisture transmission
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 16
into concrete slabs. The use of Vaporshield or equivalent is highly
recommended when a structure is intended for moisture-sensitive floor
coverings or uses.
16. The vapor retarders need to have joints lapped and sealed with mastic or
manufacturer's recommended tape for additional protection. To provide
some protection to the moisture retarder, a layer of at least 2 inches of clean
sand on top and 2 inches at the bottom shall also be provided. No heavy
equipment, stakes or other puncturing instruments shall be used on top of
the liner before or during concrete placement. In actual practice, stakes are
often driven through the retarder material, equipment is dragged or rolled
across the retarder, overlapping or jointing is not properly implemented, etc.
All these construction deficiencies reduce the retarder's effectiveness.
The vapor retarders are not waterproof. They are intended to help prevent
or reduce capillary migration of vapor through the soil into the pores of
concrete slabs. Other waterproofing systems must supplement vapor
retarders if full waterproofing is desired. The owner should be consulted to
determine the specific level of protection required.
D. Retaining Walls
We understand that no retaining walls are planned for the project. The project will,
however, include masonry landscape fence walls. The following recommendations
are provided should retaining walls be constructed.
17. The active earth pressure (to be utilized in the design of any cantilever
retaining walls, utilizing imported, very low expansive to low expansive soils
[EI less than 50] as backfill) should be based on an Equivalent Fluid
�.4
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 17
Weight of 38 pounds per cubic foot (for level backfill only). For 2.0:1.0
sloping backfill, the equivalent fluid weight shall be not less than 52 pcf
utilizing low expansive backfill. Clayey soils with an EI greater than 50 shall
not be used as wall backfill material, except as capping material in the upper
1 foot. Cobbles greater than 3 inches shall not be placed within a horizontal
distance of 3 feet from the wall. The wall backfill should be considered as the
volume of soil between the back face of the retaining wall and a plane drawn
at 30 degrees from vertical, passing through the heel of the wall foundation.
In the event that a retaining wall is to be designed for a restrained condition,
a uniform pressure equal to 9xH (nine times the total height of retained soil,
considered in pounds per square foot) should be considered as acting
everywhere on the back of the wall in addition to the design Equivalent
Fluid Weight. The soil pressure produced by any footings, improvements,
or any other surcharge placed within a horizontal distance equal to the height
of the retaining portion of the wall should be included in the wall design
pressure.
Any loads placed on the active wedge behind a cantilever (unrestrained) wall
shall be included iri-the design by multiplying the load weight by a factor of
0.32. For restrained walls, use a factor equal to 0.52.
The retaining wall and/or building retaining wall plans should indicate that the
walls be backfilled with very low to low expansive soils (EI=less than 50). All
retaining wall backfill should be performed as soon as the retaining wall
concrete or mortar has cured and can accept the lateral soil pressures.
Temporary backcut slope faces should be kept moist while waiting for
backfilling.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 18
18. Proper subdrains and free-draining backwall material or geofabric drainage
should be installed behind all retaining walls (in addition to proper
waterproofing) on the subject project. Geotechnical Exploration, Inc, will
assume no liability for damage to structures or improvements that is
attributable to poor drainage. The architectural plans shall clearly indicate
that the subdrains for any below-ground walls, if used, shall be placed at an
elevation at least 1 foot below the bottom of the lower-level slabs. At least
0.5-percent fall shall be provided for the subdrain. The subdrain shall be
placed in an envelope of crushed rock gravel up to 1 inch in maximum
diameter, and be wrapped with Mirafi 140N filter or equivalent. Refer to
Figure No. V.
E. Slopes
19. It is our opinion, based on visual observations, that the existing slopes on the
site are stable. Any new slopes to be graded as part of site development
should be stable (with a factor of safety equal to 1.5) for the following
maximum slope heights. (The slopes should possess a gross and shallow
stability factor of safety equal to 1.5 as long as the shear soil parameters are
at least equal to a--friction angle of 30 degrees and cohesion of 200 psf or
equivalent value combination.) Proper drainage should be provided at all
times in the slope areas for the slopes to remain stable.
O .
Slope •
(Horizontal:Vertical) Compacted Fill Cut Ground
33 feet 72 feet
NOTE; The local grading ordinance shall be adhered to for all slope
configurations.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 19
20. The soils that occur within the proximity of the rim or face of even properly
compacted fill or dense natural ground cut slopes often possess poor lateral
stability. The degree of lateral and vertical deformation depends on the
inherent expansion and strength characteristics of the soil types comprising
the slope, slope steepness and height, loosening of slope face soils by
burrowing rodents, and irrigation and vegetation maintenance practices, as
well as the quality of compaction of fill soils. Structures and other
improvements could suffer damage due to these soil movement factors if not
properly designed to accommodate or withstand such movement.
21. Rigid improvements such as top-of-slope walls, columns, decorative planters,
concrete flatwork, swimming pools and other similar types of improvements
can be expected to display varying degrees of separation typical of
improvements constructed at the top of a slope. The separations result
primarily from slope top lateral and vertical soil deformation processes.
These separations often occur regardless of being underlain by cut or fill
slope material. Proximity to a slope top is often the primary factor affecting
the degree of separations occurring.
Typical and to-be-expected separations can range from minimal to up to 1
inch or greater in width. In order to reduce the effect of slope-top lateral soil
deformation, we recommend that the new top-of-slope masonry wall
improvements be designed with flexible connections and joints in rigid
structures so that the separations do not result in visually apparent cracking
damage and/or can be cosmetically dressed as part of the ongoing property
maintenance. These flexible connections may include evenly spaced vertical
joints in block walls or fences, control joints with flexible caulking in exterior
flatwork improvements, etc.
r
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 20
In addition, use of planters to provide separation between top-of-slope
hardscape such as patio slabs and pool decking from top-of-slope walls can
aid greatly in reducing cosmetic cracking and separations in exterior
improvements. Actual materials and techniques would need to be
determined by the project architect or the landscape architect for individual
properties. Steel dowels placed in flatwork may prevent noticeable vertical
differentials, but if provided with a slip-end they may still allow some lateral
displacement.
22. Shallow footings of proposed structures, walls, fences, swimming pools, etc.,
when founded 8 feet and farther away from the top of slopes, may be of
standard design in conformance with the recommended load-bearing value.
If the proposed foundations and footings are located closer than 8 feet inside
the top of slopes, they shall be deepened to 1.5 feet below a line beginning
at a point 8 feet horizontally inside the slopes and projected outward and
downward, parallel to the face of the slope and into firm soils (see Figure No.
VI).
23. A representative of Geotechnical Exploration, Inc, must observe any
steep temporary slopes (if constructed) during construction. In the event
that soils and formational material comprising a slope are not as anticipated,
any required slope design changes would be presented at that time.
24. Where not superseded by specific recommendations presented in this report,
trenches, excavations and temporary slopes at the subject site shall be
constructed in accordance with Title 8, Construction Safety Orders, issued by
Cal-OSHA.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 21
F Site Drainage Considerations
25. Adequate measures shall be taken to properly finish-grade the building site
after the structure additions and other improvements are in place. Drainage
waters from this site and adjacent properties are to be directed away from
the foundations, floor slabs, footings, and slopes, onto the natural drainage
direction for this area or into properly designed and approved drainage
facilities. Roof gutters and downspouts should be installed on the structures,
with the runoff directed away from the foundations via closed drainage lines.
Proper subsurface and surface drainage will help minimize the potential for
waters to seek the level of the bearing soils under the foundations, footings
and floor slabs. Failure to observe this recommendation could result in
possible differential settlement of the structure or other improvements on the
site. Currently, the Uniform Building Code requires a minimum 2-percent
surface gradient for proper drainage of building pads unless waived by the
building official. Concrete pavement may have a minimum gradient of 0.5-
percent.
In addition, appropriate erosion control measures shall be taken at all times
during and after construction to prevent surface runoff waters from entering
footing excavations or ponding on finished building pad areas.
26. Planter areas, flower beds and planter boxes shall be sloped to drain away
from the foundations, footings, and floor slabs at a gradient of at least 5
percent within 5 feet from the perimeter walls. Any planter areas adjacent to
the structures or surrounded by concrete improvements shall be provided
with sufficient area drains to help with rapid runoff disposal. No water shall
be allowed to pond adjacent to the structures or other improvements.
Planter boxes shall be constructed with a closed bottom and a subsurface
AIL 0
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 22
drain, installed in gravel, with the direction of subsurface and surface flow
away from the slopes, foundations, footings, and floor slabs, to an adequate
drainage facility. Sufficient area drains and proper surface gradient shall be
provided throughout the project. Roof gutter and downspouts shall be tied to
storm drain lines.
G. General Recommendations
27. Following placement of any concrete floor slabs, sufficient drying time must
be allowed prior to placement of floor coverings. Premature placement of
floor coverings may result in degradation of adhesive materials and loosening
of the finish floor materials.
28. In order to minimize any work delays at the subject site during site
development, this firm should be contacted 24 hours prior to any need for
observation of footing excavations or field density testing of compacted fill
soils. If possible, placement of formwork and steel reinforcement in footing
excavations should not occur prior to observing the excavations; in the event
that our observations reveal the need for deepening or redesigning
foundation structures at any locations, any formwork or steel reinforcement
in the affected footing excavation areas would have to be removed prior to
correction of the observed problem (i.e., deepening the footing excavation,
recompacting soil in the bottom of the excavation, etc.)
VIII. GRADING NOTES
Any required grading operations shall be performed in accordance with the General
Earthwork Specifications (Appendix B) and the requirements of the City of Encinitas
Grading Ordinance.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 23
29. Geotechnical Exploration, Inc, recommends that we be asked to verify the
actual soil conditions revealed during site grading work and foundation
excavation to be as anticipated in the "Report of Limited Geotechnical
Investigation " for the project. In addition, the compaction of any fill soils
placed during site grading work must be tested by the soil engineer. It is the
responsibility of the grading contractor to comply with the requirements on
the grading plans and the local grading ordinance. All retaining wall and
trench backfill that will support structures or rigid improvements shall be
properly compacted. Geotechnical Exploration, Inc, will assume no
liability for damage occurring due to improperly or uncompacted backfill
placed without our observations and testing.
30. It is the responsibility of the owner and/or developer to ensure that the
recommendations summarized in this report are carried out in the field
operations and that our recommendations for design of this project are
incorporated in the structural plans. We shall be provided with the
opportunity to review the project plans once they are available, to see that
our recommendations are adequately incorporated in the plans.
31. This firm does not practice or consult in the field of safety engineering. We
do not direct the contractor's operations, and we cannot be responsible for
the safety of personnel other than our own on the site; the safety of others is
the responsibility of the contractor. The contractor should notify the owner if
he considered any of the recommended actions presented herein to be
unsafe.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 24
IX. LIMITATIONS
Our conclusions and recommendations have been based on all available data
obtained from our field investigation and laboratory analysis, as well as our
experience with the soils and formational materials located in the Olivenhain area of
the City of Encinitas. Of necessity, we must assume a certain degree of continuity
between exploratory excavations and/or natural exposures. It is, therefore,
necessary that all observations, conclusions, and recommendations be verified at
the time grading operations begin or when footing excavations are placed. In the
event discrepancies are noted, additional recommendations may be issued, if
required.
The firm of Geotechnical Exploration, Inc. shall not be held responsible for
changes to the physical condition of the property, such as addition of fill soils or
changing drainage patterns, which occur subsequent to issuance of this report and
the changes are made without our observations, testing, and approval. The work
performed and recommendations presented herein are the result of an investigation
and analysis that meet the contemporary standard of care in our profession within
the County of San Diego. No warranty is provided.
This report should be considered valid for a period of two (2) years, and is subject
to review by our firm following that time. If significant modifications are made to
the building plans, especially with respect to the height and location of any
proposed structures, this report must be presented to us for immediate review and
possible revision.
Watkins Residence Additions Job No. 04-8708
Encinitas, California Page 25
Should any questions arise concerning this report, please feel free to contact the
undersigned. Reference to our Job No. 04-8708 will expedite a reply to your
inquiries.
Respectfully submitted,
G CHNICAL EXPLORATION, INC.
d C. Vaughn Jaime A. Cerros, P.E.
Senior Project Geolo i R.C.E. 34422/G.E. 2007
Senior Geotechnical Engineer
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IN-PLACE SAMPLE 3442 Fortuna Ranch Road,Olivenhain,CA
° DRIVE SAMPLE d06 NUjNUMBER REVIEWED BY LDR/JAC LOG No.
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SURFACE ELEVATION GROUNDWATER DEPTH LOGGED BY
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FIELD DESCRIPTION
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Watkins Residence Additions
3 ® LOOSE BAG SAMPLE SITE LOCATION
❑� IN-PLACE SAMPLE 3442 Fortuna Ranch Road,Olivenhain,CA
° DRIVE SAMPLE JOB NUMBER REVIEWED BY LDR/JAC LOG No.
9 Q SAND CONE/F.D.T. t)4-8708
0 FIGURE NUMBER 'rp Esp �Im. HP=6
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TYPICAL SUBGRADE RETAINING
WALL DRAINAGE RECOMMENDATIONS
T1 I
Proposed Exterior
Grade
— To Drain at A Min. 2%
6" Min. /Fall Away from Bldg
Exterior Retaining Miradrain 6000
Footing Wall
Properly
Waterproofing Compacted
_ To Top Of Wall Backfill
�- Perforated PVC (SDR 35)
Lower-level Sealant 4" pipe with 0.5% min. slope,
Slab-on-grade with bottom of pipe located 12"
or Crawlspace below slab or Interior (crawlspace)
Sealant ground surface elevation, with 1.5
(cu.ft.) of gravel 1" diameter
max, wrapped with filter cloth
such as Miradrain 6000
- - e D p De TBetween Bottom
12" of p Slab and
�� Pie Bottom
p
D A D p J�
60 Miradrain Cloth
NOT TO SCALE
Figure No. av
NOTE: As an option to Miradrain 6000, Gravel or Job No. 04-sans
Crushed rock 3/4" maximum diameter may be used Q�OhAnkal
with a minimum 12" thickness along the interior
face of the wall and 2.0 cu.ft./ft. of pipe ' P law.
gravel envelope.
02-8198—V
FOUNDATION REQUIREMENTS NEAR SLOPES
Proposed Structure TOP OF COMPACTED FILL SLOPE
(Any loose soils on the slope surface
shall not be considered to provide
lateral or vertical strength for the
Concrete Floor Slab footing or for slope stability. Needed
Setback depth of imbedment shall be measured
from competent soil.)
- —
77 COMPACTED-- - COMPACTED FILL SLOPE WITH
MAXIMUM INCLINATION AS
Reinforcement of ` PER SOILS REPORT.
Foundations and Floor `
Slabs Following the `
Recommendations of the .
Total Depth of Footing
Architect or Structural °! ` Measured from Finish Soil
i \ Sub-Grade
Engineer. COMPACTED FILL``
Concrete Foundation--
oundatio �
18"Minimum or as Deep Outer Most Face .
as Required for Lateral gF o
Stability of Footing
TYPICAL SECTION
(Showing Proposed Foundation Located Within 8 Feet of Top of Slope)
18" FOOTING / 8' SETBACK
Total Depth of Footing
1.5:1.0 SLOPE # SLOPE
0 821 66"
2' 6° me
col
c4' 51"
o 47'
CL o 6' „
Ad
8'
# when applicable
Figure No. VI
Job No 004-8708
Geotechnical
Exploration, Inc.
APPENDIX A
UNIFIED SOIL CLASSIFICATION CHART
SOIL DESCRIPTION
Coarse-grained (More than half of material is larger than a No. 200 sieve)
GRAVELS, CLEAN GRAVELS GW Well-graded gravels, gravel and sand mixtures, little
(More than half of coarse fraction or no fines.
is larger than No. 4 sieve size, but
smaller than 3") GP Poorly graded gravels, gravel and sand mixtures, little
or no fines.
GRAVELS WITH FINES GC Clay gravels, poorly graded gravel-sand-silt mixtures
(Appreciable amount)
SANDS, CLEAN SANDS SW Well-graded sand, gravelly sands, little or no fines
(More than half of coarse fraction
is smaller than a No. 4 sieve) SP Poorly graded sands, gravelly sands, little or no fines.
SANDS WITH FINES SM Silty sands, poorly graded sand and silty mixtures.
(Appreciable amount)
SC Clayey sands, poorly graded sand and clay mixtures.
FINE-GRAINED (More than half of material is smaller than a No. 200 sieve)
SILTS AND CLAYS ML Inorganic silts and very fine sands, rock flour, sandy
silt and clayey-silt sand mixtures with a slight
plasticity.
Liquid Limit Less than 50 CL Inorganic clays of low to medium plasticity, gravelly
clays, silty clays, clean clays.
OL Organic silts and organic silty clays of low plasticity.
MH Inorganic silts, micaceous or diatomaceous fine sandy
or silty soils, elastic silts.
Liquid Limit Greater than 50 CH Inorganic clays of high plasticity, fat clays.
OH Organic clays of medium to high plasticity.
HIGHLY ORGANIC SOILS PT Peat and other highly organic soils
APPENDIX B
GENERAL EARTHWORK SPECIFICATIONS
General
The objective of these specifications is to properly establish procedures for the clearing and preparation of the
existing natural ground or properly compacted fill to receive new fill; for the selection of the fill material; and for
the fill compaction and testing methods to be used.
Scone of Work
The earthwork includes all the activities and resources provided by the contractor to construct in a good
workmanlike manner all the grades of the filled areas shown in the plans. The major items of work covered in this
section include all clearing and grubbing, removing and disposing of materials, preparing areas to be filled,
compacting of fill, compacting of backfills, subdrain installations, and all other work necessary to complete the
grading of the filled areas.
Site Visit and Site Investigation
1. The contractor shall visit the site and carefully study it, and make all inspections necessary in order to
determine the full extent of the work required to complete all grading in conformance with the drawings and
specifications. The contractor shall satisfy himself as to the nature, location, and extent of the work
conditions, the conformation and condition of the existing ground surface; and the type of equipment, labor,
and facilities needed prior to and during prosecution of the work. The contractor shall satisfy himself as to
the character, quality, and quantity of surface and subsurface materials or obstacles to be encountered. Any
inaccuracies or discrepancies between the actual field conditions and the drawings, or between the drawings
and specifications, must be brought to the engineer's attention in order to clarify the exact nature of the
work to be performed.
2. A soils investigation report has been prepared for this project by GEL It is available for review and should be
used as a reference to the surface and subsurface soil and bedrock conditions on this project. Any
recommendations made in the report of the soil investigation or subsequent reports shall become an
addendum to these specifications.
Authority of the Soils Engineer and Engineering Geologist
The soils engineer shall be the owner's representative to observe and test the construction of fills. Excavation and
the placing of fill shall be under the observation of the soils engineer and his/her representative, and he/she shall
give a written opinion regarding conformance with the specifications upon completion of grading. The soils
engineer shall have the authority to cause the removal and replacement of porous topsoils, uncompacted or
improperly compacted fills, disturbed bedrock materials, and soft alluvium, and shall have the authority to approve
or reject materials proposed for use in the compacted fill areas.
The soils engineer shall have, in conjunction with the engineering geologist, the authority to a
preparation of natural ground and toe-of-fill benches to receive fill material. The engineering a pprovologist the
have
the authority to evaluate the stability of the existing or proposed slopes, and to evaluate the necessity ofremedial
measures. If any unstable condition is being created by cutting or filling, the engineering geologist and/or soils
engineer shall advise the contractor and owner immediately, and prohibit grading in the affected area until such
time as corrective measures are taken.
The owner shall decide all questions regarding: (1) the interpretation of the drawings and specifications, (2) the
acceptable fulfillment of the contract on the part of the contractor, and (3) the matter of compensation.
Appendix B
Page 2
Clearing and Grubbing
1. Clearing and grubbing shall consist of the removal from all areas to be graded of all surface trash, abandoned
improvements, paving, culverts, pipe, and vegetation (including -- but not limited to -- heavy weed growth,
trees, stumps, logs and roots larger than 1-inch in diameter).
2. All organic and inorganic materials resulting from the clearing and grubbing operations shall be collected,
piled, and disposed of by the contractor to give the cleared areas a neat and finished appearance. Burning of
combustible materials on-site shall not be permitted unless allowed by local regulations, and at such times
and in such a manner to prevent the fire from spreading to areas adjoining the property or cleared area.
3. It is understood that minor amounts of organic materials may remain in the fill soils due to the near
impossibility of complete removal. The amount remaining, however, must be considered negligible, and in no
case can be allowed to occur in concentrations or total quantities sufficient to contribute to settlement upon
decomposition.
Preparation of Areas to be Filled
1. After clearing and grubbing, all uncompacted or improperly compacted fills, soft or loose soils, or unsuitable
materials, shall be removed to expose competent natural ground, undisturbed bedrock, or properly compacted
fill as indicated in the soils investigation report or by our field representative. Where the unsuitable materials
are exposed in final graded areas, they shall be removed and replaced as compacted fill.
2. The ground surface exposed after removal of unsuitable soils shall be scarified to a depth of at least 6
inches, brought to the specified moisture content, and then the scarified ground compacted to at least the
specified density. Where undisturbed bedrock is exposed at the surface, scarification and recompaction shall
not be required.
3. All areas to receive compacted fill, including all removal areas and toe-of-fill benches, shall be observed and
approved by the soils engineer and/or engineering geologist prior to placing compacted fill.
4. Where fills are made on hillsides or exposed slope areas with gradients greater than 20 percent, horizontal
benches shall be cut into firm, undisturbed, natural ground in order to provide both lateral and vertical
stability. This is to provide a horizontal base so that each layer is placed and compacted on a horizontal
plane. The initial bench at the toe of the fill shall be at least 10 feet in width on firm, undisturbed, natural
ground at the elevation of the toe stake placed at the bottom of the design slope. The engineer shall
determine the width and frequency of all succeeding benches, which will vary with the soil conditions and
the steepness of the slope. Ground slopes flatter than 20 percent (5.0:1.0) shall be benched when
considered necessary by the soils engineer.
Fill and Backfill Material
Unless otherwise specified, the on-site material obtained from the project excavations may be used as fill or
backfill, provided that all organic material, rubbish, debris, and other objectionable material contained therein is first
removed. In the event that expansive materials are encountered during foundation excavations within 3 feet of
finished grade and they have not been properly processed, they shall be entirely removed or thoroughly mixed with
good, granular material before incorporating them in fills. No footing shall be allowed to bear on soils which, in the
opinion of the soils engineer, are detrimentally expansive -- unless designed for this clayey condition.
Appendix B
Page 3
However, rocks, boulders, broken Portland cement concrete, and bituminous-type pavement obtained from the
project excavations may be permitted in the backfill or fill with the following limitations:
1. The maximum dimension of any piece used in the top 10 feet shall be no larger than 6 inches.
2 Clods or hard lumps of earth of 6 inches in greatest dimension shall be broken up before compacting the
material in fill.
3. If the fill material originating from the project excavation contains large rocks, boulders, or hard lumps that
cannot be broken readily, pieces ranging from 6 inches in diameter to 2 feet in maximum dimension may be
used in fills below final subgrade if all pieces are placed in such a manner (such as windrows) as to eliminate
nesting or voids between them. No rocks over 4 feet will be allowed in the fill.
4. Pieces larger than 6 inches shall not be placed within 12 inches of any structure.
5. Pieces larger than 3 inches shall not be placed within 12 inches of the subgrade for paving.
6. Rockfills containing less than 40 percent of soil passing 3/4-inch sieve may be permitted in designated areas.
Specific recommendations shall be made by the soils engineer and be subject to approval by the city
engineer.
7. Continuous observation by the soils engineer is required during rock placement.
8. Special and/or additional recommendations may be provided in writing by the soils engineer to modify,
clarify, or amplify these specifications.
9. During grading operations, soil types other than those analyzed in the soil investigation report may be
encountered by the contractor. The soils engineer shall be consulted to evaluate the suitability of these soils
as fill materials.
Placing and Compacting Fill Material
1. After preparing the areas to be filled, the approved fill material shall be placed in approximately horizontal
layers, with lift thickness compatible to the material being placed and the type of equipment being used.
Unless otherwise approved by the soils engineer, each layer spread for compaction shall not exceed 8 inches
of loose thickness. Adequate drainage of the fill shall be provided at all times during the construction period.
2. When the moisture content of the fill material is below that specified by the engineer, water shall be added
to it until the moisture content is as specified.
3. When the moisture content of the fill material is above that specified by the engineer, resulting in inadequate
compaction or unstable fill, the fill material shall be aerated by blading and scarifying or other satisfactory
methods until the moisture content is as specified.
4. After each layer has been placed, mixed, and spread evenly, it shall be thoroughly compacted to not less
than the density set forth in the specifications. Compaction shall be accomplished with sheepsfoot rollers,
multiple-wheel pneumatic-tired rollers, or other approved types of acceptable compaction equipment.
Equipment shall be of such design that it will be able to compact the fill to the specified relative compaction.
Compaction shall cover the entire fill area, and the equipment shall make sufficient trips to ensure that the
desired density has been obtained throughout the entire fill. At locations where it would be impractical due
Appendix B
Page 4
to inaccessibility of rolling compacting equipment, fill layers shall be compacted to the specified requirements
by hand-directed compaction equipment.
5• When soil types or combination of soil types are encountered which tend to develop dense)
as a result of spreading or compacting operations, the surface of each layer of fill shalpbe sufficiently
roughened after compaction to ensure bond to the succeeding layer.
6. Unless otherwise specified, fill slopes shall not be steeper than 2.0 horizontal to 1.0 vertical. In general, fill
slopes shall be finished in conformance with the lines and grades shown on the plans. The surface of fill
slopes shall be overfilled to a distance from finished slopes such that it will allow compaction equipment to
operate freely within the zone of the finished slope, and then cut back to the finished grade to expose the
compacted core. Alternate compaction procedures include the backrolling of slopes with sheepsfoot rollers
in increments of 3 to 5 feet in elevation gain. Alternate methods may be used by the contractor, but they
shall be evaluated for approval by the soils engineer.
7. Unless otherwise specified, all allowed expansive fill material shall be compacted to a moisture content of
approximately 2 to 4 percent above the optimum moisture content. Nonexpansive fill shall be compacted at
near-optimum moisture content. All fill shall be compacted, unless otherwise specified, to a relative
compaction not less than 95 percent for fill in the upper 12 inches of subgrades under areas to be paved
with asphalt concrete or Portland concrete, and not less than 90 percent for other fill. The relative
compaction is the ratio of the dry unit weight of the compacted fill to the laboratory maximum dry unit
weight of a sample of the same soil, obtained in accordance with A.S.T.M. D-1557 test method.
8. The observation and periodic testing by the soils engineer are intended to provide the contractor with an
ongoing measure of the quality of the fill compaction operation. It is the responsibility of the grading
contractor to utilize this information to establish the degrees of compactive effort required on the project.
More importantly, it is the responsibility of the grading contractor to ensure that proper compactive effort is
applied at all times during the grading operation, including during the absence of soils engineering
representatives.
Trench Backfill
1. Trench excavations which extend under graded lots, paved areas, areas under the influence of structural
loading, in slopes or close to slope areas, shall be backfilled under the observations and testing of the soils
engineer. All trenches not falling within the aforementioned locations shall be backfilled in accordance with
the City or County regulating agency specifications.
2. Unless otherwise specified, the minimum degree of compaction shall be 90 percent of the laboratory
maximum dry density.
3. Any soft, spongy, unstable, or other similar material encountered in the trench excavation upon which the
bedding material or pipe is to be placed, shall be removed to a depth recommended by the soils engineer and
replaced with bedding materials suitably densified.
Bedding material shall first be placed so that the pipe is supported for the full length of the barrel with full
bearing on the bottom segment. After the needed testing of the pipe is accomplished, the bedding shall be
completed to at least 1 foot on top of the pipe. The bedding shall be properly densified before backfill is
placed. Bedding shall consist of granular material with a sand equivalent not less than 30, or other material
approved by the engineer.
Appendix B
Page 5
4. . . No rocks greater than 6 inches in diameter will be allowed in the backfill placed between 1 foot above the
pipe and 1 foot below finished subgrade. Rocks greater than 2.5 inches in any dimension will not be allowed
in the backfill placed within 1 foot of pavement subgrade.
5. Material for mechanically compacted backfill shall be placed in lifts of horizontal layers and properly
moistened prior to compaction. In addition, the layers shall have a thickness compatible with the material
being placed and the type of equipment being used. Each layer shall be evenly spread, moistened or dried,
and then tamped or rolled until the specified relative compaction has been attained.
6. Backfill shall be mechanically compacted by means of tamping rollers, sheepsfoot rollers, pneumatic tire
rollers, vibratory rollers, or other mechanical tampers. Impact-type pavement breakers (stompers) will not be
permitted over clay, asbestos cement, plastic, cast iron, or nonreinforced concrete pipe. Permission to use
specific compaction equipment shall not be construed as guaranteeing or implying that the use of such
equipment will not result in damage to adjacent ground, existing improvements, or improvements installed
under the contract. The contractor shall make his/her own determination in this regard.
7. Jetting shall not be permitted as a compaction method unless the soils engineer allows it in writing.
8. Clean granular material shall not be used as backfill or bedding in trenches located in slope areas or within a
distance of 10 feet of the top of slopes unless provisions are made for a drainage system to mitigate the
potential buildup of seepage forces into the slope mass.
Observations and Testing
1. The soils engineers or their representatives shall sufficiently observe and test the grading operations so that
they can state their opinion as to whether or not the fill was constructed in accordance with the
specifications.
2. The soils engineers or their representatives shall take sufficient density tests during the placement of
compacted fill. The contractor should assist the soils engineer and/or his/her representative by digging test
pits for removal determinations and/or for testing compacted fill. In addition, the contractor should cooperate
with the soils engineer by removing or shutting down equipment from the area being tested.
3. Fill shall be tested for compliance with the recommended relative compaction and moisture conditions. Field
density testing should be performed by using approved methods by A.S.T.M., such as A.S.T.M. D1556,
D2922, and/or D2937. Tests to evaluate density of compacted fill should be provided on the basis of not
less than one test for each 2-foot vertical lift of the fill, but not less than one test for each 1,000 cubic yards
of fill placed. Actual test intervals may vary as field conditions dictate. In fill slopes, approximately half of
the tests shall be made at the fill slope, except that not more than one test needs to be made for each 50
horizontal feet of slope in each 2-foot vertical lift. Actual test intervals may vary as field conditions dictate.
4. Fill found not to be in conformance with the grading recommendations should be removed or otherwise
handled as recommended by the soils engineer.
Site Protection
It shall be the grading contractor's obligation to take all measures deemed necessary during grading to maintain
adequate safety measures and working conditions, and to provide erosion-control devices for the protection of
excavated areas, slope areas, finished work on the site and adjoining properties, from. storm damage and flood
hazard originating on the project. It shall be the contractor's responsibility to maintain slopes in their as-graded
Appendix B
Page 6
form until all slopes are in satisfactory compliance with the job specifications, all berms and benches have been
properly constructed, and all associated drainage devices have been installed and meet the requirements of the
specifications.
All observations, testing services, and approvals given by the soils engineer and/or geologist shall not relieve the
contractor of his/her responsibilities of performing the work in accordance with these specifications.
After grading is completed and the soils engineer has finished his/her observations and/or testing of the work, no
further excavation or filling shall be done except under his/her observations.
Adverse Weather Conditions
1. Precautions shall be taken by the contractor during the performance of site clearing, excavations, and
grading to protect the worksite from flooding, ponding, or inundation by poor or improper surface drainage.
Temporary provisions shall be made during the rainy season to adequately direct surface drainage away from
and off the worksite. Where low areas cannot be avoided, pumps should be kept on hand to continually
remove water during periods of rainfall.
2. During periods of rainfall, plastic sheeting shall be kept reasonably accessible to prevent unprotected slopes
from becoming saturated. Where necessary during periods of rainfall, the contractor shall install checkdams,
desilting basins, rip-rap, sandbags, or other devices or methods necessary to control erosion and provide safe
conditions.
3. During periods of rainfall, the soils engineer should be kept informed by the contractor as to the nature of
remedial or preventative work being performed (e.g. pumping, placement of sandbags or plastic sheeting,
other labor, dozing, etc.).
4. Following periods of rainfall, the contractor shall contact the soils engineer and arrange a walk-over of the
site in order to visually assess rain-related damage. The soils engineer may also recommend excavations and
testing in order to aid in his/her assessments. At the request of the soils engineer, the contractor shall make
excavations in order to evaluate the extent of rain-related damage.
5. Rain-related damage shall be considered to include, but may not be limited to, erosion, silting, saturation,
swelling, structural distress, and other adverse conditions identified by the soils engineer. Soil adversely
affected shall be classified as Unsuitable Materials, and shall be subject to overexcavation and replacement
with compacted fill or other remedial grading, as recommended by the soils engineer.
6. Relatively level areas, where saturated soils and/or erosion gullies exist to depths of greater than 1.0 foot,
shall be overexcavated to unaffected, competent material. Where less than 1.0 foot in depth, unsuitable
materials may be processed in place to achieve near-optimum moisture conditions, then thoroughly
recompacted in accordance with the applicable specifications. If the desired results are not achieved, the
affected materials shall be over-excavated, then replaced in accordance with the applicable specifications.
7. In slope areas, where saturated soils and/or erosion gullies exist to depths of greater than 1.0 foot, they shall
be overexcavated and replaced as compacted fill in accordance with the applicable specifications. Where
affected materials exist to depths of 1.0 foot or less below proposed finished grade, remedial grading by
moisture-conditioning in place, followed by thorough recompaction in accordance with the applicable grading
guidelines herein presented may be attempted. If materials shall be overexcavated and replaced as
compacted fill, it shall be done in accordance with the slope-repair recommendations herein. As field
conditions dictate, other slope-repair procedures may be recommended by the soils engineer.