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Capri & Clay Lobbyist Report 98 . [II REPORT OF LOBBYIST EMPLOYER (Government Code Section 86116) . ~\;~" '\ t~ " PAGE 1 OF 4 OR 0 REPORT OF LOBBYING COALITION (2 Cal. Code of Regs. Section 18616.4) FORM 635 1993 IMPORTANT: lobbying Coalitions must attach a completed Form 635-C to this Report. REPORTCOVERSPERIODFROM 10/1/98 CUMULATIVE PERIOD BEGINNING 1/1/97 TYPE OR PRINT IN INK For information required to be provided to you pursuant to the Information Practices Act of 1977 see Information Manual on Lobbvino Oisclosure Provisions of the Political Reform Act. NAME OF FILER; THROUGH 12/31/98 FOR OFFICIAL USE ONLY A B CITY OF ENCINITAS BUSINESS ADDRESS: (Number and Street) 505 SOUTH VULCAN AVENUE ENCINITAS (City) CA (State) (Zip Code) TELEPHONE NUMBER 760-633-2600 92024-3633 PART I - lEGISLATIVE OR STATE AGENCY ADMINISTRATIVE ACTIONS ACTIVELY lOBBIED DURING THE PERIOD (See instructions on reverse.) NONE 0 If more space is needed, check box and attach continuation sheets. SUMMARY OF PAYMENTS THIS PERIOD A. Total Payments to In-House Employee lobbyists (Part III, Section A, Column 1) . . . . . . . . . . . . . . . . . . . . . . . .. S B. TotaIPaymentstolobbyingFirms(partlll,SectionB,COIUmn4)................................. S C. TotaiActivityExpenses(Partlll,SectionC)............................................ S D. TotaIOtherPaymentstolnfluence(Partlll,SectionD)...................................... $ -0-. 5200.00 -0-. -0-. GRANDTOTAl(A+B+C+Dabove)................................"""'" S 5200.00 E. TotaIPaymentsinconnectionWithPUCActivitieS(Partlll,SectionE)............................... S -0-. F. CAMPAIGN CONTRIBUTIONS: Dart IV completed and attached ŒJ No campaign contributions made this period VERIFICATION I have used all reasonable diligence in preparing this Report. I have reviewed the Report and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct Executed on (Date) At (City and State) By (Signat I z:5 Ire¡ 7/1 ~ "l ENCINITAS CALIFORNIA Employer or Responsible Officer) Name of Employer or Responsible Officer (Type or Print) LAUREN WASSERMAN CITY MANAGER . . PAGE 2 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: 10/1/98 to 12/31/98 PART" . PARTNERS, OWNERS, AND EMPLOYEES WHOSE "LOBBYIST REPORTS. (FORM 615) ARE ATTACHED TO THIS REPORT (See instructions on reverse.) Name and Title NONE Name and Hie 0 If more space is needed, check box and attach continuation sheets. PART III - PAYMENTS MADE IN CONNECTION WITH lOBBYING ACTIVITIES A. PAYMENTS TO IN-HOUSE EMPLOYEE LOBBYISTS (1) (2) Amount This Cumulative Total (See instructions on reverse. Also enter the Amount This Period To Date Period (Column 1) on Line A of the Summary of Payments $ $ section on page 1.) -0-. -0-. B. PAYMENTS TO LOBBYING FIRMS (Including Individual Contract Lobbyists) Name and Address of Lobbying (1) (2) (3) (4) (5) Fees Reimburse- Advances or Total Cumulative Firm/Independent Contract Lobbyist & ments of Other Payments This Total Retainers Expenses (attach exclanation) Period to Date CARPI & CLAY 427 "C' STREET, SUITE 306 5000.00 200.00 5200.00 19500.00 SAN DIEGO CA 92101 - 0 If more space is needed, check box and attach TOTAL THIS PERIOD (Column 4) $ Also enter the total of Column 4 on Line B of the continuation sheets. Summary of Payments section on page 1. 5200.00 . NAME OF FILER: CITY OF ENCINITAS C. ACTIVITY EXPENSES (See instructions on reverse.) Dale Name and Official Position of Reportable Persons and Amount Benefiting Each Name and Address of Payee NONE 0 If more space is needed, check box and attach continuation sheets. D. OTHER PAYMENTS TO INflUENCE lEGISLATIVE OR ADMINISTRATIVE ACTION [X] NOTE: State and local government agencies do not compete this section. Check the box and complete Attachment Form 640 instead. 1. PAYMENTS TO lOBBYING COALITIONS (NOTE: You must attach a completed Form 630 to this Report.) 2. OTHER PAYMENTS E. PAYMENTS IN CONNECTION WITH ADMINISTRATIVE TESTIMONY IN RATEMAKING PROCEEDINGS BEFORE THE CALIFORNIA PUBLIC UTIlITIES COMMISSION (See instructions on reverse.) Also enter the total of Section E on line E of the Summary of Payments section on page 1. . PAGE 3 PERIOD COVERED: OF 4 10/1/98 to 12/31/98 Description of Consideration $ TOTAL SECTION C (Activity Expenses). Also enter the total of Section C on Line C of the Summary of Payments section on page 1. $ $ TOTAL SECTION 0 (1 + 2). Also enter the total of Section 0 on Line D of the Summary of Payments section on page 1. Total Amount of Activity s -0-. $ -0-. $ $ -0-. .. '. . ATTACHMENT FORM 640 (Attachment to Form 635 or Form 645) . . CALIFORNIA 1993 FORM 640 PAGE 4 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: 10/1/98 to 12/31/98 For Use Bv: A state or local government agency that qualifies as a lobbyist employer or a $5,000 filer. Refer to the instructions on the cover page before completing this attachment. Other Payments to Influence Legislative or Administrative Action: 1. Total payments for overhead expenses related to lobbying activity. Reportasalumpsum ...........................$ -0-. 2. Total payments to Lobbying Coalitions. Report as a lump sum. . . . . . . , . . . . , . . . $ (Form 630 must be attached.) Total payments of less than $250 during the calendar quarter for lobbying activity (excluding overhead). Report as a lump sum. . . . . . . . . . . . . . . . $ -0-. 3. -0-. 4. Total payments of more than $250 during the calendar quarter for lobbying activity (excluding overhead). Such payments must be itemized below. Grand total of "Other Payments to Influence Legislative or Administrative Action". Also enter this total on the appropriate line of the Summary of Payments section on Page 1 of Form 635 or Form 645. . . . . . . . . . . . $ -0-. 5. . . . , . . . , . . . $ -0-. Itemize below the payments of $250 or more made during the quarter for lobbying activity. Provide the name and address of the payee, the amount paid during the quarter, and the cumulative amount paid to the payee since January 1 of the calendar year covered by the report. Also itemize dues or similar payments of $250 or more made to an organization that makes expenditures equal to 10% of its total expenditures or $15,000 or more in a calendar quarter to influence legislative or administrative action. Provide the organization's name and address, the amount paid to the organization during the quarter, and the cumulative amount paid to the organization since January 1 of the calendar year covered by the report. Name & Address of Payee Amount This Quarter Cumulative Amount Since January 1 NONE s -0-. S -0-. S $ S S S Subtotal of all payments itemized above -0-. D If more space is needed, check box and attach continuation sheets. Lobbying -Firm A r ity Auth ( ation . . LOBBYING FIRM ACTIVITY AUTHORIZATION CIV 0 IZ (Government Code Section 86104) Legislative Session CALIFORNIA 602 1995/96 FORM Check one box, if app&eable For Official Use Only [XJ lobbyist Employer (Gov. Code Section 82039.5) 1997-1998 D Lobbying Coalition (Insert Years) (Gov. Code Section 18616.4) Type or Print in Ink Page 1 of 2 NAME OF FilER: TELEPHONE NUMBER: CITY OF ENCINITAS 760-633-2616 BUSINESS ADDRESS: (Number and Street) (City) (State) (Zip Code) EFFECTIVE DATE: 505 SOUTH VULCAN AVENUE ENCINITAS CA 92024-3633 03/30/98 I hereby authorize CARPI & CLAY (Name of Lobbying Firm) 427 .C. STREET, SUITE 306, SAN DIEGO, CA 92101 (Business Address) to engage in the activities of a lobbying firm (as defined in California Government Code Section 82038,5 and 2 Cal. Code of Regs. Section 18238.5) on behalf of the above named employer. If you are authorizing another lobbying firm to lobby on behalf of your firm's client(s), provide the name(s) of the client(s) below. (It is not necessary to complete the Nature and Interests Section.) NAME OF SUBCONTRACTED CLIENT: NAME OF SUBCONTRACTED CLIENT: NAME OF SUBCONTRACTED CLIENT: NAME OF SUBCONTRACTED CLIENT: VERIFICATION I have used aD reasonable diligence in preparing this Statement. I have reviewed this Statement æd to the best of lIT)' knowledge the information cortained herein is true and complete. I certify under penalty of pe~ury under the laws of the State of California that the foregoing is true and correct. Executed on L/ /Z,/9 r DATE At ENCINITAS, CALIFORNIA CITY AND STATE c~\\ By~~ V' SIGNAT~~~ S SIBLE OFFIC~ ('\~ 'v~ Name of Responsible Officer !t'I-e~ "'i'flH:Jf.i'~ Lauren Wasserman Title oWtNAGSMiN!l!-AN.M.¥S!l' PRINT OR TYPE City M¡:¡n¡:¡gpr For information required to be provided to you pursuant to the Information Practices Act of 1977, see Information Manual on Lobbying Disclosure Provisions of the Political Reform Act. State of California Fair Political Practices Commission Lobbying Firm Activity Authorization . . LOBBYING FIRM ACTIVITY AUTHORIZATION CALIFORNIA 1995/96 FORM 602 SEE INSTRUCTIONS ON REVERSE NAME OF FilER: CARPI & CLAY Type or Print in Ink Page 2 of 2 Nature and Interests of lobbyist Employer Check one box only: 0 INDIVIDUAL (Complete only Parts A and E) D BUSINESS ENTITY (Complete only Parts B and E) 0 INDUSTRY, TRADE OR PROFESSIONAL ASSN. (Complete only Parts C and E) [!] OTHER (Complete only Parts D and E) A. Individual 1. Name and address of employer (or principal place of business if self-employed): : 2. I I I I I I I I I I I Description of business activity in which you or your employer are engaged: B. Business Entity Description of business activity in which engaged: C. Industry, Trade or Professional Association 1. Description of industry, trade, or profession represented: I 2. Specific description of any portion or faction of the : industry, trade, or profession which the association : exclusively or primarily represents: I I I I I I I I --------------.----------------------------.-------Á----------------------------------------------.--- 3. Number of members in association (check appropriate box): 0 50 OR LESS (Provide names of all members on an attachment) 0 MORE THAN 50 : 2. Description of any trade, profession, or other group : with a common economic interest which is principally I represented or from which membership or financial : support is principally derived: I I I I I I . D. Other 1. Statement of nature and purposes: CITY GOVERNMENT E. Industry Group Classification Check one box which most accurately describes the industry group which you represent See instructions on reverse. 0 AGRICULTURE 0 EDUCATION 0 LEGAL 0 PUBLIC EMPLOYEES 0 LABOR UNIONS 0 OTHER (Describe in detail) BUSINESS: (Check one of the following sub-categories.) 0 ENTERTAINMENT/RECREATION D OIL AND GAS 0 FINANCE/INSURANCE D PROFESSIONALJTRADE 0 LODGING/RESTAURANTS 0 REAL ESTATE 0 MANUFACTURING/INDUSTRIAL 0 TRANSPORTATION 0 MERCHANDISE/RETAIL 0 OTHER (Specific Description) [¡] GOVERNMENT 0 HEALTH 0 POLITICAL ORGANIZATIONS 0 UTILITIES ..þ- <II J. . AMEND. TO lOBBYING DISCLOSURE REPORT . FOR USE BY FILERS AMENDING REPORTS FilED PURSUANT TO GOVERNMENT CODE SECTIONS 86100-86117 FORM 690 1990 FOR OFFICIAL USE ONLY TYPE OR PRINT IN INK A For information required to be provided to you pursuant to the Information Practices Act of 1977 see Information Manual on LobbyinG Disclosure Provisions of the Political Reform Act. NAME OF FILER: B CITY OF ENCINITAS NAME OF EMPLOYER OR FIRM: (If this amendment is being filed by a lobbyist) BUSINESS ADDRESS OF FILER: (Number and Street) (City) (State) (Zip Code) TELEPHONE NUMBER 505 SOUTH VULCAh ÀV~NU~ i1r.:;:.JiITAS CA 92024-3633 760-633-2600 (The information required must correspond to the information provided on the original report filed.) 1. The following information amends lobbying disclosure report Form No. 635 executed on 4/27/98 (Mo. - Day - Year) for the period 1/1/98 to 3/31/98 2. Amended information affects items on Part(s) III Sections(s) B 3, Describe changes below. NAME OF LOBBYIST EMPLOYER WAS OMITTED ON ORIGINAL FORM 635 LOBBYIST EMPLOYER IS: CARPI & CLAY 427 C STREET, SUITE 306 SAN DIEGO CA 92101 AMOUNT OF PAYMENTS: ( 1 ) FEES AND RETAINERS (4) TOTAL THIS PERIOD ( 5 ) CUMULATIVE TOTAL -0- -0- -0- VERIFICATION I have used all reasonable diligence in preparing this Amendment I have reviewed the Amendment and to the best of my knowledge the information contained herein is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct Executed on (Date) At (City and State) - 2 ( - tfl5 ENCINITAS CA Name of Filer (Type or Print) CITY OF ENCINITAS LAUREN WASSERMAN CITY MANAGER . . . ~~~~I&~l~~ . GOVERNMENT RELATIONS September 17, 1998 Mr. Richard Phillips City of Encinitas 505 South Vulcan Avenue Encinitas, CA 92024-3633 Dear Mr. Phillips, As we discussed on the telephone yesterday, enclosed is Form 690, Amendment to Lobbying Disclosure Report Report for the period January 1 to March 31, 1998. Two copies of the Form must be filed. Please have Lauren Wasserman sign the verification on the bottom of each copy, then mail both copies in the envelope provided to the following address: Political Reform Division Secretary of State's Office P.O. Box 1467 Sacramento, CA 95812-1467 The forms should be mailed as soon as possible. We recommend using certified mail. ~ ~ Be sure to make a photocopy of your signed original for your files. -.- If you have any questions or comments, please feel free to give me a call at 619-283-4000. Sincerely, / 7/)1d{« ~~Ø;~(4l Marie Skillman Bookkeeper for Ben Clay MSI Enclosures KENNETH A. CARPI ~27 C STREET. SUITE 306 SAN DIEGO. CALIFORNIA 9210 I 1100 K STREET. SUITE 100 SACRAMENTO. CALIFORNIA 9581 ~ ~~O FIRST STREET. N.W, SUITE ~30 WASHINGTON. D.C. 20001 BEN G. CLAY NICOLE A. CLAY (619) 234.0607 (619) 234-8763 FAX (916) 441.0202 (916) ~~1-1222 FAX (202) 393-~556 (202) 393.3255 FAX BILL JONIt Secretary of State 1500 11 th Street, Room 495 Sacramento, CA 95814 (916) 653-6224 (916) 653-5045 (FAX) POLITICAL REFORM DIVISION P.O. Box 1467 Sacramento, CA 95812-1467 September 10, 1998 MS LAUREN WASSERMAN 505 S VULCAN AVE ENCINIT AS CA 92024-3633 Dear Ms. Wassennan: FILER: City of Encinitas Thank you for your Fonn 635, executed on April 27, 1998, for the reporting period January 1, 1998 through March 31, 1998. As required by the Political Refonn Act of 1974, we have reviewed your report to detennine whether it confonns on its face with the disclosure requirements. Payments To Lobbying Finns (Including Individual Contract Lobbyist) It is our understanding that you have retained the finn of Carpi & Clay. However Part III, Section B of your fonn is blank. A retained entity is required to be shown on your report regardless of whether any payment is made to them. Please submit an amendment reflecting the amount of the payment made, if any. Please complete and return the enclosed Fonn 690 (Amendment to Lobbying Disclosure Report) to provide the required additional infonnation. If you have any questions, please call Colleen Flagg at (916) 653-9363. Sincerely, ~~ BOB STEELE, Chief Political Refonn Division BS:cj Enclosure . ŒJ REPORT OF lOBBYIST EMPLOYER (Government Code Section 86116) . PAGE 1 OF 4 OR 0 REPORT OF LOBBYING COALITION (2 Cal. Code of Regs. Section 18616.4) FORM 635 1993 IMPORTANT: lobbying Coalitions must attach a completed Form 635-C to this Report. REPORT COVERS PERIOD FROM 4/1/98 CUMULATIVE PERIOD BEGINNING 1/1197 TYPE OR PRINT IN INK For information required to be provided to you pursuant to the Information Practices Act of 1977 see Information Manual on Lobbvina Disclosure Provisions of the Political Reform Act. NAME OF FILER: THROUGH 6/30/98 FOR OFFICIAL USE ONLY A B CITY OF ENCINITAS BUSINESS ADDRESS: (Number and Street) 505 SOUTH VULCAN AVENUE ENCINITAS (City) CA (State) (Zip Code) TELEPHONE NUMBER 760-633-2600 92024-3633 PART 1- lEGISLATIVE OR STATE AGENCY ADMINISTRATIVE ACTIONS ACTIVELY lOBBIED DURING THE PERIOD (See instructions on reverse.) AS 1228(DUCBENY) AS 1776 (HCCLINTOCK) AS 2066(CARDENAS) sa 1873(ALPERT) AS 1614 (LEHPERT) AS 2691(LEHPERT) 0 If more space is needed, check box and attach continuation sheets. SUMMARY OF PAYMENTS THIS PERIOD A. Total Payments to In-House Employee lobbyists (Part 11/, Section A, Column 1) . . . . . . . . . . . . . . . . . . . . . . . .. $ B. Total Payments to lobbying Firms (Part III, Section B, Column 4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. S C. TotaIActivityExpenses(Partlll,SectionC)............................................ $ D. TotalOtherpaymentstolnfluence(partlll,SectionD)...................................... $ -0-. 6500.00 -0-. -0-. GRANDTOTAl(A+B+C+Dabove)......................................... $ 6500.00 E. Total Payments in Connection with PUC Activities (Part 11/, Section E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . " $ -0-. F. CAMPAIGN CONTRIBUTIONS: Dart IV completed and attached ŒJ No campaign contributions made this period VERIFICATION I have used all reasonable diligence in preparing this Report. I have reviewed the Report and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed on (Date) At (City and State) B (Signat 7/27/98 ENCINITAS CALIFORNIA Name of Employer or Responsible Officer (Type or Print) LAUREN WASSERMAN of Employer or Responsible Officer) CITY MANAGER . . NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: PART" - PARTNERS, OWNERS, AND EMPLOYEES WHOSE "LOBBYIST REPORTS" (FORM 615) ARE ATTACHED TO THIS REPORT (See instructions on reverse.) Name and TItle NONE Name and Title 0 If more space is needed, check box and attach continuation sheets. PART III - PAYMENTS MADE IN CONNECTION WITH LOBBYING ACTIVITIES A. PAYMENTS TO IN-HOUSE EMPLOYEE LOBBYISTS (See instructions on reverse. Also enter the Amount This Period (Column 1) on Line A of the Summary of Payments section on page 1.) (1) Amount This Period $ B. PAYMENTS TO LOBBYING FIRMS (Including Individual Contract Lobbyists) Name and Address of lobbying Firm/lndependent Contract lobbyist (1) Fees & Retainers (2) Reimburse- ments of Ex enses CARPI & CLAY 427 "C" STREET, SUITE 306 SAN DIEGO CA 92101 6500.00 0 If more space is needed, check box and attach continuation sheets. TOTAL THIS PERIOD (Column 4) Also enter the total of Column 4 on Line B of the Summary of Payments section on page 1. PAGE 2 OF 4 4/1/98 to 6/30/98 -0-. $ (2) Cumulative Total To Date $ -0-. (4) Total This Period (5) Cumulative Total to Date 6500.00 6500.00 6500.00 . . NAME OF FILER: CITY OF BNCINITAS C. ACTIVITY EXPENSES (See instructions on reverse.) Date Name and Official Position of Reportable Persons and Amount Benefiting Each Name and Address of Payee NONE D If more space is needed, check box and attach continuation sheets. D. OTHER PAYMENTS TO INFLUENCE lEGISLATIVE OR ADMINISTRATIVE ACTION [i] NOTE: State and local government agencies do not compete this section. Check the box and complete Attaclvnent Form 640 instead. 1. PAYMENTS TO lOBBYING COALITIONS (NOTE: You must attach a completed Form 630 to this Report.) 2. OTHER PAYMENTS E. PAYMENTS IN CONNECTION WITH ADMINISTRATIVE TESTIMONY IN RATEMAKING PROCEEDINGS BEFORE THE CALIFORNIA PUBLIC UTIlITIES COMMISSION (See instructions on reverse.) Also enter the total of Section E on line E of the Summary of Payments section on page 1. . PERIOD COVERED: $ PAGE 3 OF 4 4/1/98 to 6/30/98 Description of Consideration TOTAL SECTION C (Activity Expenses). Also enter the total of Section C on Line C of the Summary of Payments section on page 1. $ $ TOTAL SECTION D (1 + 2). Also enter the total of Section D on Line D of the Summary of Payments section on page 1. Total Amount of Activity $ -0-. $ -0-. $ $ -0-. . ATTACHMENT FORM 640 (Attachment to Form 635 or Form 645) . CALIFORNIA 1993 FORM 640 PAGE 4 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: 4/1/98 to 6/30/98 For Use Bv: A state or local government agency that qualifies as a lobbyist employer or a $5,000 filer. Refer to the instructions on the cover page before completing this attachment. Other Payments to Influence Legislative or Administrative Action: 1. Total payments for overhead expenses related to lobbying activity. Report as a lump sum $ -0-. 2. Total payments to Lobbying Coalitions. Report as a lump sum $ -0-. (Form 630 must be attached.) 3. Total payments of less than $250 during the calendar quarter for lobbying activity (excluding overhead). Report as a lump sum $ -0-. 4. Total payments of more than $250 during the calendar quarter for lobbying activity (excluding overhead). Such payments must be itemized below. $ -0-. 5. Grand total of "Other Payments to Influence Legislative or Administrative Action". Also enter this total on the appropriate line of the Summary of Payments section on Page 1 of Form 635 or Form 645. $ -0-. Itemize below the payments of $250 or more made during the quarter for lobbying activity. Provide the name and address of the payee, the amount paid during the quarter, and the cumulative amount paid to the payee since January 1 of the calendar year covered by the report. Also itemize dues or similar payments of $250 or more made to an organization that makes expenditures equal to 10% of its total expenditures or $15,000 or more in a calendar quarter to influence legislative or administrative action. Provide the organization's name and address, the amount paid to the organization during the quarter, and the cumulative amount paid to the organization since January 1 of the calendar year covered by the report. Name & Address of Payee Amount This Cumulative Amount Quarter Since January 1 NONE $ -0-. S -0-. $ S S $ $ Subtotal of all payments itemized above -0-. 0 If more space is needed, check box and attach continuation sheets. . ~~~~I&~l~~ . GOVERNMENT RELATIONS April 24, 1998 VIA CERTIFIED MAIL CERTIFICATION # P127596311 Lauren Wasserman City Manager City of Encinitas 505 South Vulcan Avenue Encinitas, CA 92024-3633 Dear Lauren, Enclosed please find State Form 635 (Report of Lobbyist Employer), for the 1 st quarter of 1998. As you reported to me, the report indicates that City of Encinitas made no campaign contributions nor gave any "activity expense" (gifts), to any State officials between January 1 and March 31, 1998. Two copies of the Form must be filed. Please sign the verification on the bottom of page one of each copy, then mail both copies in the envelope provided to the following address: Political Reform Division Secretary of State's Office P.O. Box 1467 Sacramento, CA 95812-1467 The forms must be postmarked by April 30, 1998 to avoid penalty. For your convenience, a "Client Copy" of the form is enclosed. You should make a photocopy of your signed original Page 1 for your files as well. If you have any questions or comments, please feel free to give me a call at 283-4000. Sincerely, -/11 á MJ¿ x/hJ¿~-<--z Marie Skillman . '-- Bookkeeper for Ben G. Clay Enclosures KENNETH A. CARPI 427 C STREET. SUITE 306 SAN DIEGO, CALIFORNIA 92101 1100 K STREET. SUITE 100 SACRAMENTO. CALIFORNIA 95814 440 FIRST STREET. N.W.. SUITE 430 WASHINGTON. D.c. 2000 I BEN G. CLAY NICOLE A. CLAY (619) 234.0607 (619) 234-8763 FAX (916) 441-0202 (916) 441-1222 FAX (202) 393-4S56 (202) 393-32S5 FAX 1....--. m aT OF lOBBYIST EMPLOYER (Government Code Section 86116) . PAGE 1 OF 4 OR 0 REPORT OF LOBBYING COALITION (2 Cat Code of Regs. Section 18616.4) FORM 635 1993 IMPORTANT: lobbying Coalitions must attach a completed Form 635-C to this Report. REPORT COVERS PERIOD FROM 1/1/98 CUMULATIVE PERIOD BEGINNING 1/1/97 TYPE OR PRINT IN INK For information required to be provided to you pursuant to the Information Practices Act of 1977, see Information Manual on Lobbying Disclosure Provisions of the Political Reform Act NAME OF FILER: THROUGH 3/31/98 FOR OFFICIAL USE ONLY A B CITY OF ENCINITAS BUSINESS ADDRESS: (Number and Street) 505 SOUTH VULCAN AVENUE (City) ENCINITAS . CA (State) (Zip Code) TELEPHONE NUMBER 92024-3633 760-633-2600 PART 1- lEGISLATIVE OR STATE AGENCY ADMINISTRATIVE ACTIONS ACTIVELY lOBBIED DURING THE PERIOD (See instructions on reverse.) AS 1228 (DUCHENY) AS 1929 (MORROW) D If more space is needed, check box and attach continuation sheets. SUMMARY OF PAYMENTS THIS PERIOD A. TotalPaymentstoln-HouseEmployeelobbyists(Partlll,SectionA,Column1)......................... $ B. Total Payments to lobbying Firms (Part III, Section B, Column 4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. $ C. TotalActivityExpenses(Partlll,SectionC)................................"""""" $ D. TotalOtherPaymentstolnnuence(Partlll,SectionD)...................................... $ -0-. -0-. -0-. -0-. GRANDTOTAl(A+B+C+Dabove)................................."""" $ -0-. E. Total Payments in Comection with PUC Activities (Part III, Section E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. $ -0-. F. CAMPAIGN CONTRIBUTIONS: Dpart IV completed and attached [¡J No campaign contributions made this period VERIACA 1l0N I have used all reasonable diligence in preparing this Report. I have reviewed the Report and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed on (Date) At (City and State) By (Signat /' 8' ENCINITAS CALIFORNIA Name of Employer or Responsible Officer (Type or Print) LAUREN WASSERMAN CITY MANAGER [i) 8T OF LOBBYIST EMPLOYER ( rnment Code Section 86116) . OR 0 REPORT OF LOBBYING COALITION (2 Cal. Code of Regs. Section 18616.4) PAGE L- OF ~ FORM 635 1993 IMPORTANT: lobbying Coalitions must attach a completed Form 635-C to this Report. REPORT COVERS PERIOD FROM 1/1/98 CUMULATIVE PERIOD BEGINNING 1/1/97 lYPE OR PRINT IN INK For information required to be provided to you pursuant to the Information Practices Act of 1977, see Information Manual on Lobbying Disclosure Provisions of the Political Reform Act NAME OF FILER; THROUGH 3/31/98 FOR OFFICIAL USE ONLY A B CITY OF ENCINITAS BUSINESS ADDRESS: (Number and Street) 505 SOUTH VULCAN AVENUE ENCINITAS (City) CA (State) (Zip Code) TELEPHONE NUMBER 92024-3633 760-633-2600 PART I - LEGISLATIVE OR STATE AGENCY ADMINISTRATNE ACTIONS ACTNElY lOBBIED DURING THE PERIOD (See instructions on reverse.) AB 1228(DUCHENY) AB 1929 (MORROW) D If more space is needed, check box and attach continuation sheets. .-'l " :"r,<~\\'~ CÜ\ :ì (. ;,r'\\~\ "J . \ " \.-\ , ,'c,.. . SUMMARY OF PAYMENTS THIS PERIOD A. Total Payments to In-House Employee lobbyists (Part III, Section A, Column 1) . . . . . . . . . . . . . . . . . . . . . . . .. $ B. TotaIPaymentstolobbyingFirms(partlll,SectionB,Column4)................................. $ C. TotaIActivityExpenses(Partlll,sectionC)............................................ $ D. TotaIOtherPaymentstolnfluence(Partlll,SectionD)...................................... $ -0-. -0-. -0-. -0-. GRANDTOTAl(A+B+C+Dabove)................................."""" $ -0-. E. Total Payments in Connection with PUC Activities (Part III, Section E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. $ -0-. F. CAMPAIGN CONTRIBUTIONS: Dpart IV completed and attached [¡] No campaign contributions made this period VERI FICA 110N I have used all reasonable diligence in preparing this Report. I have reviewed the Report and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct Executed on (Date) At (City and State) ~ignatu~l;1mE C; '. . 7 ENCINITAS CALIFORNIA PIOyer\, Responsible Officer) ¿r-'<:::-' LAUREN WASSERMAN CITY MANAGER . . PAGE 2 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: PART II - PARTNERS, OWNERS, AND EMPLOYEES WHOSE "LOBBYIST REPORTS" (FORM 615) ARE ATTACHED TO THIS REPORT (See instructions on reverse.) Name and Title NONE Name and Title 0 If more space is needed, check box and attach continuation sheets. PART III - PAYMENTS MADE IN CONNECTION WITH LOBBYING ACTIVITIES A. PAYMENTS TO IN-HOUSE EMPLOYEE LOBBYISTS (1) (2) Amount This Cumulative Total (See instructions on reverse. Also enter the Amount This Period To Date Period (Column 1) on Line A of the Summary of Payments section on page 1.) $ $ -0-. -0-. B. PAYMENTS TO LOBBYING FIRMS (Including Individual Contract Lobbyists) Name and Address of Lobbying (1) (2) (3) (4) (5) Fees Reimburse- Advances or Total Cumulative Firm/Independent Contract Lobbyist & ments of Other Payments This Total Retainers Expenses (attach explanation) Period to Date NONE -0-. -0-. -0-. . -. -. -.......... D If more space is needed, check box and attach TOTAL THIS PERIOD (Column 4) ........ $ ........ Also enter the total of Column 4 on Line B of the .. . . . . . . continuation sheets. ......... Summary of Payments section on page 1. ........ -0-. ........ ........ 1/1/98 to 3/31/98 . . NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: C. ACTIVITY EXPENSES (See instructions on reverse.) Date Name and Official Position of Reportable Persons and Amount Benefiting Each Name and Address of Payee NONE $ 0 If more space is needed, check box and attach continuation sheets. PAGE 3 OF 4 1/1/98 to 3/31/98 Description of Consideration TOTAL SECTION C (Activity Expenses). Also enter the total of Section C on Line C of the Summary of Payments section on page 1. D. OTHER PAYMENTS TO INflUENCE lEGISLATIVE OR ADMINISTRATIVE ACTION [X] NOTE: State and local government agencies do not compete this section. Check the box and complete Attachment Form 640 instead. 1. PAYMENTS TO lOBBYING COALITIONS (NOTE: You must attach a completed Form 630 to this Report.) 2. OTHER PAYMENTS E. PAYMENTS IN CONNECTION WITH ADMINISTRATIVE TESTIMONY IN RATEMAKING PROCEEDINGS BEFORE THE CALIFORNIA PUBLIC UTILITIES COMMISSION (See instructions on reverse.) Also enter the total of Section E on line E of the Summary of Payments section on page 1 . $ $ TOTAL SECTION D (1 + 2). Also enter the total of Section D on Line D of the Summary of Payments section on page 1. Total Amount of Activity $ -0-. $ -0-. . . . . . . .. . ... . . . . . . . . . . . . . . . ........ . . . . . . . .. ........ .. . . . . . .. ........ . .. .. . . . . ........ . . . . .. ... ........ . . . . . . .. . ........ . . . . . . . . . ........ ................. . ................. . ................. . . . . . . . . .. ........ $ $ -0-. AUAGHMfNT FORM 640 (Attachment to Form 635 or Form 645) . . CALIFORNIA 640 1993 FORM PAGE 4 OF 4 PERIOD COVERED: 1/1/98 to 3/31/98 NAME OF FILER: CITY OF ENCINITAS For Use By: A state or local government agency that qualifies as a lobbyist employer or a $5,000 filer. Refer to the instructions on the cover page before completing this attachment Other Payments to Influence Legislative or Administrative Action: 1. Total payments for overhead expenses related to lobbying activity. Report as a lump sum $ -0-. 2. Total payments to Lobbying Coalitions. Report as a lump sum $ -0-. (Form 630 must be attached.) 3. Total payments of less than $250 during the calendar quarter for lobbying activity (excluding overhead). Report as a lump sum $ -0-. 4. Total payments of more than $250 during the calendar quarter for lobbying activity (excluding overhead). Such payments must be itemized below. $ -0-. 5. Grand total of "Other Payments to Influence Legislative or Administrative Action". Also enter this total on the appropriate line of the Summary of Payments section on Page 1 of Form 635 or Form 645. $ -0-. Itemize below the payments of $250 or more made during the quarter for lobbying activity. Provide the name and address of the payee, the amount paid during the quarter, and the cumulative amount paid to the payee since January 1 of the calendar year covered by the report. Also itemize dues or similar payments of $250 or more made to an organization that makes expenditures equal to 10% of its total expenditures or $15,000 or more in a calendar quarter to influence legislative or administrative action. Provide the organization's name and address, the amount paid to the organization during the quarter, and the cumulative amount paid to the organization since January 1 of the calendar year covered by the report. Name & Address of Payee Amount This Cumulative Amount Quarter Since January 1 NONE S -0-. S -0-. $ S S S S Subtotal of all payments itemized above -0-. D If more space is needed, check box and attach continuation sheets. ŒJ 8RT OF LOBBYIST EMPLOYER (Government Code Section 86116) . PAGE 1 OF 4 OR 0 REPORT OF LOBBYING COALITION (2 Car. Code of Regs. Section 18616.4) FORM 635 1993 IMPORTANT: lobbying Coalitions must attach a completed Form 635-C to this Report. REPORT COVERS PERIOD FROM 7/1/98 CUMULATIVE PERIOD BEGINNING 1/1/97 TYPE OR PRINT IN INK For information required to be provided to you pursuant to the Information Practices Act of 1977 see Information Manual on Lobbvinn Disclosure Provisions of the Political Reform Act. NAME OF FILER: CITY OF ENCINITAS BUSINESS ADDRESS: (Number and Street) THROUGH 9/30/98 FOR OFFICIAL USE ONLY A B 505 SOUTH VULCAN AVENUE ENCINITAS (City) CA (State) (Zip Code) TELEPHONE NUMBER 92024-3633 760-633-2600 PART I. lEGISLATIVE OR STATE AGENCY ADMINISTRATIVE ACTIONS ACTIVELY lOBBIED DURING THE PERIOD (See instructions on reverse.) AB 1228 (DUCHENY) AB 2065 (CARDENAS) SB 1873 (ALPERT) AB 1614 (LEMPERT) AB 2691 (LEMPERT) 0 If more space is needed, check box and attach continuation sheets. SUMMARY OF PAYMENTS THIS PERIOD A. Total Payments to In-House Employee lobbyists (Part III, Section A, Column 1) . . . . . . . . . . . . . . . . . . . . . . . " $ B. TotaiPaymentstolobbyingFirms(Partlll,SectionB,Column4)................................. $ C. TotaIActivityExpenses(Partlll,SectionC)............................................ $ D. TotaIOtherPaymentstolnfluence(Partlll,SectionD)...................................... $ -0-. 7800.00 -0-. -0-. GRANDTOTAl(A+B+C+Dabove)...............................""""" $ 7800.00 E. Total Payments in Connection with PUC Activities (Part III, Section E). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. $ -0-. F. CAMPAIGN CONTRIBUTIONS: Dart IV completed and attached ŒJ No campaign contributions made this period . ", \'SJ \ ~í' 'V\)\ , ,r.,>'\ ':) \. \ \t- \)/ ' VERIFICATION I have used all reasonable diligence in preparing this Report. I have reviewed the Report and to the best of my knowledge the information contained herein and in the attached schedules is true and complete. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct Executed on (Date) At (City and State) By (Signature of Employer or Responsible Officer) ENCINITAS. CALIFORNIA Name of Employer or Responsible Officer (Type or Print) LAUREN WASSERMAN Title CITY MANAGER . . PAGE 2 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: 7/1/98 to 9/30/98 PART II - PARTNERS, OWNERS, AND EMPLOYEES WHOSE "LOBBYIST REPORTS" (FORM 615) ARE ATTACHED TO THIS REPORT (See instructions on reverse.) Name and Title NONE Name and Title 0 If more space is needed, check box and attach continuation sheets. PART III - PAYMENTS MADE IN CONNECTION WITH LOBBYING ACTIVITIES A. PAYMENTS TO IN-HOUSE EMPLOYEE LOBBYISTS (1) (2) Amount This Cumulative Total (See instructions on reverse, Also enter the Amount This Period To Date Period (Column 1) on Line A of the Summary of Payments section on page 1.) $ $ -0-. -0-. B. PAYMENTS TO LOBBYING FIRMS (Including Individual Contract Lobbyists) Name and Address of Lobbying (1) (2) (3) (4) (5) Fees Reimburse- Advances or Total Cumulative Firm/lndependent Contract Lobbyist & ments of Other Payments This Total Retainers EXDenses (attach exDlanation) Period to Date CARPI & CLAY 427 "C' STREET, SUITE 306 7800.00 7800.00 14300.00 SAN DIEGO CA 92101 0 If more space is needed, check box and attach TOTAL THIS PERIOD (Column 4) $ - Also enter the total of Column 4 on Line B of the continuation sheets. Summary of Payments section on page 1. 7800.00 . . NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: C. ACTIVITY EXPENSES (See instructions on reverse.) Date Name and Official Position of Reportable Persons and Amount Benefiting Each Name and Address of Payee NONE $ 0 If more space is needed, check box and attach continuation sheets. PAGE 3 OF 4 7/1/98 to 9/30/98 Description of Consideration TOTAL SECTION C (Activity Expenses). Also enter the total of Section C on Line C of the Summary of Payments section on page 1. D. OTHER PAYMENTS TO INFLUENCE lEGISLATIVE OR ADMINISTRATIVE ACTION [¡] NOTE: State and local government agencies do not compete this section. Check the box and complete Attachment Form 640 instead. 1. PAYMENTS TO lOBBYING COAlITIONS (NOTE: You must attach a completed Form 630 to this Report.) 2. OTHER PAYMENTS E. PAYMENTS IN CONNECTION WITH ADMINISTRATIVE TESTIMONY IN RATEMAKING PROCEEDINGS BEFORE THE CALIFORNIA PUBLIC UTILITIES COMMISSION (See instructions on reverse.) Also enter the total of Section E on line E of the Summary of Payments section on page 1. $ $ TOTAL SECTION D (1 + 2). Also enter the total of Section D on Line D of the Summary of Payments section on page 1. Total Amount of Activity $ -0-. $ -0-. $ $ -0-. ÀTTA~H~ENT FORM 640 . (Attachment to Form 635 or Form 645) . CALIFORNIA 1993 FORM 640 PAGE 4 OF 4 NAME OF FILER: CITY OF ENCINITAS PERIOD COVERED: 7/1/98 to 9/30/98 For Use Bv: A state or local government agency that qualifies as a lobbyist employer or a $5,000 filer. Refer to the instructions on the cover page before completing this attachment Other Payments to Influence Legislative or Administrative Action: 1. Total payments for overhead expenses related to lobbying activity. Report as a lump sum $ -0-. 2. Total payments to Lobbying Coalitions. Report as a lump sum $ -0-. (Form 630 must be attached.) 3. Total payments of less than $250 during the calendar quarter for lobbying activity (excluding overhead), Report as a lump sum $ -0-. 4. Total payments of more than $250 during the calendar quarter for lobbying activity (excluding overhead). Such payments must be itemized below. $ -0-. 5. Grand total of "Other Payments to Influence Legislative or Administrative Action", Also enter this total on the appropriate line of the Summary of Payments section on Page 1 of Form 635 or Form 645. $ -0-. Itemize below the payments of $250 or more made during the quarter for lobbying activity. Provide the name and address of the payee, the amount paid during the quarter, and the cumulative amount paid to the payee since January 1 of the calendar year covered by the report. Also itemize dues or similar payments of $250 or more made to an organization that makes expenditures equal to 10% of its total expenditures or $15,000 or more in a calendar quarter to influence legislative or administrative action. Provide the organization's name and address, the amount paid to the organization during the quarter, and the cumulative amount paid to the organization since January 1 of the calendar year covered by the report. Name & Address of Payee Amount This Cumulative Amount Quarter Since January 1 NONE $ -0-. $ -0-. $ $ $ $ $ Subtotal of all payments itemized above -0-. D If more space is needed, check box and attach continuation sheets.